MARK SHEPTOFF FINANCIAL PLANNING LLC

CRD #108742 SEC #801-57744 GLASTONBURY, CT 860-734-1090

SEC Registered

Total AUM

$428M

Discretionary

$428M

Employees

Clients

101

Accounts

759

Firm Details

Organization Type: Limited Liability Company
State of Formation: Connecticut
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 27, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
SHEPTOFF MARK FINANCIAL PLANNING LLC	DE	MANAGING MEMBER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, MARK, A	I	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	B
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	A
SHEPTOFF, JEAN, CATHERINE	I	LIMITED PARTNER	A

Registrations

Federal

Mar 27, 2025 REGISTERED

Notice Filings (3)

CT NH TX

Address

703 HEBRON AVE 3RD FLOOR
GLASTONBURY, CT 06033
United States

Phone: 860-734-1090