NANCY A SOCHA & ASSOCIATES, LLC
Legal name: SOCHA FINANCIAL GROUP
CRD #108120 SEC #801-55938 CORNING, NY 607-962-0605
SEC Registered
Total AUM
$238.9M
Discretionary
$238.9M
Employees
7
Clients
251
Accounts
706
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2019 | $238.9M | $238.9M | $0 | 7 | 71 |
| Jan 2019 | $238.9M | $238.9M | $0 | 7 | 71 |
| Oct 2018 | $238.9M | $238.9M | $0 | 7 | 71 |
| Sep 2018 | $238.9M | $238.9M | $0 | 7 | 71 |
| Aug 2018 | $238.9M | $238.9M | $0 | 7 | 71 |
| Jul 2018 | $238.9M | $238.9M | $0 | 7 | 71 |
| Mar 2018 | $238.9M | $238.9M | $0 | 7 | 71 |
| Mar 2017 | $213.8M | $213.8M | $0 | 7 | 600 |
| Mar 2016 | $220M | $220M | $0 | 7 | 600 |
| Mar 2015 | $236.1M | $236.1M | $0 | 6 | 600 |
| Oct 2014 | $196.6M | $195.6M | $980.9K | 6 | 600 |
| Oct 2014 | $196.6M | $195.6M | $980.9K | 6 | 600 |
| Jun 2014 | $196.6M | $195.6M | $980.9K | 4 | 600 |
| Mar 2014 | $196.6M | $195.6M | $980.9K | 5 | 600 |
| Mar 2013 | $167.5M | $165.4M | $2.1M | 6 | 600 |
| Jan 2012 | $167.8M | $163.1M | $4.7M | 1 | 600 |
| Mar 2011 | $181.2M | $177.7M | $3.5M | 5 | -- |
| Jan 2010 | $161.6M | $158.2M | $3.4M | 5 | -- |
| Oct 2009 | $134.8M | $131.8M | $3M | 5 | -- |
| Mar 2009 | $134.8M | $131.8M | $3M | 5 | -- |
| Jan 2008 | $190.3M | $186.1M | $4.2M | 5 | -- |
| Jan 2007 | $166.1M | $161M | $5.1M | 5 | -- |
| Jan 2006 | $147.6M | $142M | $5.6M | 5 | -- |
| Dec 2005 | $121.6M | $113.4M | $8.2M | 10 | -- |
| Sep 2005 | $121.6M | $113.4M | $8.2M | 10 | -- |
| Jan 2005 | $121.6M | $113.4M | $8.2M | 10 | -- |
| Jan 2004 | $106.5M | $95.3M | $11.2M | 10 | -- |
| May 2002 | $80.4M | $69.8M | $10.7M | 10 | -- |
DateMar 2019
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateJan 2019
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateOct 2018
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateSep 2018
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateAug 2018
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateJul 2018
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateMar 2018
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees7
Clients71
DateMar 2017
Total AUM$213.8M
Discretionary$213.8M
Non-Disc.$0
Employees7
Clients600
DateMar 2016
Total AUM$220M
Discretionary$220M
Non-Disc.$0
Employees7
Clients600
DateMar 2015
Total AUM$236.1M
Discretionary$236.1M
Non-Disc.$0
Employees6
Clients600
DateOct 2014
Total AUM$196.6M
Discretionary$195.6M
Non-Disc.$980.9K
Employees6
Clients600
DateOct 2014
Total AUM$196.6M
Discretionary$195.6M
Non-Disc.$980.9K
Employees6
Clients600
DateJun 2014
Total AUM$196.6M
Discretionary$195.6M
Non-Disc.$980.9K
Employees4
Clients600
DateMar 2014
Total AUM$196.6M
Discretionary$195.6M
Non-Disc.$980.9K
Employees5
Clients600
DateMar 2013
Total AUM$167.5M
Discretionary$165.4M
Non-Disc.$2.1M
Employees6
Clients600
DateJan 2012
Total AUM$167.8M
Discretionary$163.1M
Non-Disc.$4.7M
Employees1
Clients600
DateMar 2011
Total AUM$181.2M
Discretionary$177.7M
Non-Disc.$3.5M
Employees5
Clients--
DateJan 2010
Total AUM$161.6M
Discretionary$158.2M
Non-Disc.$3.4M
Employees5
Clients--
DateOct 2009
Total AUM$134.8M
Discretionary$131.8M
Non-Disc.$3M
Employees5
Clients--
DateMar 2009
Total AUM$134.8M
Discretionary$131.8M
Non-Disc.$3M
Employees5
Clients--
DateJan 2008
Total AUM$190.3M
Discretionary$186.1M
Non-Disc.$4.2M
Employees5
Clients--
DateJan 2007
Total AUM$166.1M
Discretionary$161M
Non-Disc.$5.1M
Employees5
Clients--
DateJan 2006
Total AUM$147.6M
Discretionary$142M
Non-Disc.$5.6M
Employees5
Clients--
DateDec 2005
Total AUM$121.6M
Discretionary$113.4M
Non-Disc.$8.2M
Employees10
Clients--
DateSep 2005
Total AUM$121.6M
Discretionary$113.4M
Non-Disc.$8.2M
Employees10
Clients--
DateJan 2005
Total AUM$121.6M
Discretionary$113.4M
Non-Disc.$8.2M
Employees10
Clients--
DateJan 2004
Total AUM$106.5M
Discretionary$95.3M
Non-Disc.$11.2M
Employees10
Clients--
DateMay 2002
Total AUM$80.4M
Discretionary$69.8M
Non-Disc.$10.7M
Employees10
Clients--