NANCY A SOCHA & ASSOCIATES, LLC

Legal name: SOCHA FINANCIAL GROUP

CRD #108120 SEC #801-55938 CORNING, NY 607-962-0605

SEC Registered

Total AUM

$238.9M

Discretionary

$238.9M

Employees

Clients

251

Accounts

706

Firm Details

Organization Type: Limited Liability Company
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 22, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
SOCHA, NANCY, ANN	I	SOLE PROPRIETOR	E	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
SOCHA, NANCY, ANN	I	SOLE PROPRIETOR	E	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, LOUIS, S	I	MANAGING PARTNER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
SOCHA, NANCY, ANN	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control

Registrations

Federal

Mar 22, 2019 REGISTERED

Notice Filings (17)

AR CA FL GA KY MA MD NC NH NJ NY OH PA SC TN TX VA

Address

181 EAST SECOND STREET
CORNING, NY 14830
United States

Phone: 607-962-0605