PENNINGTON FINANCIAL GROUP
CRD #108478 SEC #801-57705 GOLD RIVER, CA 916-635-5858
SEC Registered
Total AUM
$155.9M
Discretionary
$155.9M
Employees
5
Clients
51
Accounts
530
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2014 | $190.6M | $190.4M | $214.5K | 7 | 200 |
| Oct 2013 | $172.4M | $172.2M | $197.7K | 7 | 200 |
| Oct 2013 | $172.4M | $172.2M | $197.7K | 7 | 200 |
| Mar 2013 | $155.9M | $155.9M | $0 | 5 | 200 |
| Feb 2013 | $156.3M | $155.9M | $392.2K | 5 | 200 |
| Feb 2013 | $151.7M | $151.3M | $377.4K | 5 | 200 |
| Jun 2012 | $127M | $127M | $0 | 6 | 200 |
| Jun 2012 | $127M | $127M | $0 | 6 | 200 |
| Jan 2012 | $160.3M | $160.3M | $0 | 6 | 200 |
| Aug 2011 | $155.9M | $155.9M | $0 | 10 | -- |
| Jun 2011 | $155.9M | $155.9M | $0 | 10 | -- |
| Apr 2011 | $155.9M | $155.9M | $0 | 10 | -- |
| Mar 2011 | $147.3M | $147.3M | $0 | 10 | -- |
| Sep 2007 | $200.9M | $200.9M | $0 | 10 | -- |
| May 2007 | $178.3M | $178.3M | $0 | 5 | -- |
| Feb 2007 | $178.3M | $178.3M | $0 | 5 | -- |
| Jan 2006 | $139.7M | $139.7M | $0 | 5 | -- |
| Dec 2005 | $134.7M | $134.7M | $0 | 5 | -- |
| Jan 2005 | $134.7M | $134.7M | $0 | 5 | -- |
| Aug 2004 | $124.5M | $0 | $124.5M | 5 | -- |
DateJan 2014
Total AUM$190.6M
Discretionary$190.4M
Non-Disc.$214.5K
Employees7
Clients200
DateOct 2013
Total AUM$172.4M
Discretionary$172.2M
Non-Disc.$197.7K
Employees7
Clients200
DateOct 2013
Total AUM$172.4M
Discretionary$172.2M
Non-Disc.$197.7K
Employees7
Clients200
DateMar 2013
Total AUM$155.9M
Discretionary$155.9M
Non-Disc.$0
Employees5
Clients200
DateFeb 2013
Total AUM$156.3M
Discretionary$155.9M
Non-Disc.$392.2K
Employees5
Clients200
DateFeb 2013
Total AUM$151.7M
Discretionary$151.3M
Non-Disc.$377.4K
Employees5
Clients200
DateJun 2012
Total AUM$127M
Discretionary$127M
Non-Disc.$0
Employees6
Clients200
DateJun 2012
Total AUM$127M
Discretionary$127M
Non-Disc.$0
Employees6
Clients200
DateJan 2012
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees6
Clients200
DateAug 2011
Total AUM$155.9M
Discretionary$155.9M
Non-Disc.$0
Employees10
Clients--
DateJun 2011
Total AUM$155.9M
Discretionary$155.9M
Non-Disc.$0
Employees10
Clients--
DateApr 2011
Total AUM$155.9M
Discretionary$155.9M
Non-Disc.$0
Employees10
Clients--
DateMar 2011
Total AUM$147.3M
Discretionary$147.3M
Non-Disc.$0
Employees10
Clients--
DateSep 2007
Total AUM$200.9M
Discretionary$200.9M
Non-Disc.$0
Employees10
Clients--
DateMay 2007
Total AUM$178.3M
Discretionary$178.3M
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$178.3M
Discretionary$178.3M
Non-Disc.$0
Employees5
Clients--
DateJan 2006
Total AUM$139.7M
Discretionary$139.7M
Non-Disc.$0
Employees5
Clients--
DateDec 2005
Total AUM$134.7M
Discretionary$134.7M
Non-Disc.$0
Employees5
Clients--
DateJan 2005
Total AUM$134.7M
Discretionary$134.7M
Non-Disc.$0
Employees5
Clients--
DateAug 2004
Total AUM$124.5M
Discretionary$0
Non-Disc.$124.5M
Employees5
Clients--