M. J. SMITH AND ASSOCIATES
CRD #110919 SEC #801-19409 GREENWOOD VILLAGE, CO 303-768-0007
SEC Registered
Total AUM
$886.1M
Discretionary
$806M
Employees
7
Clients
251
Accounts
1,784
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2020 | $886.1M | $806M | $80.1M | 7 | 0 |
| Jul 2020 | $886.1M | $806M | $80.1M | 7 | 0 |
| Mar 2020 | $886.1M | $806M | $80.1M | 7 | 0 |
| Mar 2019 | $661.7M | $649.2M | $12.5M | 8 | 0 |
| Mar 2018 | $724.5M | $724.5M | $0 | 7 | 0 |
| Feb 2017 | $689.8M | $689.8M | $0 | 13 | 500 |
| Sep 2016 | $691.8M | $691.8M | $0 | 15 | 500 |
| Mar 2016 | $691.8M | $691.8M | $0 | 15 | 500 |
| Mar 2015 | $771.3M | $493.4M | $277.8M | 13 | 500 |
| Mar 2014 | $723.6M | $576.2M | $147.3M | 12 | 500 |
| Mar 2013 | $700.2M | $545M | $155.2M | 14 | 400 |
| Mar 2012 | $541.6M | $356.6M | $185M | 11 | 400 |
| Feb 2012 | $520.1M | $363.2M | $156.9M | 11 | 400 |
| Mar 2011 | $541.9M | $356.6M | $185.3M | -- | -- |
| Jun 2010 | $486M | $306M | $180M | -- | -- |
| Jan 2010 | $480M | $299M | $181M | -- | -- |
| Apr 2009 | $400M | $238M | $162M | -- | -- |
| Jan 2008 | $570M | $308M | $262M | 5 | -- |
| Jan 2007 | $525M | $275M | $250M | -- | -- |
| Feb 2006 | $440M | $62M | $378M | 10 | -- |
| Feb 2006 | $440M | $62M | $378M | 10 | -- |
| Jan 2006 | $440M | $62M | $378M | 10 | -- |
| Jan 2005 | $405M | $65M | $340M | 10 | -- |
| Jan 2005 | $405M | $65M | $340M | 10 | -- |
| Jan 2004 | $338M | $55M | $283M | 10 | -- |
| Jan 2004 | $276M | $50.1M | $226M | 10 | -- |
DateJul 2020
Total AUM$886.1M
Discretionary$806M
Non-Disc.$80.1M
Employees7
Clients0
DateJul 2020
Total AUM$886.1M
Discretionary$806M
Non-Disc.$80.1M
Employees7
Clients0
DateMar 2020
Total AUM$886.1M
Discretionary$806M
Non-Disc.$80.1M
Employees7
Clients0
DateMar 2019
Total AUM$661.7M
Discretionary$649.2M
Non-Disc.$12.5M
Employees8
Clients0
DateMar 2018
Total AUM$724.5M
Discretionary$724.5M
Non-Disc.$0
Employees7
Clients0
DateFeb 2017
Total AUM$689.8M
Discretionary$689.8M
Non-Disc.$0
Employees13
Clients500
DateSep 2016
Total AUM$691.8M
Discretionary$691.8M
Non-Disc.$0
Employees15
Clients500
DateMar 2016
Total AUM$691.8M
Discretionary$691.8M
Non-Disc.$0
Employees15
Clients500
DateMar 2015
Total AUM$771.3M
Discretionary$493.4M
Non-Disc.$277.8M
Employees13
Clients500
DateMar 2014
Total AUM$723.6M
Discretionary$576.2M
Non-Disc.$147.3M
Employees12
Clients500
DateMar 2013
Total AUM$700.2M
Discretionary$545M
Non-Disc.$155.2M
Employees14
Clients400
DateMar 2012
Total AUM$541.6M
Discretionary$356.6M
Non-Disc.$185M
Employees11
Clients400
DateFeb 2012
Total AUM$520.1M
Discretionary$363.2M
Non-Disc.$156.9M
Employees11
Clients400
DateMar 2011
Total AUM$541.9M
Discretionary$356.6M
Non-Disc.$185.3M
Employees--
Clients--
DateJun 2010
Total AUM$486M
Discretionary$306M
Non-Disc.$180M
Employees--
Clients--
DateJan 2010
Total AUM$480M
Discretionary$299M
Non-Disc.$181M
Employees--
Clients--
DateApr 2009
Total AUM$400M
Discretionary$238M
Non-Disc.$162M
Employees--
Clients--
DateJan 2008
Total AUM$570M
Discretionary$308M
Non-Disc.$262M
Employees5
Clients--
DateJan 2007
Total AUM$525M
Discretionary$275M
Non-Disc.$250M
Employees--
Clients--
DateFeb 2006
Total AUM$440M
Discretionary$62M
Non-Disc.$378M
Employees10
Clients--
DateFeb 2006
Total AUM$440M
Discretionary$62M
Non-Disc.$378M
Employees10
Clients--
DateJan 2006
Total AUM$440M
Discretionary$62M
Non-Disc.$378M
Employees10
Clients--
DateJan 2005
Total AUM$405M
Discretionary$65M
Non-Disc.$340M
Employees10
Clients--
DateJan 2005
Total AUM$405M
Discretionary$65M
Non-Disc.$340M
Employees10
Clients--
DateJan 2004
Total AUM$338M
Discretionary$55M
Non-Disc.$283M
Employees10
Clients--
DateJan 2004
Total AUM$276M
Discretionary$50.1M
Non-Disc.$226M
Employees10
Clients--