MARK SHEPTOFF FINANCIAL PLANNING LLC
CRD #108742 SEC #801-57744 GLASTONBURY, CT 860-734-1090
SEC Registered
Total AUM
$428M
Discretionary
$428M
Employees
3
Clients
101
Accounts
759
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $428M | $428M | $0 | 3 | 0 |
| Mar 2025 | $428M | $428M | $0 | 3 | 0 |
| Mar 2024 | $405.9M | $405.9M | $0 | 3 | 0 |
| Mar 2023 | $376.3M | $376.3M | $0 | 3 | 0 |
| Apr 2022 | $411.4M | $411.4M | $0 | 3 | 0 |
| Mar 2021 | $353.3M | $353.3M | $0 | 3 | 0 |
| Oct 2020 | $363.9M | $363.9M | $0 | 3 | 0 |
| May 2020 | $363.9M | $363.9M | $0 | 3 | 0 |
| Mar 2019 | $315.6M | $315.6M | $0 | 3 | 0 |
| Mar 2018 | $303.7M | $303.7M | $0 | 3 | 0 |
| Mar 2017 | $263.1M | $263.1M | $0 | 3 | 300 |
| Mar 2016 | $233.7M | $233.7M | $0 | 4 | 300 |
| Mar 2015 | $233.3M | $233.3M | $0 | 3 | 300 |
| Mar 2014 | $218.9M | $218.9M | $0 | 3 | 300 |
| Mar 2013 | $177.9M | $177.9M | $0 | 3 | 300 |
| Mar 2012 | $162.7M | $162.7M | $0 | 1 | 300 |
| Mar 2011 | $164.2M | $164.2M | $0 | 5 | -- |
| Mar 2009 | $121.9M | $121.9M | $0 | 5 | -- |
| Mar 2008 | $126.1M | $126.1M | $0 | 5 | -- |
| Mar 2007 | $108M | $108M | $0 | 5 | -- |
| Mar 2006 | $81.1M | $81.1M | $0 | 5 | -- |
| Sep 2005 | $66.3M | $66.3M | $0 | 5 | -- |
| Mar 2002 | $28.7M | $28.7M | $0 | 5 | -- |
DateMar 2025
Total AUM$428M
Discretionary$428M
Non-Disc.$0
Employees3
Clients0
DateMar 2025
Total AUM$428M
Discretionary$428M
Non-Disc.$0
Employees3
Clients0
DateMar 2024
Total AUM$405.9M
Discretionary$405.9M
Non-Disc.$0
Employees3
Clients0
DateMar 2023
Total AUM$376.3M
Discretionary$376.3M
Non-Disc.$0
Employees3
Clients0
DateApr 2022
Total AUM$411.4M
Discretionary$411.4M
Non-Disc.$0
Employees3
Clients0
DateMar 2021
Total AUM$353.3M
Discretionary$353.3M
Non-Disc.$0
Employees3
Clients0
DateOct 2020
Total AUM$363.9M
Discretionary$363.9M
Non-Disc.$0
Employees3
Clients0
DateMay 2020
Total AUM$363.9M
Discretionary$363.9M
Non-Disc.$0
Employees3
Clients0
DateMar 2019
Total AUM$315.6M
Discretionary$315.6M
Non-Disc.$0
Employees3
Clients0
DateMar 2018
Total AUM$303.7M
Discretionary$303.7M
Non-Disc.$0
Employees3
Clients0
DateMar 2017
Total AUM$263.1M
Discretionary$263.1M
Non-Disc.$0
Employees3
Clients300
DateMar 2016
Total AUM$233.7M
Discretionary$233.7M
Non-Disc.$0
Employees4
Clients300
DateMar 2015
Total AUM$233.3M
Discretionary$233.3M
Non-Disc.$0
Employees3
Clients300
DateMar 2014
Total AUM$218.9M
Discretionary$218.9M
Non-Disc.$0
Employees3
Clients300
DateMar 2013
Total AUM$177.9M
Discretionary$177.9M
Non-Disc.$0
Employees3
Clients300
DateMar 2012
Total AUM$162.7M
Discretionary$162.7M
Non-Disc.$0
Employees1
Clients300
DateMar 2011
Total AUM$164.2M
Discretionary$164.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2009
Total AUM$121.9M
Discretionary$121.9M
Non-Disc.$0
Employees5
Clients--
DateMar 2008
Total AUM$126.1M
Discretionary$126.1M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$81.1M
Discretionary$81.1M
Non-Disc.$0
Employees5
Clients--
DateSep 2005
Total AUM$66.3M
Discretionary$66.3M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$28.7M
Discretionary$28.7M
Non-Disc.$0
Employees5
Clients--