TAG FINANCIAL INC
Legal name: THE ADVISORY GROUP
CRD #109175 SEC #801-57715 DIAMOND BAR, CA 909.869.7880
SEC Registered
Total AUM
$379.6M
Discretionary
$261.5M
Employees
5
Clients
51
Accounts
724
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| BEVERLY, BRENT, JAMES | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
| LI, CHRISTIAN, FRANCIS | I | VICE PRESIDENT & DIRECTOR | D | Control |
Registrations
Federal
IA
Mar 24, 2022 REGISTERED
Notice Filings (24)
AL AZ CA FL HI ID IL KY MA MD MO NH NM NV NY OH OR PA SC TN TX UT VA WA
Address
20955 PATHFINDER ROADSUITE 110
DIAMOND BAR, CA 91765-4029
United States
Phone: 909.869.7880