UBS OCONNOR LLC
CRD #108754 SEC #801-57469 CHICAGO, IL 312-525-6000
SEC Registered Private Funds Disclosures
Total AUM
$13.8B
Discretionary
$13.6B
Employees
74
Clients
0
Accounts
40
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2024 | $13.8B | $13.6B | $121.7M | 74 | 0 |
| Feb 2024 | $14.9B | $14.9B | $0 | 72 | 0 |
| Aug 2023 | $14.9B | $14.9B | $0 | 72 | 0 |
| Jul 2023 | $14.9B | $14.9B | $0 | 72 | 0 |
| May 2023 | $14.9B | $14.9B | $0 | 72 | 0 |
| Mar 2023 | $14.9B | $14.9B | $0 | 72 | 0 |
| Jan 2023 | $20.5B | $20.4B | $134.7M | 67 | 0 |
| Sep 2022 | $20.5B | $20.4B | $134.7M | 67 | 0 |
| May 2022 | $20.5B | $20.4B | $134.7M | 67 | 0 |
| Mar 2022 | $20.5B | $20.4B | $134.7M | 67 | 0 |
| Dec 2021 | $14.3B | $14.2B | $132M | 53 | 0 |
| Jun 2021 | $14.3B | $14.2B | $132M | 53 | 0 |
| Mar 2021 | $14.3B | $14.2B | $132M | 53 | 0 |
| Feb 2021 | $9.4B | $9.3B | $111.9M | 50 | 0 |
| Aug 2020 | $9.4B | $9.3B | $111.9M | 50 | 0 |
| Mar 2020 | $9.4B | $9.3B | $111.9M | 50 | 0 |
| Mar 2020 | $8.3B | $8.3B | $66.1M | 121 | 0 |
| Jan 2020 | $8.3B | $8.3B | $66.1M | 121 | 0 |
| Jun 2019 | $8.3B | $8.3B | $66.1M | 121 | 0 |
| Mar 2019 | $8.3B | $8.3B | $66.1M | 121 | 0 |
| Aug 2018 | $12.1B | $12.1B | $78.9M | 142 | 0 |
| Mar 2018 | $12.1B | $12.1B | $78.9M | 142 | 0 |
| Jun 2017 | $12.1B | $12B | $100M | 132 | 26 |
| Mar 2017 | $12.1B | $12B | $100M | 157 | 26 |
| Mar 2016 | $12.9B | $12.9B | $0 | 158 | 11 |
| Aug 2015 | $13.1B | $13.1B | $0 | 161 | 11 |
| Aug 2015 | $13.1B | $13.1B | $0 | 161 | 11 |
| Jun 2015 | $13.1B | $13.1B | $0 | 161 | 11 |
| Mar 2015 | $13.1B | $13.1B | $0 | 161 | 11 |
| Feb 2015 | $12.7B | $12.7B | $0 | 142 | 11 |
| Dec 2014 | $12.7B | $12.7B | $0 | 142 | 11 |
| Nov 2014 | $12.7B | $12.7B | $0 | 142 | 11 |
| Jul 2014 | $12.7B | $12.7B | $0 | 142 | 11 |
| Mar 2014 | $12.7B | $12.7B | $0 | 142 | 11 |
| Nov 2013 | $15.8B | $15.8B | $0 | 178 | 26 |
| Aug 2013 | $15.8B | $15.8B | $0 | 178 | 26 |
| Jun 2013 | $15.8B | $15.8B | $0 | 178 | 26 |
| Mar 2013 | $15.8B | $15.8B | $0 | 178 | 26 |
| Feb 2013 | $14.7B | $14.7B | $0 | 141 | 26 |
| Nov 2012 | $14.7B | $14.7B | $0 | 141 | 26 |
| Aug 2012 | $14.7B | $14.7B | $0 | 51 | 26 |
| Mar 2012 | $14.7B | $14.7B | $0 | 51 | 26 |
| Jun 2011 | $6.3B | $6.3B | $0 | 51 | -- |
| Mar 2011 | $6.3B | $6.3B | $0 | 51 | -- |
| Jul 2010 | $7B | $7B | $0 | 51 | -- |
| Mar 2009 | $5.1B | $5.1B | $0 | 51 | -- |
| Oct 2007 | $6.4B | $6.4B | $0 | 51 | -- |
| Aug 2007 | $6.4B | $6.4B | $0 | 51 | -- |
| Apr 2007 | $6.4B | $6.4B | $0 | 51 | -- |
| Mar 2007 | $6.4B | $6.4B | $0 | 51 | -- |
| Dec 2005 | $5.8B | $5.8B | $0 | 51 | -- |
| Aug 2004 | $4.3B | $4.3B | $0 | 51 | -- |
| Jun 2004 | $4.3B | $4.3B | $0 | 51 | -- |
| Mar 2004 | $4.3B | $4.3B | $0 | 51 | -- |
| Mar 2002 | $4.9B | $4.9B | $0 | 51 | -- |
DateMar 2024
Total AUM$13.8B
Discretionary$13.6B
Non-Disc.$121.7M
Employees74
Clients0
DateFeb 2024
Total AUM$14.9B
Discretionary$14.9B
Non-Disc.$0
Employees72
Clients0
DateAug 2023
Total AUM$14.9B
Discretionary$14.9B
Non-Disc.$0
Employees72
Clients0
DateJul 2023
Total AUM$14.9B
Discretionary$14.9B
Non-Disc.$0
Employees72
Clients0
DateMay 2023
Total AUM$14.9B
Discretionary$14.9B
Non-Disc.$0
Employees72
Clients0
DateMar 2023
Total AUM$14.9B
Discretionary$14.9B
Non-Disc.$0
Employees72
Clients0
DateJan 2023
Total AUM$20.5B
Discretionary$20.4B
Non-Disc.$134.7M
Employees67
Clients0
DateSep 2022
Total AUM$20.5B
Discretionary$20.4B
Non-Disc.$134.7M
Employees67
Clients0
DateMay 2022
Total AUM$20.5B
Discretionary$20.4B
Non-Disc.$134.7M
Employees67
Clients0
DateMar 2022
Total AUM$20.5B
Discretionary$20.4B
Non-Disc.$134.7M
Employees67
Clients0
DateDec 2021
Total AUM$14.3B
Discretionary$14.2B
Non-Disc.$132M
Employees53
Clients0
DateJun 2021
Total AUM$14.3B
Discretionary$14.2B
Non-Disc.$132M
Employees53
Clients0
DateMar 2021
Total AUM$14.3B
Discretionary$14.2B
Non-Disc.$132M
Employees53
Clients0
DateFeb 2021
Total AUM$9.4B
Discretionary$9.3B
Non-Disc.$111.9M
Employees50
Clients0
DateAug 2020
Total AUM$9.4B
Discretionary$9.3B
Non-Disc.$111.9M
Employees50
Clients0
DateMar 2020
Total AUM$9.4B
Discretionary$9.3B
Non-Disc.$111.9M
Employees50
Clients0
DateMar 2020
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$66.1M
Employees121
Clients0
DateJan 2020
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$66.1M
Employees121
Clients0
DateJun 2019
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$66.1M
Employees121
Clients0
DateMar 2019
Total AUM$8.3B
Discretionary$8.3B
Non-Disc.$66.1M
Employees121
Clients0
DateAug 2018
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$78.9M
Employees142
Clients0
DateMar 2018
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$78.9M
Employees142
Clients0
DateJun 2017
Total AUM$12.1B
Discretionary$12B
Non-Disc.$100M
Employees132
Clients26
DateMar 2017
Total AUM$12.1B
Discretionary$12B
Non-Disc.$100M
Employees157
Clients26
DateMar 2016
Total AUM$12.9B
Discretionary$12.9B
Non-Disc.$0
Employees158
Clients11
DateAug 2015
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees161
Clients11
DateAug 2015
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees161
Clients11
DateJun 2015
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees161
Clients11
DateMar 2015
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees161
Clients11
DateFeb 2015
Total AUM$12.7B
Discretionary$12.7B
Non-Disc.$0
Employees142
Clients11
DateDec 2014
Total AUM$12.7B
Discretionary$12.7B
Non-Disc.$0
Employees142
Clients11
DateNov 2014
Total AUM$12.7B
Discretionary$12.7B
Non-Disc.$0
Employees142
Clients11
DateJul 2014
Total AUM$12.7B
Discretionary$12.7B
Non-Disc.$0
Employees142
Clients11
DateMar 2014
Total AUM$12.7B
Discretionary$12.7B
Non-Disc.$0
Employees142
Clients11
DateNov 2013
Total AUM$15.8B
Discretionary$15.8B
Non-Disc.$0
Employees178
Clients26
DateAug 2013
Total AUM$15.8B
Discretionary$15.8B
Non-Disc.$0
Employees178
Clients26
DateJun 2013
Total AUM$15.8B
Discretionary$15.8B
Non-Disc.$0
Employees178
Clients26
DateMar 2013
Total AUM$15.8B
Discretionary$15.8B
Non-Disc.$0
Employees178
Clients26
DateFeb 2013
Total AUM$14.7B
Discretionary$14.7B
Non-Disc.$0
Employees141
Clients26
DateNov 2012
Total AUM$14.7B
Discretionary$14.7B
Non-Disc.$0
Employees141
Clients26
DateAug 2012
Total AUM$14.7B
Discretionary$14.7B
Non-Disc.$0
Employees51
Clients26
DateMar 2012
Total AUM$14.7B
Discretionary$14.7B
Non-Disc.$0
Employees51
Clients26
DateJun 2011
Total AUM$6.3B
Discretionary$6.3B
Non-Disc.$0
Employees51
Clients--
DateMar 2011
Total AUM$6.3B
Discretionary$6.3B
Non-Disc.$0
Employees51
Clients--
DateJul 2010
Total AUM$7B
Discretionary$7B
Non-Disc.$0
Employees51
Clients--
DateMar 2009
Total AUM$5.1B
Discretionary$5.1B
Non-Disc.$0
Employees51
Clients--
DateOct 2007
Total AUM$6.4B
Discretionary$6.4B
Non-Disc.$0
Employees51
Clients--
DateAug 2007
Total AUM$6.4B
Discretionary$6.4B
Non-Disc.$0
Employees51
Clients--
DateApr 2007
Total AUM$6.4B
Discretionary$6.4B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$6.4B
Discretionary$6.4B
Non-Disc.$0
Employees51
Clients--
DateDec 2005
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees51
Clients--
DateAug 2004
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateJun 2004
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateMar 2004
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateMar 2002
Total AUM$4.9B
Discretionary$4.9B
Non-Disc.$0
Employees51
Clients--