TAG FINANCIAL INC
Legal name: THE ADVISORY GROUP
CRD #109175 SEC #801-57715 DIAMOND BAR, CA 909.869.7880
SEC Registered
Total AUM
$379.6M
Discretionary
$261.5M
Employees
5
Clients
51
Accounts
724
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $379.6M | $261.5M | $118.1M | 5 | 21 |
| Mar 2021 | $331.8M | $221.7M | $110.1M | 6 | 17 |
| Jun 2020 | $288.5M | $195.9M | $92.7M | 6 | 22 |
| May 2020 | $288.5M | $195.9M | $92.7M | 6 | 22 |
| Mar 2020 | $288.5M | $195.9M | $92.7M | 6 | 22 |
| May 2019 | $240.8M | $164.7M | $76.1M | 6 | 20 |
| Apr 2019 | $240.8M | $164.7M | $76.1M | 6 | 20 |
| Mar 2019 | $240.8M | $164.7M | $76.1M | 6 | 20 |
| Mar 2018 | $240M | $157.4M | $82.5M | 6 | 8 |
| Sep 2017 | $189.3M | $189.3M | $0 | 7 | 500 |
| Mar 2017 | $174.8M | $126M | $48.8M | 7 | 500 |
| Apr 2016 | $171.6M | $121.3M | $50.3M | 7 | 500 |
| Mar 2016 | $171.6M | $121.3M | $50.3M | 7 | 500 |
| Oct 2015 | $176.6M | $119.4M | $57.3M | 8 | 400 |
| May 2015 | $176.6M | $119.4M | $57.3M | 8 | 400 |
| Mar 2015 | $176.6M | $119.4M | $57.3M | 8 | 400 |
| Mar 2014 | $168M | $106.5M | $61.5M | 8 | 400 |
| Mar 2014 | $168M | $106.5M | $61.5M | 8 | 400 |
| Mar 2013 | $146.2M | $95.4M | $50.8M | 8 | 400 |
| Feb 2013 | $146.2M | $95.4M | $50.8M | 8 | 400 |
| Mar 2012 | $123.5M | $73.7M | $49.8M | 1 | 500 |
| May 2011 | $122.2M | $71.4M | $50.8M | 5 | -- |
| May 2011 | $122.2M | $71.4M | $50.8M | 5 | -- |
| May 2011 | $122.2M | $71.4M | $50.8M | 5 | -- |
| Apr 2011 | $122.2M | $71.4M | $50.8M | 5 | -- |
| Mar 2011 | $122.2M | $71.4M | $50.8M | 5 | -- |
| Feb 2009 | $90.5M | $39.7M | $50.8M | 5 | -- |
| May 2007 | $93.7M | $93.7M | $0 | 5 | -- |
| Feb 2007 | $93.7M | $93.7M | $0 | 5 | -- |
| Mar 2006 | $55M | $55M | $0 | 5 | -- |
| Mar 2002 | $42.9M | $42.9M | $0 | 10 | -- |
DateMar 2022
Total AUM$379.6M
Discretionary$261.5M
Non-Disc.$118.1M
Employees5
Clients21
DateMar 2021
Total AUM$331.8M
Discretionary$221.7M
Non-Disc.$110.1M
Employees6
Clients17
DateJun 2020
Total AUM$288.5M
Discretionary$195.9M
Non-Disc.$92.7M
Employees6
Clients22
DateMay 2020
Total AUM$288.5M
Discretionary$195.9M
Non-Disc.$92.7M
Employees6
Clients22
DateMar 2020
Total AUM$288.5M
Discretionary$195.9M
Non-Disc.$92.7M
Employees6
Clients22
DateMay 2019
Total AUM$240.8M
Discretionary$164.7M
Non-Disc.$76.1M
Employees6
Clients20
DateApr 2019
Total AUM$240.8M
Discretionary$164.7M
Non-Disc.$76.1M
Employees6
Clients20
DateMar 2019
Total AUM$240.8M
Discretionary$164.7M
Non-Disc.$76.1M
Employees6
Clients20
DateMar 2018
Total AUM$240M
Discretionary$157.4M
Non-Disc.$82.5M
Employees6
Clients8
DateSep 2017
Total AUM$189.3M
Discretionary$189.3M
Non-Disc.$0
Employees7
Clients500
DateMar 2017
Total AUM$174.8M
Discretionary$126M
Non-Disc.$48.8M
Employees7
Clients500
DateApr 2016
Total AUM$171.6M
Discretionary$121.3M
Non-Disc.$50.3M
Employees7
Clients500
DateMar 2016
Total AUM$171.6M
Discretionary$121.3M
Non-Disc.$50.3M
Employees7
Clients500
DateOct 2015
Total AUM$176.6M
Discretionary$119.4M
Non-Disc.$57.3M
Employees8
Clients400
DateMay 2015
Total AUM$176.6M
Discretionary$119.4M
Non-Disc.$57.3M
Employees8
Clients400
DateMar 2015
Total AUM$176.6M
Discretionary$119.4M
Non-Disc.$57.3M
Employees8
Clients400
DateMar 2014
Total AUM$168M
Discretionary$106.5M
Non-Disc.$61.5M
Employees8
Clients400
DateMar 2014
Total AUM$168M
Discretionary$106.5M
Non-Disc.$61.5M
Employees8
Clients400
DateMar 2013
Total AUM$146.2M
Discretionary$95.4M
Non-Disc.$50.8M
Employees8
Clients400
DateFeb 2013
Total AUM$146.2M
Discretionary$95.4M
Non-Disc.$50.8M
Employees8
Clients400
DateMar 2012
Total AUM$123.5M
Discretionary$73.7M
Non-Disc.$49.8M
Employees1
Clients500
DateMay 2011
Total AUM$122.2M
Discretionary$71.4M
Non-Disc.$50.8M
Employees5
Clients--
DateMay 2011
Total AUM$122.2M
Discretionary$71.4M
Non-Disc.$50.8M
Employees5
Clients--
DateMay 2011
Total AUM$122.2M
Discretionary$71.4M
Non-Disc.$50.8M
Employees5
Clients--
DateApr 2011
Total AUM$122.2M
Discretionary$71.4M
Non-Disc.$50.8M
Employees5
Clients--
DateMar 2011
Total AUM$122.2M
Discretionary$71.4M
Non-Disc.$50.8M
Employees5
Clients--
DateFeb 2009
Total AUM$90.5M
Discretionary$39.7M
Non-Disc.$50.8M
Employees5
Clients--
DateMay 2007
Total AUM$93.7M
Discretionary$93.7M
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$93.7M
Discretionary$93.7M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$55M
Discretionary$55M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$42.9M
Discretionary$42.9M
Non-Disc.$0
Employees10
Clients--