HIGH FALLS ADVISORS, INC.
CRD #108678 SEC #801-34161 ROCHESTER, NY 585-935-5300
SEC Registered
Total AUM
$607M
Discretionary
$599M
Employees
18
Clients
251
Accounts
1,762
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| BURKE, KENNETH, JOSEPH | I | CHIEF FINANCIAL OFFICER/GENERAL MANAGER | NA | Control |
| ENGLERT, JAMES, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ENGLERT, JAMES, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ENGLERT, JAMES, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ENGLERT, JAMES, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOGLER, JENNIFER, ENGLERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ENGLERT, JAMES, THOMAS | I | PRESIDENT AND CEO | E | Control |
| ENGLERT, JAMES, THOMAS | I | PRESIDENT AND CEO | E | Control |
| ENGLERT, JAMES, THOMAS | I | PRESIDENT AND CEO | E | Control |
| ENGLERT, JAMES, THOMAS | I | PRESIDENT AND CEO | E | Control |
| ENGLERT, JAMES, THOMAS | I | PRESIDENT AND CEO | E | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER | E | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER | E | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER | E | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER | E | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF FINANCIAL OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | D | Control |
| BURKE, KENNETH, JOSEPH | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | EXECUTIVE VICE PRESIDENT | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | MEMBER/OWNER | D | Control |
| ENGLERT, JAMES, THOMAS | I | VICE PRESIDENT | D | Control |
| ENGLERT, JAMES, THOMAS | I | EXECUTIVE VICE PRESIDENT | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | PRESIDENT/CEO | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | OWNER/MANAGING MEMBER | D | Control |
| MCBRIDE, JAMES, HENRY | I | PRESIDENT/CEO | D | Control |
| MCBRIDE, JAMES, HENRY | I | PRESIDENT/CEO | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| VOGLER, JENNIFER, ENGLERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (11)
CA CO FL MA NC NJ NY OH PA TX VA
Address
180 SOUTH CLINTON AVESUITE 300
ROCHESTER, NY 14604
United States
Phone: 585-935-5300