NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
CRD #109203 SEC #801-57122 SOUTH MERIDEN, CT 203-935-0265
SEC Registered
Total AUM
$600M
Discretionary
$557.3M
Employees
11
Clients
10
Accounts
2,152
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAPLEY, DARREN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | OWNER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| BEALE, CHRISTOPHER, WILLIAM | I | MANAGING MEMBER | E | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | OWNER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
| LEE, CHRISTOPHER, MICHAEL | I | MEMBER | B | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (18)
CA CT FL GA LA MA ME NC NH NJ NY PA RI SC TN TX VA VT
Address
79 MAIN STREETSOUTH MERIDEN, CT 06451-5118
United States
Phone: 203-935-0265