CAPITAL FINANCIAL SERVICES LLC
CRD #107960 SEC #801-57725 CLIFTON PARK, NY 518-399-3903
SEC Registered
Total AUM
$127.6M
Discretionary
$127.6M
Employees
5
Clients
1
Accounts
484
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 1, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Laska, Cherry, Gayle | I | PRINCIPAL | NA | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JEROME, WILLIAM, CHARLES | I | MEMBER | E | Control |
| JEROME, WILLIAM, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| Jerome, William, Joseph | I | EXECUTIVE VICE PRESIDENT | E | Control |
| Jerome, William, Joseph | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 1, 2022 REGISTERED
Notice Filings (7)
CT FL MA NH NY TX VT
Address
855 ROUTE 146SUITE 180
CLIFTON PARK, NY 12065
United States
Phone: 518-399-3903