AXA ROSENBERG INVESTMENT MANAGEMENT LLC
CRD #109077 SEC #801-56080 ORINDA, CA 925-254-6464
SEC Registered Private Funds Disclosures
Total AUM
$22.2B
Discretionary
$22.2B
Employees
83
Clients
0
Accounts
88
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2021 | $22.2B | $22.2B | $0 | 83 | 0 |
| Mar 2020 | $20.6B | $20.5B | $21.5M | 96 | 1 |
| Mar 2019 | $19.3B | $18.3B | $977.6M | 119 | 1 |
| Jan 2019 | $22.5B | $22.5B | $0 | 118 | 2 |
| Jul 2018 | $22.5B | $22.5B | $0 | 118 | 2 |
| Mar 2018 | $22.5B | $22.5B | $0 | 118 | 2 |
| Sep 2017 | $19.7B | $19.7B | $0 | 132 | 1 |
| May 2017 | $19.7B | $19.7B | $0 | 132 | 1 |
| Mar 2017 | $19.7B | $19.7B | $0 | 132 | 1 |
| Jun 2016 | $21.6B | $21.6B | $0 | 129 | 1 |
| Apr 2016 | $21.6B | $21.6B | $0 | 129 | 1 |
| Mar 2016 | $21.6B | $21.6B | $0 | 129 | 1 |
| Jul 2015 | $27B | $27B | $0 | 124 | 1 |
| Mar 2015 | $27B | $27B | $0 | 124 | 1 |
| Jan 2015 | $26.5B | $26.4B | $136M | 121 | 1 |
| Jan 2015 | $26.5B | $26.4B | $136M | 121 | 1 |
| Jun 2014 | $26.5B | $26.4B | $136M | 121 | 1 |
| Apr 2014 | $26.5B | $26.4B | $136M | 121 | 1 |
| Mar 2014 | $26.5B | $26.4B | $136M | 121 | 100 |
| Jan 2014 | $23.5B | $23.4B | $123.6M | 134 | 1 |
| Jun 2013 | $23.5B | $23.4B | $123.6M | 134 | 1 |
| Mar 2013 | $20.5B | $20.4B | $128.7M | 134 | 1 |
| Jan 2013 | $290.6M | $290.6M | $0 | 27 | 1 |
| Dec 2012 | $290.6M | $290.6M | $0 | 27 | 1 |
| Sep 2012 | $290.6M | $290.6M | $0 | 11 | 1 |
| Jun 2012 | $290.6M | $290.6M | $0 | 11 | 1 |
| May 2012 | $290.6M | $290.6M | $0 | 11 | 1 |
| May 2012 | $290.6M | $290.6M | $0 | 11 | 1 |
| Mar 2012 | $290.6M | $290.6M | $0 | 11 | 1 |
| Jan 2012 | $283.4M | $283.4M | $0 | 11 | 1 |
| May 2011 | $1B | $1B | $0 | -- | -- |
| Mar 2011 | $1B | $1B | $0 | -- | -- |
| Mar 2011 | $1.9B | $1.9B | $0 | -- | -- |
| Jan 2011 | $1.9B | $1.9B | $0 | -- | -- |
| Nov 2010 | $1.9B | $1.9B | $0 | -- | -- |
| Sep 2010 | $3.6B | $3.6B | $0 | -- | -- |
| Mar 2009 | $18.1B | $18.1B | $0 | 51 | -- |
| Mar 2007 | $27.5B | $27.5B | $0 | 51 | -- |
| Mar 2006 | $17.3B | $17.3B | $0 | 51 | -- |
| Mar 2004 | $9.4B | $9.2B | $234M | 51 | -- |
| Apr 2002 | $6.8B | $6.2B | $594M | -- | -- |
DateMar 2021
Total AUM$22.2B
Discretionary$22.2B
Non-Disc.$0
Employees83
Clients0
DateMar 2020
Total AUM$20.6B
Discretionary$20.5B
Non-Disc.$21.5M
Employees96
Clients1
DateMar 2019
Total AUM$19.3B
Discretionary$18.3B
Non-Disc.$977.6M
Employees119
Clients1
DateJan 2019
Total AUM$22.5B
Discretionary$22.5B
Non-Disc.$0
Employees118
Clients2
DateJul 2018
Total AUM$22.5B
Discretionary$22.5B
Non-Disc.$0
Employees118
Clients2
DateMar 2018
Total AUM$22.5B
Discretionary$22.5B
Non-Disc.$0
Employees118
Clients2
DateSep 2017
Total AUM$19.7B
Discretionary$19.7B
Non-Disc.$0
Employees132
Clients1
DateMay 2017
Total AUM$19.7B
Discretionary$19.7B
Non-Disc.$0
Employees132
Clients1
DateMar 2017
Total AUM$19.7B
Discretionary$19.7B
Non-Disc.$0
Employees132
Clients1
DateJun 2016
Total AUM$21.6B
Discretionary$21.6B
Non-Disc.$0
Employees129
Clients1
DateApr 2016
Total AUM$21.6B
Discretionary$21.6B
Non-Disc.$0
Employees129
Clients1
DateMar 2016
Total AUM$21.6B
Discretionary$21.6B
Non-Disc.$0
Employees129
Clients1
DateJul 2015
Total AUM$27B
Discretionary$27B
Non-Disc.$0
Employees124
Clients1
DateMar 2015
Total AUM$27B
Discretionary$27B
Non-Disc.$0
Employees124
Clients1
DateJan 2015
Total AUM$26.5B
Discretionary$26.4B
Non-Disc.$136M
Employees121
Clients1
DateJan 2015
Total AUM$26.5B
Discretionary$26.4B
Non-Disc.$136M
Employees121
Clients1
DateJun 2014
Total AUM$26.5B
Discretionary$26.4B
Non-Disc.$136M
Employees121
Clients1
DateApr 2014
Total AUM$26.5B
Discretionary$26.4B
Non-Disc.$136M
Employees121
Clients1
DateMar 2014
Total AUM$26.5B
Discretionary$26.4B
Non-Disc.$136M
Employees121
Clients100
DateJan 2014
Total AUM$23.5B
Discretionary$23.4B
Non-Disc.$123.6M
Employees134
Clients1
DateJun 2013
Total AUM$23.5B
Discretionary$23.4B
Non-Disc.$123.6M
Employees134
Clients1
DateMar 2013
Total AUM$20.5B
Discretionary$20.4B
Non-Disc.$128.7M
Employees134
Clients1
DateJan 2013
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees27
Clients1
DateDec 2012
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees27
Clients1
DateSep 2012
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees11
Clients1
DateJun 2012
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees11
Clients1
DateMay 2012
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees11
Clients1
DateMay 2012
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees11
Clients1
DateMar 2012
Total AUM$290.6M
Discretionary$290.6M
Non-Disc.$0
Employees11
Clients1
DateJan 2012
Total AUM$283.4M
Discretionary$283.4M
Non-Disc.$0
Employees11
Clients1
DateMay 2011
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees--
Clients--
DateJan 2011
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees--
Clients--
DateNov 2010
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees--
Clients--
DateSep 2010
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$18.1B
Discretionary$18.1B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$27.5B
Discretionary$27.5B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$17.3B
Discretionary$17.3B
Non-Disc.$0
Employees51
Clients--
DateMar 2004
Total AUM$9.4B
Discretionary$9.2B
Non-Disc.$234M
Employees51
Clients--
DateApr 2002
Total AUM$6.8B
Discretionary$6.2B
Non-Disc.$594M
Employees--
Clients--