NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

Legal name: PROFESSIONAL PLANNING GROUP

CRD #108868 SEC #801-15330 WESTERLY, RI (401) 596-2800

SEC Registered

Total AUM

$1.2B

Discretionary

$1.1B

Employees

Clients

Accounts

2,354

Firm Details

Organization Type: Corporation
State of Formation: Rhode Island
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 16, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
DEMBRO, MICHAEL, FRANCIS	I	CHIEF INVESTMENT OFFICER	NA	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CFO, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
NEALON, KATHLEEN, ANNE	I	CHIEF FINANCIAL OFFICER, MANAGER	NA	Control
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA, ELISE	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA, ELISE	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA, ELISE	I	CHIEF FINANCIAL OFFICER	NA
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
VALENTINI, JOANNA, ELISE	I	CHIEF OPERATING OFFICER	NA	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, DIRECTOR	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MAKIN, MALCOLM, ALFRED	I	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
MALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST	DE	SHAREHOLDER	E	Control
MALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST	DE	SHAREHOLDER	E	Control
MALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST	DE	SHAREHOLDER	E	Control

Registrations

Federal

Oct 16, 2025 REGISTERED

Notice Filings (20)

AZ CA CO CT FL GA LA MA ME NC NH NJ NY PA RI SC TN TX VA VT

Address

9 GRANITE STREET
WESTERLY, RI 02891
United States

Phone: (401) 596-2800