TOMPKINS WEALTH MANAGEMENT INC.
Legal name: TOMPKINS FINANCIAL ADVISORS
CRD #110125 SEC #801-18453 PITTSFORD, NY 585.248.0050
SEC Registered Disclosures
Total AUM
$605.2M
Discretionary
$605.2M
Employees
22
Clients
101
Accounts
1,579
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2013
- Branch Offices
- --
- CIK (EDGAR)
- 1005817
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL, KEITH | I | CEO, DIRECTOR | NA | Control |
| ACHZET, RUSSELL, KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ANGELIS, STEPHEN, MICHAEL | I | PRESIDENT TOMPKINS FINANCIAL ADVISORS / TFA MANAGEMENT INC. | NA | Control |
| BATTAGLIA, PAUL, JOHN | I | DIRECTOR | NA | Control |
| BATTAGLIA, PAUL, JOHN | I | DIRECTOR | NA | Control |
| BATTAGLIA, PAUL, JOHN | I | DIRECTOR | NA | Control |
| BATTAGLIA, PAUL, JOHN | I | DIRECTOR | NA | Control |
| BATTAGLIA, PAUL, JOHN | I | DIRECTOR | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BENEDICT-JONES, MICHELLE | I | MANAGING DIRECTOR CENTRAL NEW YORK | NA | Control |
| BERKMAN, BRUCE, WARREN | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BERKMAN, BRUCE, WARREN | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BERKMAN, BRUCE, WARREN | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BERKMAN, BRUCE, WARREN | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BERKMAN, BRUCE, WARREN | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| BYRNES, JAMES, J. | I | SECRETARY | NA | Control |
| FERREN, VICTORIA, ANN | I | V.P. | NA | |
| FERREN, VICTORIA, ANN | I | V.P. | NA | |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FESSENDEN, DANIEL, JAMES | I | DIRECTOR | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, W. | I | CHAIRMAN OF THE BOARD | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| FULMER, JAMES, WALTER | I | DIRECTOR | NA | Control |
| GRUBER, SCOTT, L | I | DIRECTOR | NA | Control |
| GRUBER, SCOTT, L | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, CCO, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP, DIRECTOR | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK AND DIRECTOR OF INVESTMENT SERVICES | NA | Control |
| HAELEN, LAURIE, ANN | I | MANAGING DIRECTOR WESTERN NEW YORK | NA | Control |
| HARTZ, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| HARTZ, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND DIRECTOR | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND DIRECTOR | NA | Control |
| HARTZ, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CEO AND CHAIRMAN OF THE BOARD | NA | Control |
| HARTZ, GREGORY, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| HAYNES, CARL, E | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| KLEIN, GERALD, JOSEPH | I | DIRECTOR | NA | Control |
| MUTI, ROBERT, WILLIAM | I | MANAGING DIRECTOR PENNSYLVANIA | NA | |
| MUTI, ROBERT, WILLIAM | I | MANAGING DIRECTOR PENNSYLVANIA | NA | |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| OTOOLE, TIFFANY, CLAUDINE | I | MANAGING DIRECTOR HUDSON VALLEY | NA | Control |
| PALAZZO, DAWN, KATHLEEN | I | PRESIDENT | NA | Control |
| PALAZZO, DAWN, KATHLEEN | I | PRESIDENT | NA | Control |
| PALAZZO, DAWN, KATHLEEN | I | PRESIDENT | NA | Control |
| PALAZZO, DAWN, KATHLEEN | I | PRESIDENT | NA | Control |
| PALAZZO, DAWN, KATHLEEN | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| PALAZZO, DAWN, KATHLEEN | I | PRESIDENT | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| PRONTI, SCOTT | I | VP HUMAN RESOURCES | NA | Control |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | Control |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | Control |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | Control |
| ROGERS, THOMAS, JAMES | I | COO | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | Control |
| ROGERS, THOMAS, JAMES | I | COO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | Control |
| ROGERS, THOMAS, JAMES | I | CEO, DIRECTOR | NA | Control |
| ROGERS, THOMAS, JAMES | I | COO | NA | |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| ROMAINE, STEPHEN, S. | I | DIRECTOR | NA | Control |
| SHIRER, KATHRYN, LAMM | I | V.P. | NA | |
| SHIRER, KATHRYN, LAMM | I | V.P. | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, HENRY, JOSEPH | I | V.P. | NA | |
| WATSON, HENRY, JOSEPH | I | V.P. | NA | |
| WELCH, HARRY, WILLIAM | I | PRESIDENT, DIRECTOR | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | CONTROL COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | CONTROL COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TFA MANAGMENT, INC. F/K/A AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TFA MANAGMENT, INC. F/K/A AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TFA MANAGMENT, INC. F/K/A AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TFA MANAGMENT, INC. F/K/A AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TFA MANAGMENT,, INC. F/K/A AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TFA MANAGMENT,, INC. F/K/A AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| ACHZET, RUSSELL, KEITH | I | CEO | D | Control |
| ACHZET, RUSSELL, KEITH | I | CEO | D | Control |
| WELCH, HARRY, WILLIAM | I | PRESIDENT | B | Control |
| WELCH, HARRY, WILLIAM | I | PRESIDENT | B | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP & CCO | A | Control |
| GUGINO, ANTHONY, LOUIS | I | EVP & CCO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACHZET, RUSSELL, KEITH | I | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | TFA MANAGMENT INC. F/K/A AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | TFA MANAGMENT INC. F/K/A AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | TFA MANAGMENT INC. F/K/A AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | TFA MANAGMENT INC. F/K/A AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | TFA MANAGMENT INC. F/K/A AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | TFA MANAGMENT INC. F/K/A AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC. | E | Control |
Registrations
Federal
IA
Mar 27, 2013 REGISTERED
Notice Filings (22)
AZ CA CT FL GA IL MA MD ME MO NC NH NJ NM NY OH PA SC TX VA VT WA
Address
179 SULLY'S TRAILSUITE 200
PITTSFORD, NY 14534-4599
United States
Phone: 585.248.0050