M. J. SMITH AND ASSOCIATES
CRD #110919 SEC #801-19409 GREENWOOD VILLAGE, CO 303-768-0007
SEC Registered
Total AUM
$886.1M
Discretionary
$806M
Employees
7
Clients
251
Accounts
1,784
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EILERS, BRIAN, DOUGLAS | I | COMPLIANCE OFFICER | NA | |
| EILERS, BRIAN, DOUGLAS | I | COMPLIANCE OFFICER | NA | |
| GILL, GERALD, BURCH | I | CHIEF OPERATING OFFICER | NA | |
| GILL, GERALD, BURCH | I | CHIEF OPERATING OFFICER | NA | |
| GILL, GERALD, BURCH | I | CHIEF OPERATING OFFICER | NA | |
| GILL, GERALD, BURCH | I | CHIEF OPERATING OFFICER | NA | |
| GILL, GERALD, BURCH | I | CHIEF OPERATING OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHEIF OPERATING OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHEIF OPERATING OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHEIF OPERATING OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHEIF OPERATING OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHEIF OPERATING OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| JACOBSEN, THOMAS, JOSEPH | I | CHEIF OPERATING OFFICER | NA | |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | NA | |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| SMITH, MARK, JOSEPH | I | PRINCIPAL | E | Control |
| COLLINS, DENNIS, ERROL | I | PRINCIPAL | B | Control |
| COLLINS, DENNIS, ERROL | I | PRINCIPAL | B | Control |
| DELLE DONNE, ANNE, ELIZABETH | I | PRINCIPAL | B | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | B | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | B | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | B | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | B | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | B | Control |
| EILERS, BRIAN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | B | Control |
| DELLE DONNE, ANNE, ELIZABETH | I | PRINCIPAL | A | Control |
| DELLE DONNE, ANNE, ELIZABETH | I | PRINCIPAL | A | Control |
| DELLE DONNE, ANNE, ELIZABETH | I | PRINCIPAL | A | Control |
| DELLE DONNE, ANNE, ELIZABETH | I | PRINCIPAL | A | Control |
| DELLE DONNE, ANNE, ELIZABETH | I | PRINCIPAL | A | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | A | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | A | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | A | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | A | Control |
| EILERS, BRIAN, DOUGLAS | I | PRINCIPAL | A | Control |
| THOMAS, CLINT, PAUL | I | PRINCIPAL | A | Control |
Registrations
Federal
IA
Jul 1, 2020 REGISTERED
Notice Filings (8)
AZ CA CO FL IL TX UT WA
Address
5613 DTC PARKWAY#650
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-768-0007