HIGH FALLS ADVISORS, INC.
CRD #108678 SEC #801-34161 ROCHESTER, NY 585-935-5300
SEC Registered
Total AUM
$607M
Discretionary
$599M
Employees
18
Clients
251
Accounts
1,762
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $607M | $599M | $8.1M | 18 | 12 |
| Mar 2024 | $520.6M | $520.6M | $0 | 17 | 11 |
| Mar 2023 | $451.4M | $451.4M | $0 | 17 | 11 |
| Apr 2022 | $534.1M | $534.1M | $0 | 17 | 11 |
| Apr 2021 | $473.2M | $473.2M | $0 | 15 | 10 |
| Oct 2020 | $456.4M | $456.4M | $0 | 14 | 10 |
| Jun 2020 | $456.4M | $456.4M | $0 | 14 | 10 |
| Apr 2020 | $456.4M | $456.4M | $0 | 14 | 10 |
| Mar 2019 | $391.9M | $391.9M | $0 | 14 | 12 |
| Nov 2018 | $456.1M | $456.1M | $0 | 17 | 20 |
| Mar 2018 | $456.1M | $456.1M | $0 | 17 | 20 |
| Mar 2017 | $423.9M | $423.9M | $0 | 17 | 1,000 |
| Mar 2016 | $542.5M | $542.5M | $0 | 18 | 1,100 |
| Mar 2015 | $590.3M | $590.3M | $0 | 19 | 1,200 |
| Mar 2014 | $565M | $565M | $0 | 15 | 1,600 |
| Dec 2013 | $532.5M | $532.5M | $0 | 15 | 1,200 |
| Apr 2013 | $532.5M | $532.5M | $0 | 15 | 1,200 |
| Mar 2012 | $425M | $425M | $0 | 6 | 1,100 |
| Mar 2011 | $387M | $370M | $17M | 10 | -- |
| Apr 2010 | $348M | $330M | $18M | 10 | -- |
| Oct 2009 | $202.7M | $184.7M | $18M | 10 | -- |
| Sep 2009 | $202.7M | $184.7M | $18M | 10 | -- |
| Mar 2007 | $142M | $19M | $123M | 10 | -- |
| Mar 2006 | $75.2M | $18.3M | $57M | 10 | -- |
| Sep 2005 | $57M | $25.8M | $31.3M | 5 | -- |
| Jul 2001 | $37.7M | $16.8M | $20.9M | 5 | -- |
DateMar 2025
Total AUM$607M
Discretionary$599M
Non-Disc.$8.1M
Employees18
Clients12
DateMar 2024
Total AUM$520.6M
Discretionary$520.6M
Non-Disc.$0
Employees17
Clients11
DateMar 2023
Total AUM$451.4M
Discretionary$451.4M
Non-Disc.$0
Employees17
Clients11
DateApr 2022
Total AUM$534.1M
Discretionary$534.1M
Non-Disc.$0
Employees17
Clients11
DateApr 2021
Total AUM$473.2M
Discretionary$473.2M
Non-Disc.$0
Employees15
Clients10
DateOct 2020
Total AUM$456.4M
Discretionary$456.4M
Non-Disc.$0
Employees14
Clients10
DateJun 2020
Total AUM$456.4M
Discretionary$456.4M
Non-Disc.$0
Employees14
Clients10
DateApr 2020
Total AUM$456.4M
Discretionary$456.4M
Non-Disc.$0
Employees14
Clients10
DateMar 2019
Total AUM$391.9M
Discretionary$391.9M
Non-Disc.$0
Employees14
Clients12
DateNov 2018
Total AUM$456.1M
Discretionary$456.1M
Non-Disc.$0
Employees17
Clients20
DateMar 2018
Total AUM$456.1M
Discretionary$456.1M
Non-Disc.$0
Employees17
Clients20
DateMar 2017
Total AUM$423.9M
Discretionary$423.9M
Non-Disc.$0
Employees17
Clients1,000
DateMar 2016
Total AUM$542.5M
Discretionary$542.5M
Non-Disc.$0
Employees18
Clients1,100
DateMar 2015
Total AUM$590.3M
Discretionary$590.3M
Non-Disc.$0
Employees19
Clients1,200
DateMar 2014
Total AUM$565M
Discretionary$565M
Non-Disc.$0
Employees15
Clients1,600
DateDec 2013
Total AUM$532.5M
Discretionary$532.5M
Non-Disc.$0
Employees15
Clients1,200
DateApr 2013
Total AUM$532.5M
Discretionary$532.5M
Non-Disc.$0
Employees15
Clients1,200
DateMar 2012
Total AUM$425M
Discretionary$425M
Non-Disc.$0
Employees6
Clients1,100
DateMar 2011
Total AUM$387M
Discretionary$370M
Non-Disc.$17M
Employees10
Clients--
DateApr 2010
Total AUM$348M
Discretionary$330M
Non-Disc.$18M
Employees10
Clients--
DateOct 2009
Total AUM$202.7M
Discretionary$184.7M
Non-Disc.$18M
Employees10
Clients--
DateSep 2009
Total AUM$202.7M
Discretionary$184.7M
Non-Disc.$18M
Employees10
Clients--
DateMar 2007
Total AUM$142M
Discretionary$19M
Non-Disc.$123M
Employees10
Clients--
DateMar 2006
Total AUM$75.2M
Discretionary$18.3M
Non-Disc.$57M
Employees10
Clients--
DateSep 2005
Total AUM$57M
Discretionary$25.8M
Non-Disc.$31.3M
Employees5
Clients--
DateJul 2001
Total AUM$37.7M
Discretionary$16.8M
Non-Disc.$20.9M
Employees5
Clients--