TOMPKINS WEALTH MANAGEMENT INC.
Legal name: TOMPKINS FINANCIAL ADVISORS
CRD #110125 SEC #801-18453 PITTSFORD, NY 585.248.0050
SEC Registered Disclosures
Total AUM
$605.2M
Discretionary
$605.2M
Employees
22
Clients
101
Accounts
1,579
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2014 | $632.8M | $632.8M | $0 | 19 | 900 |
| Sep 2013 | $605.2M | $605.2M | $0 | 22 | 800 |
| Jul 2013 | $605.2M | $605.2M | $0 | 22 | 800 |
| Mar 2013 | $605.2M | $605.2M | $0 | 22 | 800 |
| Nov 2012 | $584.2M | $584.2M | $0 | 34 | 900 |
| Apr 2012 | $584.2M | $584.2M | $0 | 11 | 900 |
| Mar 2012 | $584.2M | $584.2M | $0 | 11 | 900 |
| Jun 2011 | $579.6M | $579.6M | $0 | -- | -- |
| May 2011 | $579.6M | $579.6M | $0 | -- | -- |
| Mar 2011 | $579.6M | $579.6M | $0 | -- | -- |
| Jan 2011 | $579.6M | $579.6M | $0 | -- | -- |
| Jan 2011 | $579.6M | $579.6M | $0 | -- | -- |
| Jun 2010 | $517.8M | $517.8M | $0 | -- | -- |
| Mar 2010 | $517.8M | $517.8M | $0 | -- | -- |
| May 2009 | $441M | $441M | $0 | -- | -- |
| Dec 2007 | $468.8M | $468.8M | $0 | -- | -- |
| Mar 2007 | $468.8M | $468.8M | $0 | -- | -- |
| Mar 2006 | $384M | $384M | $0 | -- | -- |
| Mar 2006 | $384M | $384M | $0 | -- | -- |
| Feb 2006 | $384M | $384M | $0 | -- | -- |
| Feb 2006 | $384M | $384M | $0 | -- | -- |
| Apr 2004 | $239.2M | $239.2M | $0 | -- | -- |
| Apr 2002 | $225.5M | $225.5M | $0 | -- | -- |
| Aug 2001 | $1B | $225.5M | $800M | -- | -- |
DateMar 2014
Total AUM$632.8M
Discretionary$632.8M
Non-Disc.$0
Employees19
Clients900
DateSep 2013
Total AUM$605.2M
Discretionary$605.2M
Non-Disc.$0
Employees22
Clients800
DateJul 2013
Total AUM$605.2M
Discretionary$605.2M
Non-Disc.$0
Employees22
Clients800
DateMar 2013
Total AUM$605.2M
Discretionary$605.2M
Non-Disc.$0
Employees22
Clients800
DateNov 2012
Total AUM$584.2M
Discretionary$584.2M
Non-Disc.$0
Employees34
Clients900
DateApr 2012
Total AUM$584.2M
Discretionary$584.2M
Non-Disc.$0
Employees11
Clients900
DateMar 2012
Total AUM$584.2M
Discretionary$584.2M
Non-Disc.$0
Employees11
Clients900
DateJun 2011
Total AUM$579.6M
Discretionary$579.6M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$579.6M
Discretionary$579.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$579.6M
Discretionary$579.6M
Non-Disc.$0
Employees--
Clients--
DateJan 2011
Total AUM$579.6M
Discretionary$579.6M
Non-Disc.$0
Employees--
Clients--
DateJan 2011
Total AUM$579.6M
Discretionary$579.6M
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$517.8M
Discretionary$517.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$517.8M
Discretionary$517.8M
Non-Disc.$0
Employees--
Clients--
DateMay 2009
Total AUM$441M
Discretionary$441M
Non-Disc.$0
Employees--
Clients--
DateDec 2007
Total AUM$468.8M
Discretionary$468.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$468.8M
Discretionary$468.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$384M
Discretionary$384M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$384M
Discretionary$384M
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$384M
Discretionary$384M
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$384M
Discretionary$384M
Non-Disc.$0
Employees--
Clients--
DateApr 2004
Total AUM$239.2M
Discretionary$239.2M
Non-Disc.$0
Employees--
Clients--
DateApr 2002
Total AUM$225.5M
Discretionary$225.5M
Non-Disc.$0
Employees--
Clients--
DateAug 2001
Total AUM$1B
Discretionary$225.5M
Non-Disc.$800M
Employees--
Clients--