GUGGENHEIM INVESTMENT ADVISORS, LLC
CRD #108263 SEC #801-57781 NEW YORK, NY 866-285-3655
SEC Registered
Total AUM
$522M
Discretionary
$268.2M
Employees
10
Clients
0
Accounts
54
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2025
- Branch Offices
- 2
- LEI
- 549300QGGHT4I1BNIO32
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALL, JUAN | I | CO-CHAIRMAN - INTERNATIONAL | NA | Control |
| BALL, JUAN | I | PRESIDENT | NA | Control |
| BALL, JUAN | I | PRESIDENT | NA | Control |
| BALL, JUAN | I | CO-CHAIRMAN - INTERNATIONAL | NA | Control |
| BALL, JUAN | I | MANAGING PARTNER | NA | Control |
| BALL, JUAN | I | PRESIDENT | NA | Control |
| BALL, JUAN | I | PRESIDENT | NA | Control |
| BALL, JUAN | I | CO-CHAIRMAN - INTERNATIONAL | NA | Control |
| CAIN, KERRI, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| CHRIST, MICHAEL, JAMES | I | SENIOR EXECUTIVE | NA | Control |
| COCHRANE, GEORGIA, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COCHRANE, GEORGIA, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD AND CHIEF OPERATING OFFICER | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| DILORENZO, DINA, MARIE | I | HEAD | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FACTOR, JILL, SUGAR | I | GENERAL COUNSEL | NA | Control |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KING, ERIN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, ERIN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, ERIN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, ERIN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, ERIN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCFARLAND, GEORGIA, CAROLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCFARLAND, GEORGIA, CAROLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| METZGER, DENNIS, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MILLMAN, TODD, MICHAEL | I | HEAD OF SALES | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR MANAGING DIRECTOR OF INVESTMENT ADVISORY INTERMEDIARIES | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR MANAGING DIRECTOR OF INVESTMENT ADVISORY INTERMEDIARIES | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR MANAGING DIRECTOR OF INVESTMENT ADVISORY INTERMEDIARIES | NA | Control |
| MORIARTY, PHILIP, EDWARD | I | SENIOR MANAGING DIRECTOR OF INVESTMENT ADVISORY INTERMEDIARIES | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUETH, DONALD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martini, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Martini, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Martini, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Martini, Christopher | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NASATIR, JUSTIN, FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NASATIR, JUSTIN, FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NASATIR, JUSTIN, FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NASATIR, JUSTIN, FREDERICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NICK, KENNETH, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REZAK, ADAM, MARC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| ROSENFIELD, ANDREW | I | CHAIRMAN | NA | Control |
| SINGH, SHAWN, RAJU | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SODERBERG, LEIF, GALLUP | I | CHIEF OPERATING OFFICER | NA | Control |
| SODERBERG, LEIF, GALLUP | I | CHIEF OPERATING OFFICER | NA | Control |
| SODERBERG, LEIF, GALLUP | I | CHIEF OPERATING OFFICER | NA | Control |
| SODERBERG, LEIF, GALLUP | I | CHIEF OPERATING OFFICER | NA | Control |
| SODERBERG, LEIF, GALLUP | I | CHIEF OPERATING OFFICER | NA | Control |
| SODERBERG, LEIF, GALLUP | I | CHIEF OPERATING OFFICER | NA | Control |
| STALMAN, PABLO, GABRIEL | I | CO-CHAIRMAN - INTERNATIONAL | NA | Control |
| STALMAN, PABLO, GABRIEL | I | CHAIRMAN - INTERNATIONAL | NA | Control |
| STALMAN, PABLO, GABRIEL | I | CHAIRMAN - INTERNATIONAL | NA | Control |
| STALMAN, PABLO, GABRIEL | I | SECRETARY AND TREASURER | NA | Control |
| STALMAN, PABLO, GABRIEL | I | SECRETARY AND TREASURER | NA | Control |
| STALMAN, PABLO, GABRIEL | I | CO-CHAIRMAN - INTERNATIONAL | NA | Control |
| STALMAN, PABLO, GABRIEL | I | MANAGING PARTNER | NA | Control |
| STALMAN, PABLO, GABRIEL | I | SECRETARY AND TREASURER | NA | Control |
| STALMAN, PABLO, GABRIEL | I | SECRETARY AND TREASURER | NA | Control |
| STALMAN, PABLO, GABRIEL | I | CO-CHAIRMAN - INTERNATIONAL | NA | Control |
| STUCKE, CHARLES, MURRAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STUCKE, CHARLES, MURRAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STUCKE, CHARLES, MURRAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STUCKE, CHARLES, MURRAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GUGGENHEIM PARTNERS, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| GWM HOLDCO, LLC | DE | MEMBER | E | Control |
| MIDLAND ADVISORS CO | DE | SHAREHOLDER | E | Control |
| MIDLAND ADVISORS CO | DE | MEMBER | E | Control |
| MIDLAND ADVISORS CO | DE | SHAREHOLDER | E | Control |
| THE GUGGENHEIM GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE GUGGENHEIM GROUP LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| GUGGENHEIM MANAGER, INC. | DE | GWM HOLDCO, LLC | F | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAGE ASSETS, INC | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC ESOT | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | MIDLAND ADVISORS COMPANY, INC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | MIDLAND ADVISORS COMPANY, INC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GWM HOLDCO, LLC | E | Control |
| SAMMONS CORPORATION | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | SAMMONS CORPORATION | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC | E | Control |
| THE GUGGENHEIM GROUP, LLC | DE | MIDLAND ADVISORS COMPANY, INC | E | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
Registrations
Federal
IA
May 14, 2025 REGISTERED
Notice Filings (27)
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