NORTHEAST FINANCIAL CONSULTANTS, LLC
Legal name: NORTHEAST FINANCIAL
CRD #110361 SEC #801-60134 WESTPORT, CT 203-226-8997
SEC Registered
Total AUM
$4.6B
Discretionary
$4.6B
Employees
8
Clients
251
Accounts
1,596
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $4.6B | $4.6B | $4.5M | 8 | 0 |
| Mar 2025 | $4.6B | $4.6B | $4.5M | 8 | 0 |
| Mar 2024 | $4.1B | $4.1B | $8.4M | 8 | 0 |
| Jun 2023 | $3.7B | $3.7B | $16.7M | 8 | 0 |
| Mar 2023 | $3.7B | $3.7B | $16.7M | 8 | 0 |
| Mar 2022 | $4.5B | $4.5B | $30.9M | 8 | 0 |
| Aug 2021 | $3.8B | $3.8B | $32M | 8 | 0 |
| Mar 2021 | $3.8B | $3.8B | $32M | 8 | 0 |
| Jun 2020 | $3.3B | $3.3B | $52.4M | 8 | 0 |
| Mar 2020 | $3.3B | $3.3B | $52.4M | 8 | 0 |
| Mar 2019 | $2.7B | $2.5B | $133.9M | 8 | 0 |
| Mar 2018 | $2.9B | $1.5B | $1.4B | 7 | 0 |
| Mar 2017 | $2.8B | $1.4B | $1.4B | 6 | 200 |
| Mar 2016 | $2.7B | $1.2B | $1.5B | 6 | 150 |
| Mar 2015 | $2.7B | $1.2B | $1.5B | 5 | 150 |
| Oct 2014 | $2.9B | $1.3B | $1.5B | 4 | 150 |
| Mar 2014 | $2.9B | $1.3B | $1.5B | 4 | 150 |
| Apr 2013 | $2.6B | $1.2B | $1.4B | 4 | 150 |
| Apr 2013 | $2.6B | $1.2B | $1.4B | 4 | 150 |
| Oct 2012 | $2.4B | $1.1B | $1.3B | 1 | 150 |
| Apr 2012 | $2.4B | $1.1B | $1.3B | 1 | 150 |
| Mar 2012 | $2.4B | $1.1B | $1.3B | 1 | 150 |
| Mar 2008 | $1.9B | $1.4B | $503.5M | 5 | -- |
| Mar 2007 | $1.9B | $1.5B | $411.7M | 5 | -- |
| Dec 2006 | $1.6B | $1.2B | $336.3M | 5 | -- |
| Mar 2006 | $1.6B | $1.2B | $336.3M | 5 | -- |
| Sep 2005 | $1.5B | $1.2B | $317.4M | 5 | -- |
| Jan 2005 | $1.5B | $1.2B | $317.4M | 5 | -- |
| Jan 2005 | $979M | $665.8M | $313.2M | 5 | -- |
| Jul 2001 | $262M | $162M | $100M | 5 | -- |
| Jul 2001 | $262M | $162M | $100M | 5 | -- |
DateSep 2025
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$4.5M
Employees8
Clients0
DateMar 2025
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$4.5M
Employees8
Clients0
DateMar 2024
Total AUM$4.1B
Discretionary$4.1B
Non-Disc.$8.4M
Employees8
Clients0
DateJun 2023
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$16.7M
Employees8
Clients0
DateMar 2023
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$16.7M
Employees8
Clients0
DateMar 2022
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$30.9M
Employees8
Clients0
DateAug 2021
Total AUM$3.8B
Discretionary$3.8B
Non-Disc.$32M
Employees8
Clients0
DateMar 2021
Total AUM$3.8B
Discretionary$3.8B
Non-Disc.$32M
Employees8
Clients0
DateJun 2020
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$52.4M
Employees8
Clients0
DateMar 2020
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$52.4M
Employees8
Clients0
DateMar 2019
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$133.9M
Employees8
Clients0
DateMar 2018
Total AUM$2.9B
Discretionary$1.5B
Non-Disc.$1.4B
Employees7
Clients0
DateMar 2017
Total AUM$2.8B
Discretionary$1.4B
Non-Disc.$1.4B
Employees6
Clients200
DateMar 2016
Total AUM$2.7B
Discretionary$1.2B
Non-Disc.$1.5B
Employees6
Clients150
DateMar 2015
Total AUM$2.7B
Discretionary$1.2B
Non-Disc.$1.5B
Employees5
Clients150
DateOct 2014
Total AUM$2.9B
Discretionary$1.3B
Non-Disc.$1.5B
Employees4
Clients150
DateMar 2014
Total AUM$2.9B
Discretionary$1.3B
Non-Disc.$1.5B
Employees4
Clients150
DateApr 2013
Total AUM$2.6B
Discretionary$1.2B
Non-Disc.$1.4B
Employees4
Clients150
DateApr 2013
Total AUM$2.6B
Discretionary$1.2B
Non-Disc.$1.4B
Employees4
Clients150
DateOct 2012
Total AUM$2.4B
Discretionary$1.1B
Non-Disc.$1.3B
Employees1
Clients150
DateApr 2012
Total AUM$2.4B
Discretionary$1.1B
Non-Disc.$1.3B
Employees1
Clients150
DateMar 2012
Total AUM$2.4B
Discretionary$1.1B
Non-Disc.$1.3B
Employees1
Clients150
DateMar 2008
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$503.5M
Employees5
Clients--
DateMar 2007
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$411.7M
Employees5
Clients--
DateDec 2006
Total AUM$1.6B
Discretionary$1.2B
Non-Disc.$336.3M
Employees5
Clients--
DateMar 2006
Total AUM$1.6B
Discretionary$1.2B
Non-Disc.$336.3M
Employees5
Clients--
DateSep 2005
Total AUM$1.5B
Discretionary$1.2B
Non-Disc.$317.4M
Employees5
Clients--
DateJan 2005
Total AUM$1.5B
Discretionary$1.2B
Non-Disc.$317.4M
Employees5
Clients--
DateJan 2005
Total AUM$979M
Discretionary$665.8M
Non-Disc.$313.2M
Employees5
Clients--
DateJul 2001
Total AUM$262M
Discretionary$162M
Non-Disc.$100M
Employees5
Clients--
DateJul 2001
Total AUM$262M
Discretionary$162M
Non-Disc.$100M
Employees5
Clients--