DAIWA SB INVESTMENTS USA LTD
CRD #109691 SEC #801-15948 NEW YORK, NY 212-612-8500
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2018 | $229.5M | $229.5M | $0 | 5 | 0 |
| Jun 2018 | $229.5M | $229.5M | $0 | 5 | 0 |
| Nov 2017 | $298.3M | $298.3M | $0 | 5 | 0 |
| Jun 2017 | $248.6M | $248.6M | $0 | 5 | 1 |
| Apr 2017 | $198.3M | $198.3M | $0 | 5 | 1 |
| Jun 2016 | $198.3M | $198.3M | $0 | 5 | 1 |
| Oct 2015 | $190.5M | $190.5M | $0 | 5 | 1 |
| Jun 2015 | $190.5M | $190.5M | $0 | 5 | 1 |
| Nov 2014 | $181.4M | $181.4M | $0 | 5 | 1 |
| Oct 2014 | $181.4M | $181.4M | $0 | 5 | 1 |
| Jun 2014 | $170.8M | $170.8M | $0 | 5 | 1 |
| Mar 2014 | $175M | $175M | $0 | 6 | 1 |
| Mar 2014 | $175M | $175M | $0 | 6 | 1 |
| Jan 2014 | $175M | $175M | $0 | 6 | 1 |
| Oct 2013 | $276.8M | $276.8M | $0 | 6 | 1 |
| Oct 2013 | $463.3M | $463.3M | $0 | 6 | 1 |
| Jul 2013 | $463.3M | $463.3M | $0 | 6 | 1 |
| Jun 2013 | $475.4M | $475.4M | $0 | 6 | 1 |
| Jul 2012 | $434.7M | $434.7M | $0 | 6 | 1 |
| Jun 2012 | $434.7M | $434.7M | $0 | 6 | 1 |
| Jun 2012 | $434.7M | $434.7M | $0 | 6 | 1 |
| Mar 2012 | $391.6M | $391.6M | $0 | 6 | 1 |
| Jul 2011 | $563.8M | $563.8M | $0 | 10 | -- |
| Jun 2011 | $563.8M | $563.8M | $0 | 10 | -- |
| Jun 2011 | $563.8M | $563.8M | $0 | 10 | -- |
| Apr 2011 | $551.3M | $551.3M | $0 | 10 | -- |
| Dec 2010 | $551.3M | $551.3M | $0 | 10 | -- |
| Apr 2010 | $551.3M | $551.3M | $0 | 10 | -- |
| Oct 2009 | $390.2M | $390.2M | $0 | 10 | -- |
| Mar 2008 | $681.3M | $0 | $681.3M | 10 | -- |
| Mar 2007 | $705.9M | $705.9M | $0 | 10 | -- |
| May 2005 | $275.3M | $271.5M | $3.8M | 10 | -- |
| Mar 2004 | $240.7M | $236.5M | $4.2M | 10 | -- |
| Apr 2002 | $554.5M | $542.7M | $11.9M | 10 | -- |
| Apr 2002 | $554.5M | $542.7M | $11.9M | 10 | -- |
| Aug 2001 | $729.3M | $707.7M | $21.6M | 10 | -- |
DateSep 2018
Total AUM$229.5M
Discretionary$229.5M
Non-Disc.$0
Employees5
Clients0
DateJun 2018
Total AUM$229.5M
Discretionary$229.5M
Non-Disc.$0
Employees5
Clients0
DateNov 2017
Total AUM$298.3M
Discretionary$298.3M
Non-Disc.$0
Employees5
Clients0
DateJun 2017
Total AUM$248.6M
Discretionary$248.6M
Non-Disc.$0
Employees5
Clients1
DateApr 2017
Total AUM$198.3M
Discretionary$198.3M
Non-Disc.$0
Employees5
Clients1
DateJun 2016
Total AUM$198.3M
Discretionary$198.3M
Non-Disc.$0
Employees5
Clients1
DateOct 2015
Total AUM$190.5M
Discretionary$190.5M
Non-Disc.$0
Employees5
Clients1
DateJun 2015
Total AUM$190.5M
Discretionary$190.5M
Non-Disc.$0
Employees5
Clients1
DateNov 2014
Total AUM$181.4M
Discretionary$181.4M
Non-Disc.$0
Employees5
Clients1
DateOct 2014
Total AUM$181.4M
Discretionary$181.4M
Non-Disc.$0
Employees5
Clients1
DateJun 2014
Total AUM$170.8M
Discretionary$170.8M
Non-Disc.$0
Employees5
Clients1
DateMar 2014
Total AUM$175M
Discretionary$175M
Non-Disc.$0
Employees6
Clients1
DateMar 2014
Total AUM$175M
Discretionary$175M
Non-Disc.$0
Employees6
Clients1
DateJan 2014
Total AUM$175M
Discretionary$175M
Non-Disc.$0
Employees6
Clients1
DateOct 2013
Total AUM$276.8M
Discretionary$276.8M
Non-Disc.$0
Employees6
Clients1
DateOct 2013
Total AUM$463.3M
Discretionary$463.3M
Non-Disc.$0
Employees6
Clients1
DateJul 2013
Total AUM$463.3M
Discretionary$463.3M
Non-Disc.$0
Employees6
Clients1
DateJun 2013
Total AUM$475.4M
Discretionary$475.4M
Non-Disc.$0
Employees6
Clients1
DateJul 2012
Total AUM$434.7M
Discretionary$434.7M
Non-Disc.$0
Employees6
Clients1
DateJun 2012
Total AUM$434.7M
Discretionary$434.7M
Non-Disc.$0
Employees6
Clients1
DateJun 2012
Total AUM$434.7M
Discretionary$434.7M
Non-Disc.$0
Employees6
Clients1
DateMar 2012
Total AUM$391.6M
Discretionary$391.6M
Non-Disc.$0
Employees6
Clients1
DateJul 2011
Total AUM$563.8M
Discretionary$563.8M
Non-Disc.$0
Employees10
Clients--
DateJun 2011
Total AUM$563.8M
Discretionary$563.8M
Non-Disc.$0
Employees10
Clients--
DateJun 2011
Total AUM$563.8M
Discretionary$563.8M
Non-Disc.$0
Employees10
Clients--
DateApr 2011
Total AUM$551.3M
Discretionary$551.3M
Non-Disc.$0
Employees10
Clients--
DateDec 2010
Total AUM$551.3M
Discretionary$551.3M
Non-Disc.$0
Employees10
Clients--
DateApr 2010
Total AUM$551.3M
Discretionary$551.3M
Non-Disc.$0
Employees10
Clients--
DateOct 2009
Total AUM$390.2M
Discretionary$390.2M
Non-Disc.$0
Employees10
Clients--
DateMar 2008
Total AUM$681.3M
Discretionary$0
Non-Disc.$681.3M
Employees10
Clients--
DateMar 2007
Total AUM$705.9M
Discretionary$705.9M
Non-Disc.$0
Employees10
Clients--
DateMay 2005
Total AUM$275.3M
Discretionary$271.5M
Non-Disc.$3.8M
Employees10
Clients--
DateMar 2004
Total AUM$240.7M
Discretionary$236.5M
Non-Disc.$4.2M
Employees10
Clients--
DateApr 2002
Total AUM$554.5M
Discretionary$542.7M
Non-Disc.$11.9M
Employees10
Clients--
DateApr 2002
Total AUM$554.5M
Discretionary$542.7M
Non-Disc.$11.9M
Employees10
Clients--
DateAug 2001
Total AUM$729.3M
Discretionary$707.7M
Non-Disc.$21.6M
Employees10
Clients--