NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
CRD #109203 SEC #801-57122 SOUTH MERIDEN, CT 203-935-0265
SEC Registered
Total AUM
$600M
Discretionary
$557.3M
Employees
11
Clients
10
Accounts
2,152
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $600M | $557.3M | $42.8M | 11 | 1,162 |
| Feb 2024 | $528.8M | $521.3M | $7.5M | 11 | 1,127 |
| Mar 2023 | $440.6M | $409.4M | $31.2M | 10 | 1,066 |
| Mar 2022 | $441.6M | $409.3M | $32.3M | 9 | 1,066 |
| Jul 2021 | $439.5M | $431.7M | $7.8M | 9 | 1,150 |
| Feb 2021 | $439.5M | $431.7M | $7.8M | 9 | 1,150 |
| Jun 2020 | $362.6M | $332.6M | $30M | 11 | 0 |
| Feb 2020 | $362.6M | $332.6M | $30M | 11 | 0 |
| Nov 2019 | $327.3M | $301.2M | $26.1M | 11 | 0 |
| Aug 2019 | $327.3M | $301.2M | $26.1M | 11 | 0 |
| Mar 2019 | $327.3M | $301.2M | $26.1M | 11 | 0 |
| Oct 2018 | $302.1M | $276.9M | $25.2M | 9 | 0 |
| Apr 2018 | $302.1M | $276.9M | $25.2M | 9 | 0 |
| Mar 2018 | $302.1M | $276.9M | $25.2M | 9 | 0 |
| Jun 2017 | $266.6M | $244.1M | $22.5M | 9 | 900 |
| May 2017 | $259.6M | $235.4M | $24.2M | 9 | 900 |
| Mar 2017 | $259.6M | $235.4M | $24.2M | 9 | 900 |
| Mar 2016 | $210.6M | $190.7M | $19.9M | 8 | 900 |
| Mar 2016 | $210.6M | $190.7M | $19.9M | 8 | 900 |
| Nov 2015 | $219.3M | $198.9M | $20.5M | 8 | 900 |
| Aug 2015 | $219.3M | $198.9M | $20.5M | 8 | 900 |
| Mar 2015 | $219.3M | $198.9M | $20.5M | 8 | 900 |
| Aug 2014 | $204.5M | $204.5M | $0 | 7 | 700 |
| Mar 2014 | $161.7M | $161.7M | $0 | 7 | 700 |
| Mar 2014 | $142.4M | $142.4M | $0 | 7 | 500 |
| Feb 2013 | $142.4M | $142.4M | $0 | 7 | 500 |
| Mar 2012 | $126.4M | $126.4M | $0 | 6 | 500 |
| Mar 2011 | $98M | $98M | $0 | 10 | -- |
| Jan 2011 | $74.8M | $74.8M | $0 | 5 | -- |
| Jan 2007 | $65.7M | $65.7M | $0 | 10 | -- |
| Jan 2006 | $55.3M | $55.3M | $0 | 10 | -- |
| Sep 2005 | $46.9M | $46.9M | $0 | 10 | -- |
| Feb 2005 | $46.9M | $46.9M | $0 | 10 | -- |
| Jun 2004 | $36.1M | $36.1M | $0 | 10 | -- |
| Mar 2004 | $36.1M | $36.1M | $0 | 5 | -- |
| May 2002 | $37.3M | $37.3M | $0 | 5 | -- |
| Mar 2002 | $37.3M | $37.3M | $0 | 5 | -- |
DateMar 2025
Total AUM$600M
Discretionary$557.3M
Non-Disc.$42.8M
Employees11
Clients1,162
DateFeb 2024
Total AUM$528.8M
Discretionary$521.3M
Non-Disc.$7.5M
Employees11
Clients1,127
DateMar 2023
Total AUM$440.6M
Discretionary$409.4M
Non-Disc.$31.2M
Employees10
Clients1,066
DateMar 2022
Total AUM$441.6M
Discretionary$409.3M
Non-Disc.$32.3M
Employees9
Clients1,066
DateJul 2021
Total AUM$439.5M
Discretionary$431.7M
Non-Disc.$7.8M
Employees9
Clients1,150
DateFeb 2021
Total AUM$439.5M
Discretionary$431.7M
Non-Disc.$7.8M
Employees9
Clients1,150
DateJun 2020
Total AUM$362.6M
Discretionary$332.6M
Non-Disc.$30M
Employees11
Clients0
DateFeb 2020
Total AUM$362.6M
Discretionary$332.6M
Non-Disc.$30M
Employees11
Clients0
DateNov 2019
Total AUM$327.3M
Discretionary$301.2M
Non-Disc.$26.1M
Employees11
Clients0
DateAug 2019
Total AUM$327.3M
Discretionary$301.2M
Non-Disc.$26.1M
Employees11
Clients0
DateMar 2019
Total AUM$327.3M
Discretionary$301.2M
Non-Disc.$26.1M
Employees11
Clients0
DateOct 2018
Total AUM$302.1M
Discretionary$276.9M
Non-Disc.$25.2M
Employees9
Clients0
DateApr 2018
Total AUM$302.1M
Discretionary$276.9M
Non-Disc.$25.2M
Employees9
Clients0
DateMar 2018
Total AUM$302.1M
Discretionary$276.9M
Non-Disc.$25.2M
Employees9
Clients0
DateJun 2017
Total AUM$266.6M
Discretionary$244.1M
Non-Disc.$22.5M
Employees9
Clients900
DateMay 2017
Total AUM$259.6M
Discretionary$235.4M
Non-Disc.$24.2M
Employees9
Clients900
DateMar 2017
Total AUM$259.6M
Discretionary$235.4M
Non-Disc.$24.2M
Employees9
Clients900
DateMar 2016
Total AUM$210.6M
Discretionary$190.7M
Non-Disc.$19.9M
Employees8
Clients900
DateMar 2016
Total AUM$210.6M
Discretionary$190.7M
Non-Disc.$19.9M
Employees8
Clients900
DateNov 2015
Total AUM$219.3M
Discretionary$198.9M
Non-Disc.$20.5M
Employees8
Clients900
DateAug 2015
Total AUM$219.3M
Discretionary$198.9M
Non-Disc.$20.5M
Employees8
Clients900
DateMar 2015
Total AUM$219.3M
Discretionary$198.9M
Non-Disc.$20.5M
Employees8
Clients900
DateAug 2014
Total AUM$204.5M
Discretionary$204.5M
Non-Disc.$0
Employees7
Clients700
DateMar 2014
Total AUM$161.7M
Discretionary$161.7M
Non-Disc.$0
Employees7
Clients700
DateMar 2014
Total AUM$142.4M
Discretionary$142.4M
Non-Disc.$0
Employees7
Clients500
DateFeb 2013
Total AUM$142.4M
Discretionary$142.4M
Non-Disc.$0
Employees7
Clients500
DateMar 2012
Total AUM$126.4M
Discretionary$126.4M
Non-Disc.$0
Employees6
Clients500
DateMar 2011
Total AUM$98M
Discretionary$98M
Non-Disc.$0
Employees10
Clients--
DateJan 2011
Total AUM$74.8M
Discretionary$74.8M
Non-Disc.$0
Employees5
Clients--
DateJan 2007
Total AUM$65.7M
Discretionary$65.7M
Non-Disc.$0
Employees10
Clients--
DateJan 2006
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees10
Clients--
DateSep 2005
Total AUM$46.9M
Discretionary$46.9M
Non-Disc.$0
Employees10
Clients--
DateFeb 2005
Total AUM$46.9M
Discretionary$46.9M
Non-Disc.$0
Employees10
Clients--
DateJun 2004
Total AUM$36.1M
Discretionary$36.1M
Non-Disc.$0
Employees10
Clients--
DateMar 2004
Total AUM$36.1M
Discretionary$36.1M
Non-Disc.$0
Employees5
Clients--
DateMay 2002
Total AUM$37.3M
Discretionary$37.3M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$37.3M
Discretionary$37.3M
Non-Disc.$0
Employees5
Clients--