DAIWA SB INVESTMENTS USA LTD
CRD #109691 SEC #801-15948 NEW YORK, NY 212-612-8500
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNELLY, STEPHEN, P | I | PORTFOLIO MANAGER | NA | |
| CONNELLY, STEPHEN, P | I | PORTFOLIO MANAGER | NA | |
| FUKUMURO, EIJI | I | DIRECTOR | NA | |
| FUKUMURO, EIJI | I | DIRECTOR | NA | |
| HAGGERTY, MARGARET, ROSE | I | PORTFOLIO MANAGER | NA | |
| HAGGERTY, MARGARET, ROSE | I | PORTFOLIO MANAGER | NA | |
| HOSHINO, KIYOTAKA | I | CHAIRMAN | NA | |
| HOSHINO, KIYOTAKA | I | CHAIRMAN | NA | |
| HOSHINO, KIYOTAKA | I | PRESIDENT | NA | |
| HOSHINO, KIYOTAKA | I | DIRECTOR | NA | |
| HOSHINO, KIYOTAKA | I | PRESIDENT | NA | |
| HOSHINO, KIYOTAKA | I | PRESIDENT | NA | |
| HOSHINO, KIYOTAKA | I | CHAIRMAN | NA | |
| HOSHINO, KIYOTAKA | I | CHAIRMAN | NA | |
| HOSHINO, KIYOTAKA | I | DIRECTOR | NA | |
| ICHIJO, SHUNSUKE | I | DIRECTOR | NA | |
| ICHIJO, SHUNSUKE | I | CHAIRMAN | NA | |
| ICHIJO, SHUNSUKE | I | DIRECTOR | NA | |
| ICHIJO, SHUNSUKE | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| KANAMURA, AKIHIKO | I | DIRECTOR | NA | |
| MATSUBARA, HITOMI | I | COMPLIANCE OFFICER | NA | |
| MATSUBARA, HITOMI | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATSUBARA, HITOMI | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATSUBARA, HITOMI | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAKAMURA, CHIKARA | I | DIRECTOR | NA | |
| NAKAMURA, CHIKARA | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OBARA, MICHIO | I | DIRECTOR | NA | |
| OGAWA, KOICHI | I | DIRECTOR | NA | |
| OGAWA, KOICHI | I | DIRECTOR | NA | |
| OTSUKA, SUNAO | I | DIRECTOR | NA | |
| OZAKI, HIDEOMI | I | DIRECTOR | NA | |
| OZAKI, HIDEOMI | I | DIRECTOR | NA | |
| OZAKI, HIDEOMI | I | DIRECTOR | NA | |
| OZAKI, HIDEOMI | I | DIRECTOR | NA | |
| OZAKI, HIDEOMI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| SHIRAKI, HISASHI | I | DIRECTOR | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAMAMURA, TOSHIHISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TANAKA, HIDEO | I | PRESIDENT & CEO | NA | |
| TANAKA, HIDEO | I | PRESIDENT & CEO | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEHARA, SHINICHIRO | I | DIRECTOR | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | PRESIDENT & CEO | NA | |
| UEMATSU, YOSHIAKI | I | SENIOR VICE PRESIDENT | NA | |
| UEMATSU, YOSHIAKI | I | MANAGING DIRECTOR | NA | |
| UEMATSU, YOSHIAKI | I | PRESIDENT & CEO | NA | |
| UEMATSU, YOSHIAKI | I | SENIOR VICE PRESIDENT | NA | |
| UEMATSU, YOSHIAKI | I | SENIOR VICE PRESIDENT | NA | |
| UEMATSU, YOSHIAKI | I | MANAGING DIRECTOR | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | PRESIDENT & CEO | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| UEMATSU, YOSHIAKI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAKABAYASHI, NOBUMASA | I | DIRECTOR | NA | |
| WAKABAYASHI, NOBUMASA | I | DIRECTOR | NA | |
| WAKABAYASHI, NOBUMASA | I | DIRECTOR | NA | |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| DAIWA SB INVESTMENTS LTD | FE | SHAREHOLDER | E | Control |
| SMAM | FE | SHAREHOLDER | E | Control |
| SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LMITED | FE | SHAREHOLDER | E | Control |
| SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LMITED | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | SMAM | D | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LMITED | D | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LMITED | D | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| DAIWA SECURITIES GROUP INC. | FE | DAIWA SB INVESTMENTS LTD | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| SUMITOMO MITSUI FINANCIAL GROUP, INC | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| THE SUMITOMO MITSUI BANKING CORPORATION | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| THE SUMITOMO MITSUI BANKING CORPORATION | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
| THE SUMITOMO MITSUI BANKING CORPORATION | FE | DAIWA SB INVESTMENTS LIMITED | C | Control |
Registrations
Federal
IA
May 14, 2019 REGISTERED
Address
32 OLD SLIP, 11TH FLOORNEW YORK, NY 10005-3504
United States
Phone: 212-612-8500