AXA ROSENBERG INVESTMENT MANAGEMENT LLC
CRD #109077 SEC #801-56080 ORINDA, CA 925-254-6464
SEC Registered Private Funds Disclosures
Total AUM
$22.2B
Discretionary
$22.2B
Employees
83
Clients
0
Accounts
88
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2021
- Branch Offices
- 0
- LEI
- 213800ZT7ABJ4162YJ74
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARONA, MARCELLO | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER; DIRECTOR | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | GROUP CHIEF FINANCIAL OFFICER; DIRECTOR | NA | Control |
| ARONA, MARCELLO, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| ASQUITH, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| ASQUITH, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| ASQUITH, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| ASQUITH, JONATHAN, PAUL | I | DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BASKIN, JEREMY, MATTHEW | I | GLOBAL CEO, GLOBAL CIO, DIRECTOR | NA | Control |
| BROWN, KATHLEEN | I | DEPUTY CIO | NA | Control |
| BURTON, PAUL, DOUGLAS | I | CEO | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | CHAIRMAN, DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | CHAIRMAN, DIRECTOR | NA | Control |
| CLARK, MARTHA, PARRY | I | CEO AND GLOBAL COO | NA | Control |
| CLARK, MARTHA, PARRY | I | COO | NA | Control |
| CLARK, MARTHA, PARRY | I | CEO AND GLOBAL COO | NA | Control |
| CLARK, MARTHA, PARRY | I | CEO AND GLOBAL COO | NA | Control |
| CLARK, MARTHA, PARRY | I | CEO AND GLOBAL COO | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| COQUEMA, CHRISTOPHE, ERIC | I | DIRECTOR | NA | Control |
| DECOUX, MICHEL | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DECOUX, MICHEL, HENRI | I | HEAD OF RISK MANAGEMENT | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DEMLER, MARY, HOWLAND | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER AMERICAS | NA | Control |
| DONALDSON, SARA, MELOHN | I | AMERICAS' CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | AMERICAS' CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER AMERICAS | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER AMERICAS | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | AMERICAS' CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | AMERICAS' CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | AMERICAS' CHIEF COMPLIANCE OFFICER | NA | Control |
| DONALDSON, SARA, MELOHN | I | AMERICAS' CHIEF COMPLIANCE OFFICER | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR | NA | Control |
| FLAVIER, PAUL, N/A | I | HEAD OF RISK MANAGEMENT | NA | Control |
| FLAVIER, PAUL, N/A | I | HEAD OF RISK MANAGEMENT | NA | Control |
| FLAVIER, PAUL, N/A | I | HEAD OF ROSENBERG EQUITIES & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| FLAVIER, PAUL, N/A | I | HEAD OF ROSENBERG EQUITIES & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| FLAVIER, PAUL, N/A | I | HEAD OF ROSENBERG EQUITIES & CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Gupta, Anubhuti | I | HEAD OF INVESTMENT, APAC (NO MIDDLE NAME) | NA | Control |
| Gupta, Anubhuti | I | HEAD OF INVESTMENT, APAC (NO MIDDLE NAME) | NA | Control |
| Gupta, Anubhuti | I | HEAD OF INVESTMENT, APAC (NO MIDDLE NAME) | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS & CO-DIRECTOR RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS & CO-DIRECTOR RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS & CO-DIRECTOR RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS & CO-DIRECTOR RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| HOUSSELS, KATHLEEN | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | HEAD OF RESEARCH AND MODELS | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| HOUSSELS, KATHLEEN, MARIE | I | GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| JUMP, FRANCIS, WILLIAM | I | CIO AMERICAS | NA | Control |
| KAKINUKI, JOHN, C | I | GENERAL COUNSEL, HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| KAKINUKI, JOHN, C | I | GENERAL COUNSEL, HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| KIM, SAMUEL, SUNG HAN | I | CHIEF LEGAL OFFICER | NA | Control |
| LYMAN, EDWARD, HARVEY | I | GLOBAL PRESIDENT | NA | Control |
| LYMAN, EDWARD, HARVEY | I | GLOBAL CHIEF OPERATING OFFICER | NA | Control |
| MOLLOY, KEVIN | I | DIRECTOR | NA | Control |
| MOLLOY, KEVIN | I | DIRECTOR | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| NTONTA, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| ORDONNEAU, VINCENT, PAUL | I | GROUP CHIEF FINANCIAL OFFICER | NA | Control |
| PINTO, JOSEPH | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PINTO, JOSEPH, GILOU | I | DIRECTOR | NA | Control |
| PRUNET, STEPHANE, FRANCOIS | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| PRUNET, STEPHANE, FRANCOIS | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| PRUNET, STEPHANE, FRANCOIS | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| PRUNET, STEPHANE, FRANCOIS | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| PRUNET, STEPHANE, FRANCOIS | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| PRUNET, STEPHANE, FRANCOIS | I | GROUP CHIEF EXECUTIVE OFFICER | NA | Control |
| Pradal, Bruno | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Pradal, Bruno | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Pradal, Bruno | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Pradal, Bruno | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Pradal, Bruno | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Quaresma, Kevin, Arthur | I | INTERIM CHIEF FINANCIAL OFFICER | NA | Control |
| REID, KENNETH | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| REID, KENNETH | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| REID, KENNETH | I | HEAD OF RESEARCH & CO-DIRECTOR OF RESEARCH CENTER | NA | Control |
| REID, KENNETH | I | HEAD OF RESEARCH AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| REID, KENNETH | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| REID, KENNETH | I | HEAD OF RESEARCH AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER | NA | Control |
| REID, KENNETH | I | GROUP VICE CHAIRMAN | NA | Control |
| REID, KENNETH | I | HEAD OF RESEARCH & CO-DIRECTOR OF RESEARCH CENTER | NA | Control |
| REID, KENNETH | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| REID, KENNETH | I | HEAD OF RESEARCH & CO-DIRECTOR OF RESEARCH CENTER | NA | Control |
| REID, KENNETH | I | HEAD OF RESEARCH & CO-DIRECTOR OF RESEARCH CENTER | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CEO AND CIO | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CEO AND CIO | NA | Control |
| RICKS, WILLIAM, EDWIN | I | INTERIM GLOBAL HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CEO AND CIO | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CIO | NA | Control |
| RICKS, WILLIAM, EDWIN | I | INTERIM GLOBAL HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CEO AND CIO | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CIO & INTERIM GLOBAL HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| RICKS, WILLIAM, EDWIN | I | CIO & INTERIM GLOBAL HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | CHIEF OPERATING OFFICER | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RIDLEY, HEIDI, KHASHABI | I | GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| ROBINET, FRANCOIS | I | GLOBAL CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSENBERG, BARR | I | CHAIRMAN, BARR ROSENBERG RESEARCH CENTER LLC | NA | Control |
| ROSENBERG, BARR | I | CHAIRMAN, BARR ROSENBERG RESEARCH CENTER LLC | NA | Control |
| ROSENBERG, BARR | I | CHAIRMAN, BARR ROSENBERG RESEARCH CENTER LLC | NA | Control |
| ROSENBERG, BARR | I | CHAIRMAN, BARR ROSENBERG RESEARCH CENTER LLC | NA | Control |
| ROSENBERG, BARR | I | DIRECTOR, BARR ROSENBERG RESEARCH CENTER LLC | NA | Control |
| ROSSI, ANDREA | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROSSI, ANDREA, PAOLO | I | CHAIRMAN, DIRECTOR | NA | Control |
| SABO, CATHY, JEAN | I | OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEVILLA, AGUSTIN, RAMOS | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF GLOBAL TRADING | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF TRADING & ADMINISTRATIVE OFFICER | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF TRADING & ADMINISTRATIVE OFFICER | NA | Control |
| SMITH, DAVID, LAWRENCE | I | HEAD OF TRADING & ADMINISTRATIVE OFFICER | NA | Control |
| Smith, Gideon, Zev | I | GLOBAL HEAD OF PORTFOLIO MANAGEMENT AND CIO | NA | Control |
| Smith, Gideon, Zev | I | GLOBAL HEAD OF PORTFOLIO MANAGEMENT AND CIO | NA | Control |
| Smith, Gideon, Zev | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Gideon, Zev | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Gideon, Zev | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Stoter, Hans, (no middle name) | I | DIRECTOR AND CHAIRMAN, AXA IM GLOBAL HEAD OF AXA IM CORE | NA | Control |
| Stoter, Hans, (no middle name) | I | DIRECTOR AND CHAIRMAN, AXA IM GLOBAL HEAD OF AXA IM CORE | NA | Control |
| Stoter, Hans, (no middle name) | I | DIRECTOR AND CHAIRMAN, AXA IM GLOBAL HEAD OF AXA IM CORE | NA | Control |
| WHITE, Jonathan, (no middle name) | I | HEAD OF INVESTMENT STRATEGY & RESEARCH | NA | Control |
| WHITE, Jonathan, (no middle name) | I | HEAD OF INVESTMENT STRATEGY & RESEARCH | NA | Control |
| WHITE, Jonathan, (no middle name) | I | HEAD OF INVESTMENT STRATEGY & RESEARCH | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| WIEBE, WILLIAM, RANDALL | I | GROUP CHIEF LEGAL COUNSEL | NA | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
| AXA ROSENBERG GROUP LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSENBERG ALPHA, L.P. | DE | AXA ROSENBERG GROUP LLC | F | Control |
| ROSENBERG ALPHA, L.P. | DE | AXA ROSENBERG GROUP LLC | F | Control |
| ROSENBERG ALPHA, L.P. | DE | AXA ROSENBERG GROUP LLC | F | Control |
| ROSENBERG ALPHA, L.P. | DE | AXA ROSENBERG GROUP LLC | F | Control |
| ROSENBERG ALPHA, L.P. | DE | AXA ROSENBERG GROUP LLC | F | Control |
| AXA | FE | AXA INVESTMENT MANGERS SA | E | Control |
| AXA | FE | AXA INVESTMENT MANGERS SA | E | Control |
| AXA | FE | AXA INVESTMENT MANGERS SA | E | Control |
| AXA | FE | AXA INVESTMENT MANGERS SA | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA IM ROSE INC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA IM ROSE INC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA IM ROSE INC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA IM ROSE INC | E | Control |
| AXA IM HOLDINGS US INC. | DE | AXA IM ROSE INC | E | Control |
| AXA IM ROSE, INC. | DE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA IM ROSE, INC. | DE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA IM HOLDINGS, INC. | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA IM HOLDINGS, INC. | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM ROSE, INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM US GROUP HOLDING INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM US GROUP HOLDING INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM US GROUP HOLDING INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA IM US GROUP HOLDING INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA IM US GROUP HOLDING INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA-IM HOLDING U.S. INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA IM US GROUP HOLDING INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA IM US GROUP HOLDING INC. | E | Control |
| AXA INVESTMENT MANAGERS S.A. | FE | AXA IM US GROUP HOLDING INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA INVESTMENT MANAGERS, S.A. | FE | AXA IM HOLDINGS US, INC. | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA SA | FE | AXA INVESTMENT MANAGERS SA | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING U.S. INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM HOLDING US INC. | DE | AXA-IM ROSE INC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| AXA-IM ROSE INC. | DE | AXA ROSENBERG GROUP LLC | E | Control |
| ROSENBERG, JUNE, DIANE | I | ROSENBERG ALPHA LP | D | |
| ROSENBERG, JUNE, DIANE | I | ROSENBERG ALPHA LP | D | |
| ROSENBERG ALPHA, L.P. | DE | AXA ROSENBERG GROUP LLC | C | Control |
| ROSENBERG, BARR | I | ROSENBERG ALPHA L.P. | C | Control |
| ROSENBERG, BARR | I | ROSENBERG ALPHA L.P. | C | Control |
| ROSENBERG, BARR | I | ROSENBERG ALPHA L.P. | C | Control |
| ROSENBERG, BARR | I | ROSENBERG ALPHA L.P. | C | Control |
| ROSENBERG, BARR | I | ROSENBERG ALPHA L.P. | C | Control |
| ROSENBERG, BARR | I | ROSENBERG ALPHA L.P. | C | Control |
| ROSENBERG, JUNE, DIANE | I | ROSENBERG ALPHA LP | C | |
| ROSENBERG, JUNE, DIANE | I | ROSENBERG ALPHA LP | C | |
| ROSENBERG, JUNE, DIANE | I | ROSENBERG ALPHA LP | C | |
| ROSENBERG, JUNE, DIANE | I | ROSENBERG ALPHA LP | C |
Registrations
Federal
IA
Mar 30, 2021 REGISTERED
Notice Filings (16)
AZ CA CT DC FL IL MA MD MI MO NC NJ NY OR PA TX
Address
4 ORINDA WAYBUILDING E
ORINDA, CA 94563
United States
Phone: 925-254-6464