UBS OCONNOR LLC
CRD #108754 SEC #801-57469 CHICAGO, IL 312-525-6000
SEC Registered Private Funds Disclosures
Total AUM
$13.8B
Discretionary
$13.6B
Employees
74
Clients
0
Accounts
40
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2024
- Branch Offices
- 9
- LEI
- DKTEQ75O7X3COBPLT084
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Ahkong, Bernard, Shinmen | I | CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| Burke, Connor, Barrett | I | GENERAL COUNSEL | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, MICHAEL, JOHN THORTON | I | CHIEF INVESTMENT OFFICER, GLOBAL FZ AND RATES | NA | Control |
| ESPOSITO, MICHAEL, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESPOSITO, MICHAEL, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESPOSITO, MICHAEL, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | DEPUTY HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF MARKETING AND PRODUCT DEVELOPMENT | NA | |
| FERRI, WILLIAM, JOSEPH | I | GENERAL COUNSEL | NA | |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FERRI, WILLIAM, JOSEPH | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | DIRECTOR AND GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| FITZPATRICK, DAWN, NORA | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| Gill, Barry, John | I | UBS ASSET MANAGEMENT - HEAD OF INVESTMENTS | NA | Control |
| HARTMANN, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTMANN, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTMANN, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HILTABRAND, DAVID, BLAKE | I | GLOBAL HEAD OF O'CONNOR | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | DIRECTOR OF COMPLIANCE | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| HOLLENBECK, ANDREW, D | I | GENERAL COUNSEL | NA | Control |
| Harford, Suni | I | HEAD OF INVESTMENTS, UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | HEAD OF INVESTMENTS, UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | HEAD OF INVESTMENTS, UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | PRESIDENT UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | PRESIDENT UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | HEAD OF INVESTMENTS, UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | PRESIDENT UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | PRESIDENT UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | PRESIDENT UBS ASSET MANAGEMENT | NA | Control |
| Harford, Suni | I | PRESIDENT UBS ASSET MANAGEMENT | NA | Control |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, JOHN, CYRIL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mathys, Charles, Raymond | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRITSKER, DAVID, KENNETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PRITSKER, DAVID, KENNETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PRITSKER, DAVID, KENNETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RUSSELL, KEVIN, GARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWEIZER, DANNY, STEPHAN | I | DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHWEIZER, DANNY, STEPHAN | I | DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GLOBAL HEAD OF ALTERNATIVE AND QUANTITATIVE INVESTMENTS | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| TALBOT, RICHARD, CASEY | I | CO-CIO, GLOBAL MULTI-STRATEGY PORTFOLIO | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER HEAD OF OCONNOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER HEAD OF OCONNOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER HEAD OF OCONNOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER HEAD OF OCONNOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER HEAD OF OCONNOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER HEAD OF OCONNOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VANCK, JAMES, WAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| VANEK, JAMES, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| WELCH, MICHAEL, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AG (ZURICH) | FE | MEMBER | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS AMERICAS HOLDING LLC | DE | HOLDING COMPANY | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG (ZURICH) | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS ASSET MANAGEMENT (AMERICAS) INC. | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
Registrations
Federal
IA
Mar 30, 2024 REGISTERED
Notice Filings (5)
CT FL IL NY TN
Address
ONE NORTH WACKER DRIVE, FLOOR 31CHICAGO, IL 60606
United States
Phone: 312-525-6000