NORTHEAST FINANCIAL CONSULTANTS, LLC
Legal name: NORTHEAST FINANCIAL
CRD #110361 SEC #801-60134 WESTPORT, CT 203-226-8997
SEC Registered
Total AUM
$4.6B
Discretionary
$4.6B
Employees
8
Clients
251
Accounts
1,596
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Curwen, Kasia, H | I | SHAREHOLDER NON-VOTING | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | SECRETARY | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | Control |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | Control |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | Control |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER | NA | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, | NA | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, | NA | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, | NA | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, | NA | Control |
| DEPASQUALE, GLENN, DAVID | I | SHAREHOLDER NON-VOTING | NA | |
| DUVALL, ELIZABETH, REESE | I | DIR. OF CLIENT SERVICE, SHAREHOLDER NON-VOTING | NA | |
| DUVALL, ELIZABETH, REESE | I | DIR. OF CLIENT SERVICE, SHAREHOLDER NON-VOTING | NA | |
| DUVALL, ELIZABETH, REESE | I | DIR. OF CLIENT SERVICE, SHAREHOLDER NON-VOTING | NA | |
| DUVALL, ELIZABETH, REESE | I | DIR. OF CLIENT SERVICE, SHAREHOLDER NON-VOTING | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | NA | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | NA | Control |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | NA | Control |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | NA | Control |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP | NA | Control |
| ROSSETTI, FRANK, DOMINICK | I | SHAREHOLDER NON-VOTING | NA | |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| NFC HOLDINGS, INC | DE | MEMBER | E | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, SHAREHOLDER VOTING AND NON-VOTING | D | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, SHAREHOLDER VOTING AND NON-VOTING | D | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, SHAREHOLDER VOTING AND NON-VOTING | D | Control |
| DAVIS, ELWOOD, BRIAN | I | PRESIDENT, MANAGER, SHAREHOLDER VOTING AND NON-VOTING | D | Control |
| BEWKES, EUGENE, GARRETT | I | TRUSTEE | C | |
| BEWKES, EUGENE, GARRETT | I | TRUSTEE | C | |
| BEWKES, EUGENE, GARRETT | I | TRUSTEE | C | |
| BEWKES, EUGENE, GARRETT | I | TRUSTEE | C | |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER, TRUSTEE, SHAREHOLDER NON-VOTING | C | Control |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER, TRUSTEE, SHAREHOLDER NON-VOTING | C | Control |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER, TRUSTEE, SHAREHOLDER NON-VOTING | C | Control |
| DAVIS, CATHERINE, LEE | I | VICE PRESIDENT, TREASURER, TRUSTEE, SHAREHOLDER NON-VOTING | C | Control |
| ELWOOD B DAVIS 2020 IRREVOCABLE TRUST | DE | SHAREHOLDER NON-VOTING | C | Control |
| ELWOOD B DAVIS 2020 IRREVOCABLE TRUST | DE | SHAREHOLDER NON-VOTING | C | Control |
| ELWOOD B DAVIS 2020 IRREVOCABLE TRUST | DE | SHAREHOLDER NON-VOTING | C | Control |
| ELWOOD B DAVIS 2020 IRREVOCABLE TRUST | DE | SHAREHOLDER NON-VOTING | C | Control |
| PATTEN, SCOTT, GOWELL | I | SHAREHOLDER NON-VOTING | A | |
| PATTEN, SCOTT, GOWELL | I | SHAREHOLDER NON-VOTING | A | |
| PATTEN, SCOTT, GOWELL | I | SHAREHOLDER NON-VOTING | A | |
| PATTEN, SCOTT, GOWELL | I | SHAREHOLDER NON-VOTING | A | |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP; SHAREHOLDER NON-VOTING | A | Control |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP; SHAREHOLDER NON-VOTING | A | Control |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP; SHAREHOLDER NON-VOTING | A | Control |
| REILLY, PATRICE, SWAN | I | CHIEF COMPLIANCE OFFICER; SECRETARY; VP; SHAREHOLDER NON-VOTING | A | Control |
Registrations
Federal
IA
Sep 9, 2025 REGISTERED
Notice Filings (13)
AZ CA CT FL MA MD NC NJ NY PA RI SC TX
Address
518-B RIVERSIDE AVENUE2ND FLOOR
WESTPORT, CT 06880-0630
United States
Phone: 203-226-8997