NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.
Legal name: PROFESSIONAL PLANNING GROUP
CRD #108868 SEC #801-15330 WESTERLY, RI (401) 596-2800
SEC Registered
Total AUM
$1.2B
Discretionary
$1.1B
Employees
19
Clients
--
Accounts
2,354
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $1.2B | $1.1B | $67.7M | 19 | 0 |
| Mar 2025 | $1.2B | $1.1B | $67.7M | 19 | 0 |
| Jan 2025 | $1.1B | $983.2M | $72.1M | 17 | 0 |
| Jan 2025 | $1.1B | $983.2M | $72.1M | 17 | 0 |
| Nov 2024 | $1.1B | $983.2M | $72.1M | 17 | 0 |
| Nov 2024 | $1.1B | $983.2M | $72.1M | 17 | 0 |
| Oct 2024 | $1.1B | $983.2M | $72.1M | 17 | 0 |
| Mar 2024 | $1.1B | $983.2M | $72.1M | 17 | 0 |
| Nov 2023 | $937.2M | $869.3M | $67.9M | 18 | 0 |
| Oct 2023 | $937.2M | $869.3M | $67.9M | 18 | 0 |
| Aug 2023 | $937.2M | $869.3M | $67.9M | 18 | 0 |
| Mar 2023 | $937.2M | $869.3M | $67.9M | 18 | 0 |
| Dec 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Nov 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Oct 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Oct 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Jul 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| May 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Apr 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Mar 2022 | $1.2B | $1B | $104.4M | 18 | 0 |
| Sep 2021 | $971.8M | $891.2M | $80.6M | 18 | 2 |
| Apr 2021 | $971.8M | $891.2M | $80.6M | 18 | 2 |
| Mar 2021 | $971.8M | $891.2M | $80.6M | 18 | 2 |
| Nov 2020 | $895.4M | $829.4M | $66M | 18 | 10 |
| Aug 2020 | $895.4M | $829.4M | $66M | 18 | 10 |
| Jun 2020 | $895.4M | $829.4M | $66M | 18 | 10 |
| May 2020 | $895.4M | $829.4M | $66M | 18 | 10 |
| Mar 2020 | $895.4M | $829.4M | $66M | 18 | 10 |
| Dec 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Dec 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Oct 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Aug 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Jul 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| May 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Apr 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Mar 2019 | $755.9M | $698.1M | $57.8M | 15 | 8 |
| Jan 2019 | $801.1M | $730.2M | $71M | 17 | 6 |
| Nov 2018 | $801.1M | $730.2M | $71M | 17 | 6 |
| Aug 2018 | $801.1M | $730.2M | $71M | 17 | 6 |
| Jun 2018 | $801.1M | $730.2M | $71M | 17 | 6 |
| Mar 2018 | $801.1M | $730.2M | $71M | 17 | 6 |
| Mar 2017 | $707.4M | $705.6M | $1.8M | 16 | 2,000 |
| Jan 2017 | $671.1M | $661.9M | $9.2M | 15 | 1,949 |
| Nov 2016 | $671.1M | $661.9M | $9.2M | 15 | 1,949 |
| Mar 2016 | $671.1M | $661.9M | $9.2M | 15 | 1,949 |
| Mar 2015 | $690.7M | $680.7M | $10M | 16 | 1,938 |
| Sep 2014 | $668.3M | $657.9M | $10.4M | 16 | 1,800 |
| Mar 2014 | $668.3M | $657.9M | $10.4M | 16 | 1,800 |
| Nov 2013 | $577.5M | $560.1M | $17.5M | 15 | 1,600 |
| Nov 2013 | $577.5M | $560.1M | $17.5M | 15 | 1,600 |
| Mar 2013 | $577.5M | $560.1M | $17.5M | 15 | 1,600 |
| Aug 2012 | $500.5M | $477.1M | $23.4M | 11 | 800 |
| Mar 2012 | $500.5M | $477.1M | $23.4M | 11 | 800 |
| Apr 2009 | $363.5M | $299.1M | $64.4M | -- | -- |
| Mar 2009 | $363.5M | $299.1M | $64.4M | -- | -- |
| Mar 2008 | $469.1M | $367M | $102.1M | -- | -- |
| Mar 2007 | $430.4M | $307.7M | $122.7M | 10 | -- |
| Dec 2006 | $336.7M | $219.8M | $116.9M | 10 | -- |
| Mar 2006 | $336.7M | $219.8M | $116.9M | 10 | -- |
| Sep 2005 | $299.2M | $175M | $124.2M | 10 | -- |
| Jan 2005 | $249M | $151M | $98M | 5 | -- |
| Mar 2004 | $249M | $151M | $98M | 5 | -- |
| Apr 2002 | $265.3M | $74.4M | $190.9M | 5 | -- |
| Apr 2002 | $265.3M | $74.4M | $190.9M | 5 | -- |
DateOct 2025
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$67.7M
Employees19
Clients0
DateMar 2025
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$67.7M
Employees19
Clients0
DateJan 2025
Total AUM$1.1B
Discretionary$983.2M
Non-Disc.$72.1M
Employees17
Clients0
DateJan 2025
Total AUM$1.1B
Discretionary$983.2M
Non-Disc.$72.1M
Employees17
Clients0
DateNov 2024
Total AUM$1.1B
Discretionary$983.2M
Non-Disc.$72.1M
Employees17
Clients0
DateNov 2024
Total AUM$1.1B
Discretionary$983.2M
Non-Disc.$72.1M
Employees17
Clients0
DateOct 2024
Total AUM$1.1B
Discretionary$983.2M
Non-Disc.$72.1M
Employees17
Clients0
DateMar 2024
Total AUM$1.1B
Discretionary$983.2M
Non-Disc.$72.1M
Employees17
Clients0
DateNov 2023
Total AUM$937.2M
Discretionary$869.3M
Non-Disc.$67.9M
Employees18
Clients0
DateOct 2023
Total AUM$937.2M
Discretionary$869.3M
Non-Disc.$67.9M
Employees18
Clients0
DateAug 2023
Total AUM$937.2M
Discretionary$869.3M
Non-Disc.$67.9M
Employees18
Clients0
DateMar 2023
Total AUM$937.2M
Discretionary$869.3M
Non-Disc.$67.9M
Employees18
Clients0
DateDec 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateNov 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateOct 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateOct 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateJul 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateMay 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateApr 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateMar 2022
Total AUM$1.2B
Discretionary$1B
Non-Disc.$104.4M
Employees18
Clients0
DateSep 2021
Total AUM$971.8M
Discretionary$891.2M
Non-Disc.$80.6M
Employees18
Clients2
DateApr 2021
Total AUM$971.8M
Discretionary$891.2M
Non-Disc.$80.6M
Employees18
Clients2
DateMar 2021
Total AUM$971.8M
Discretionary$891.2M
Non-Disc.$80.6M
Employees18
Clients2
DateNov 2020
Total AUM$895.4M
Discretionary$829.4M
Non-Disc.$66M
Employees18
Clients10
DateAug 2020
Total AUM$895.4M
Discretionary$829.4M
Non-Disc.$66M
Employees18
Clients10
DateJun 2020
Total AUM$895.4M
Discretionary$829.4M
Non-Disc.$66M
Employees18
Clients10
DateMay 2020
Total AUM$895.4M
Discretionary$829.4M
Non-Disc.$66M
Employees18
Clients10
DateMar 2020
Total AUM$895.4M
Discretionary$829.4M
Non-Disc.$66M
Employees18
Clients10
DateDec 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateDec 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateOct 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateAug 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateJul 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateMay 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateApr 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateMar 2019
Total AUM$755.9M
Discretionary$698.1M
Non-Disc.$57.8M
Employees15
Clients8
DateJan 2019
Total AUM$801.1M
Discretionary$730.2M
Non-Disc.$71M
Employees17
Clients6
DateNov 2018
Total AUM$801.1M
Discretionary$730.2M
Non-Disc.$71M
Employees17
Clients6
DateAug 2018
Total AUM$801.1M
Discretionary$730.2M
Non-Disc.$71M
Employees17
Clients6
DateJun 2018
Total AUM$801.1M
Discretionary$730.2M
Non-Disc.$71M
Employees17
Clients6
DateMar 2018
Total AUM$801.1M
Discretionary$730.2M
Non-Disc.$71M
Employees17
Clients6
DateMar 2017
Total AUM$707.4M
Discretionary$705.6M
Non-Disc.$1.8M
Employees16
Clients2,000
DateJan 2017
Total AUM$671.1M
Discretionary$661.9M
Non-Disc.$9.2M
Employees15
Clients1,949
DateNov 2016
Total AUM$671.1M
Discretionary$661.9M
Non-Disc.$9.2M
Employees15
Clients1,949
DateMar 2016
Total AUM$671.1M
Discretionary$661.9M
Non-Disc.$9.2M
Employees15
Clients1,949
DateMar 2015
Total AUM$690.7M
Discretionary$680.7M
Non-Disc.$10M
Employees16
Clients1,938
DateSep 2014
Total AUM$668.3M
Discretionary$657.9M
Non-Disc.$10.4M
Employees16
Clients1,800
DateMar 2014
Total AUM$668.3M
Discretionary$657.9M
Non-Disc.$10.4M
Employees16
Clients1,800
DateNov 2013
Total AUM$577.5M
Discretionary$560.1M
Non-Disc.$17.5M
Employees15
Clients1,600
DateNov 2013
Total AUM$577.5M
Discretionary$560.1M
Non-Disc.$17.5M
Employees15
Clients1,600
DateMar 2013
Total AUM$577.5M
Discretionary$560.1M
Non-Disc.$17.5M
Employees15
Clients1,600
DateAug 2012
Total AUM$500.5M
Discretionary$477.1M
Non-Disc.$23.4M
Employees11
Clients800
DateMar 2012
Total AUM$500.5M
Discretionary$477.1M
Non-Disc.$23.4M
Employees11
Clients800
DateApr 2009
Total AUM$363.5M
Discretionary$299.1M
Non-Disc.$64.4M
Employees--
Clients--
DateMar 2009
Total AUM$363.5M
Discretionary$299.1M
Non-Disc.$64.4M
Employees--
Clients--
DateMar 2008
Total AUM$469.1M
Discretionary$367M
Non-Disc.$102.1M
Employees--
Clients--
DateMar 2007
Total AUM$430.4M
Discretionary$307.7M
Non-Disc.$122.7M
Employees10
Clients--
DateDec 2006
Total AUM$336.7M
Discretionary$219.8M
Non-Disc.$116.9M
Employees10
Clients--
DateMar 2006
Total AUM$336.7M
Discretionary$219.8M
Non-Disc.$116.9M
Employees10
Clients--
DateSep 2005
Total AUM$299.2M
Discretionary$175M
Non-Disc.$124.2M
Employees10
Clients--
DateJan 2005
Total AUM$249M
Discretionary$151M
Non-Disc.$98M
Employees5
Clients--
DateMar 2004
Total AUM$249M
Discretionary$151M
Non-Disc.$98M
Employees5
Clients--
DateApr 2002
Total AUM$265.3M
Discretionary$74.4M
Non-Disc.$190.9M
Employees5
Clients--
DateApr 2002
Total AUM$265.3M
Discretionary$74.4M
Non-Disc.$190.9M
Employees5
Clients--