PENNINGTON FINANCIAL GROUP
CRD #108478 SEC #801-57705 GOLD RIVER, CA 916-635-5858
SEC Registered
Total AUM
$155.9M
Discretionary
$155.9M
Employees
5
Clients
51
Accounts
530
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| PENNINGTON, PAUL, CHARLES | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
| OLMSTEAD, PATRICIA, LIN | I | SECRETARY/TREASURER/CFO/DIRECTOR | A | Control |
Registrations
Federal
IA
Mar 13, 2013 REGISTERED
Notice Filings (2)
CA WA
Address
11246 GOLD EXPRESS DRIVESTE 102
GOLD RIVER, CA 95670-4425
United States
Phone: 916-635-5858