CAPITAL FINANCIAL SERVICES LLC
CRD #107960 SEC #801-57725 CLIFTON PARK, NY 518-399-3903
SEC Registered
Total AUM
$127.6M
Discretionary
$127.6M
Employees
5
Clients
1
Accounts
484
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2023 | $127.6M | $127.6M | $0 | 5 | 8 |
| Dec 2022 | $127.6M | $127.6M | $0 | 5 | 8 |
| Jan 2022 | $127.6M | $127.6M | $0 | 5 | 8 |
| Mar 2021 | $106.7M | $106.7M | $0 | 5 | 11 |
| Oct 2020 | $96.5M | $96.5M | $0 | 5 | 11 |
| Apr 2020 | $96.5M | $96.5M | $0 | 5 | 11 |
| Feb 2019 | $75.7M | $75.7M | $0 | 4 | 9 |
| May 2018 | $76.1M | $76.1M | $0 | 4 | 12 |
| Mar 2018 | $76.1M | $76.1M | $0 | 4 | 12 |
| Oct 2017 | $58.7M | $58.7M | $0 | 4 | 0 |
| Mar 2017 | $58.7M | $58.7M | $0 | 5 | 200 |
| Mar 2016 | $63.8M | $63.8M | $0 | 4 | 200 |
| Mar 2015 | $71M | $71M | $0 | 4 | 200 |
| Mar 2014 | $75.6M | $75.6M | $0 | 3 | 200 |
| Mar 2013 | $66.9M | $66.9M | $0 | 2 | 200 |
| Mar 2012 | $62.6M | $62.6M | $0 | 1 | 200 |
| Mar 2009 | $51.8M | $51.8M | $0 | 5 | -- |
| Mar 2008 | $81.3M | $81.3M | $0 | 5 | -- |
| Mar 2007 | $76.7M | $76.7M | $0 | 5 | -- |
| Mar 2006 | $73.5M | $73.5M | $0 | 5 | -- |
| Nov 2005 | $62.1M | $62.1M | $0 | 5 | -- |
| Mar 2002 | $32.9M | $32.9M | $0 | 5 | -- |
| Jun 2001 | $30.1M | $30.1M | $0 | 5 | -- |
| May 2001 | $30.1M | $30.1M | $0 | 5 | -- |
DateJan 2023
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees5
Clients8
DateDec 2022
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees5
Clients8
DateJan 2022
Total AUM$127.6M
Discretionary$127.6M
Non-Disc.$0
Employees5
Clients8
DateMar 2021
Total AUM$106.7M
Discretionary$106.7M
Non-Disc.$0
Employees5
Clients11
DateOct 2020
Total AUM$96.5M
Discretionary$96.5M
Non-Disc.$0
Employees5
Clients11
DateApr 2020
Total AUM$96.5M
Discretionary$96.5M
Non-Disc.$0
Employees5
Clients11
DateFeb 2019
Total AUM$75.7M
Discretionary$75.7M
Non-Disc.$0
Employees4
Clients9
DateMay 2018
Total AUM$76.1M
Discretionary$76.1M
Non-Disc.$0
Employees4
Clients12
DateMar 2018
Total AUM$76.1M
Discretionary$76.1M
Non-Disc.$0
Employees4
Clients12
DateOct 2017
Total AUM$58.7M
Discretionary$58.7M
Non-Disc.$0
Employees4
Clients0
DateMar 2017
Total AUM$58.7M
Discretionary$58.7M
Non-Disc.$0
Employees5
Clients200
DateMar 2016
Total AUM$63.8M
Discretionary$63.8M
Non-Disc.$0
Employees4
Clients200
DateMar 2015
Total AUM$71M
Discretionary$71M
Non-Disc.$0
Employees4
Clients200
DateMar 2014
Total AUM$75.6M
Discretionary$75.6M
Non-Disc.$0
Employees3
Clients200
DateMar 2013
Total AUM$66.9M
Discretionary$66.9M
Non-Disc.$0
Employees2
Clients200
DateMar 2012
Total AUM$62.6M
Discretionary$62.6M
Non-Disc.$0
Employees1
Clients200
DateMar 2009
Total AUM$51.8M
Discretionary$51.8M
Non-Disc.$0
Employees5
Clients--
DateMar 2008
Total AUM$81.3M
Discretionary$81.3M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$76.7M
Discretionary$76.7M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$73.5M
Discretionary$73.5M
Non-Disc.$0
Employees5
Clients--
DateNov 2005
Total AUM$62.1M
Discretionary$62.1M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$32.9M
Discretionary$32.9M
Non-Disc.$0
Employees5
Clients--
DateJun 2001
Total AUM$30.1M
Discretionary$30.1M
Non-Disc.$0
Employees5
Clients--
DateMay 2001
Total AUM$30.1M
Discretionary$30.1M
Non-Disc.$0
Employees5
Clients--