GUGGENHEIM INVESTMENT ADVISORS, LLC
CRD #108263 SEC #801-57781 NEW YORK, NY 866-285-3655
SEC Registered
Total AUM
$522M
Discretionary
$268.2M
Employees
10
Clients
0
Accounts
54
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $522M | $268.2M | $253.7M | 10 | 0 |
| Mar 2025 | $522M | $268.2M | $253.7M | 10 | 0 |
| Mar 2024 | $876.5M | $690.3M | $186.2M | 11 | 0 |
| Nov 2023 | $391.6M | $391.6M | $0 | 10 | 0 |
| Jun 2023 | $391.6M | $391.6M | $0 | 10 | 0 |
| Mar 2023 | $391.6M | $391.6M | $0 | 10 | 0 |
| Nov 2022 | $439.3M | $439.3M | $0 | 10 | 0 |
| Mar 2022 | $439.3M | $439.3M | $0 | 10 | 0 |
| Mar 2021 | $2.3B | $2.3B | $0 | 12 | 0 |
| Sep 2020 | $1.9B | $1.9B | $0 | 14 | 0 |
| Mar 2020 | $1.9B | $1.9B | $0 | 14 | 0 |
| Mar 2019 | $9B | $9B | $0 | 14 | 0 |
| Mar 2018 | $9B | $9B | $0 | 12 | 0 |
| Mar 2017 | $8.9B | $8.9B | $0 | 16 | 1 |
| Mar 2016 | $742.9M | $107.3M | $635.6M | 22 | 11 |
| Jun 2015 | $704.3M | $295.1M | $409.2M | 17 | 26 |
| Mar 2015 | $704.3M | $295.1M | $409.2M | 17 | 26 |
| Oct 2014 | $541.8M | $211.9M | $329.9M | 28 | 26 |
| May 2014 | $541.8M | $211.9M | $329.9M | 28 | 26 |
| Mar 2014 | $541.8M | $211.9M | $329.9M | 28 | 26 |
| Dec 2013 | $531.1M | $98M | $433.1M | 39 | 26 |
| Sep 2013 | $531.1M | $98M | $433.1M | 39 | 26 |
| Jul 2013 | $531.1M | $98M | $433.1M | 39 | 26 |
| Mar 2013 | $531.1M | $98M | $433.1M | 39 | 26 |
| Dec 2012 | $693.5M | $171.3M | $522.3M | 36 | 26 |
| Nov 2012 | $693.5M | $171.3M | $522.3M | 36 | 26 |
| Oct 2012 | $693.5M | $171.3M | $522.3M | 11 | 26 |
| Jul 2012 | $693.5M | $171.3M | $522.3M | 11 | 26 |
| May 2012 | $693.5M | $171.3M | $522.3M | 11 | 26 |
| Mar 2012 | $693.5M | $171.3M | $522.3M | 11 | 26 |
| Jul 2011 | $778.8M | $95.1M | $683.6M | -- | -- |
| May 2011 | $778.8M | $95.1M | $683.6M | -- | -- |
| Mar 2011 | $778.8M | $95.1M | $683.6M | -- | -- |
| Mar 2011 | $778.8M | $95.1M | $683.6M | -- | -- |
| Jul 2010 | $3.6B | $186M | $3.4B | -- | -- |
| Mar 2010 | $3.6B | $186M | $3.4B | -- | -- |
| May 2009 | $2.3B | $251.9M | $2B | -- | -- |
| Mar 2009 | $2.3B | $251.9M | $2B | -- | -- |
| Mar 2008 | $1.8B | $358.3M | $1.4B | -- | -- |
| Nov 2007 | $1.1B | $220.6M | $882.7M | -- | -- |
| Mar 2007 | $1.1B | $220.6M | $882.7M | -- | -- |
| Nov 2005 | $1.5B | $500M | $1B | -- | -- |
| Mar 2004 | $1.3B | $428M | $900M | -- | -- |
| Apr 2002 | $170M | $0 | $170M | 10 | -- |
| Jun 2001 | $117M | $0 | $117M | 10 | -- |
DateMay 2025
Total AUM$522M
Discretionary$268.2M
Non-Disc.$253.7M
Employees10
Clients0
DateMar 2025
Total AUM$522M
Discretionary$268.2M
Non-Disc.$253.7M
Employees10
Clients0
DateMar 2024
Total AUM$876.5M
Discretionary$690.3M
Non-Disc.$186.2M
Employees11
Clients0
DateNov 2023
Total AUM$391.6M
Discretionary$391.6M
Non-Disc.$0
Employees10
Clients0
DateJun 2023
Total AUM$391.6M
Discretionary$391.6M
Non-Disc.$0
Employees10
Clients0
DateMar 2023
Total AUM$391.6M
Discretionary$391.6M
Non-Disc.$0
Employees10
Clients0
DateNov 2022
Total AUM$439.3M
Discretionary$439.3M
Non-Disc.$0
Employees10
Clients0
DateMar 2022
Total AUM$439.3M
Discretionary$439.3M
Non-Disc.$0
Employees10
Clients0
DateMar 2021
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$0
Employees12
Clients0
DateSep 2020
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees14
Clients0
DateMar 2020
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees14
Clients0
DateMar 2019
Total AUM$9B
Discretionary$9B
Non-Disc.$0
Employees14
Clients0
DateMar 2018
Total AUM$9B
Discretionary$9B
Non-Disc.$0
Employees12
Clients0
DateMar 2017
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees16
Clients1
DateMar 2016
Total AUM$742.9M
Discretionary$107.3M
Non-Disc.$635.6M
Employees22
Clients11
DateJun 2015
Total AUM$704.3M
Discretionary$295.1M
Non-Disc.$409.2M
Employees17
Clients26
DateMar 2015
Total AUM$704.3M
Discretionary$295.1M
Non-Disc.$409.2M
Employees17
Clients26
DateOct 2014
Total AUM$541.8M
Discretionary$211.9M
Non-Disc.$329.9M
Employees28
Clients26
DateMay 2014
Total AUM$541.8M
Discretionary$211.9M
Non-Disc.$329.9M
Employees28
Clients26
DateMar 2014
Total AUM$541.8M
Discretionary$211.9M
Non-Disc.$329.9M
Employees28
Clients26
DateDec 2013
Total AUM$531.1M
Discretionary$98M
Non-Disc.$433.1M
Employees39
Clients26
DateSep 2013
Total AUM$531.1M
Discretionary$98M
Non-Disc.$433.1M
Employees39
Clients26
DateJul 2013
Total AUM$531.1M
Discretionary$98M
Non-Disc.$433.1M
Employees39
Clients26
DateMar 2013
Total AUM$531.1M
Discretionary$98M
Non-Disc.$433.1M
Employees39
Clients26
DateDec 2012
Total AUM$693.5M
Discretionary$171.3M
Non-Disc.$522.3M
Employees36
Clients26
DateNov 2012
Total AUM$693.5M
Discretionary$171.3M
Non-Disc.$522.3M
Employees36
Clients26
DateOct 2012
Total AUM$693.5M
Discretionary$171.3M
Non-Disc.$522.3M
Employees11
Clients26
DateJul 2012
Total AUM$693.5M
Discretionary$171.3M
Non-Disc.$522.3M
Employees11
Clients26
DateMay 2012
Total AUM$693.5M
Discretionary$171.3M
Non-Disc.$522.3M
Employees11
Clients26
DateMar 2012
Total AUM$693.5M
Discretionary$171.3M
Non-Disc.$522.3M
Employees11
Clients26
DateJul 2011
Total AUM$778.8M
Discretionary$95.1M
Non-Disc.$683.6M
Employees--
Clients--
DateMay 2011
Total AUM$778.8M
Discretionary$95.1M
Non-Disc.$683.6M
Employees--
Clients--
DateMar 2011
Total AUM$778.8M
Discretionary$95.1M
Non-Disc.$683.6M
Employees--
Clients--
DateMar 2011
Total AUM$778.8M
Discretionary$95.1M
Non-Disc.$683.6M
Employees--
Clients--
DateJul 2010
Total AUM$3.6B
Discretionary$186M
Non-Disc.$3.4B
Employees--
Clients--
DateMar 2010
Total AUM$3.6B
Discretionary$186M
Non-Disc.$3.4B
Employees--
Clients--
DateMay 2009
Total AUM$2.3B
Discretionary$251.9M
Non-Disc.$2B
Employees--
Clients--
DateMar 2009
Total AUM$2.3B
Discretionary$251.9M
Non-Disc.$2B
Employees--
Clients--
DateMar 2008
Total AUM$1.8B
Discretionary$358.3M
Non-Disc.$1.4B
Employees--
Clients--
DateNov 2007
Total AUM$1.1B
Discretionary$220.6M
Non-Disc.$882.7M
Employees--
Clients--
DateMar 2007
Total AUM$1.1B
Discretionary$220.6M
Non-Disc.$882.7M
Employees--
Clients--
DateNov 2005
Total AUM$1.5B
Discretionary$500M
Non-Disc.$1B
Employees--
Clients--
DateMar 2004
Total AUM$1.3B
Discretionary$428M
Non-Disc.$900M
Employees--
Clients--
DateApr 2002
Total AUM$170M
Discretionary$0
Non-Disc.$170M
Employees10
Clients--
DateJun 2001
Total AUM$117M
Discretionary$0
Non-Disc.$117M
Employees10
Clients--