SPECTRUM ASSET MANAGEMENT INC
CRD #111007 SEC #801-30377 NEWPORT BEACH, CA 949-717-3400
SEC Registered
Total AUM
$640.1M
Discretionary
$640.1M
Employees
11
Clients
101
Accounts
941
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $640.1M | $640.1M | $0 | 11 | 0 |
| Dec 2025 | $640.1M | $640.1M | $0 | 11 | 0 |
| Mar 2025 | $640.1M | $640.1M | $0 | 11 | 0 |
| Aug 2024 | $646.5M | $634.8M | $11.7M | 11 | 0 |
| Mar 2024 | $646.5M | $634.8M | $11.7M | 11 | 0 |
| Mar 2023 | $619.7M | $604.8M | $15M | 11 | 0 |
| Nov 2022 | $644.8M | $625.2M | $19.7M | 12 | 0 |
| Mar 2022 | $644.8M | $625.2M | $19.7M | 12 | 0 |
| Nov 2021 | $571.3M | $558.2M | $13.1M | 12 | 0 |
| Mar 2021 | $571.3M | $558.2M | $13.1M | 12 | 0 |
| Dec 2020 | $549.4M | $534.1M | $15.3M | 12 | 0 |
| Jun 2020 | $549.4M | $534.1M | $15.3M | 12 | 0 |
| Apr 2020 | $549.4M | $534.1M | $15.3M | 12 | 0 |
| Mar 2020 | $549.4M | $534.1M | $15.3M | 12 | 0 |
| Mar 2019 | $503.2M | $492.7M | $10.4M | 12 | 0 |
| Dec 2018 | $417.3M | $408.2M | $9.1M | 10 | 5 |
| Jun 2018 | $417.3M | $408.2M | $9.1M | 10 | 5 |
| Mar 2018 | $417.3M | $408.2M | $9.1M | 10 | 5 |
| Sep 2017 | $439.3M | $430.2M | $9M | 10 | 300 |
| Mar 2017 | $439.3M | $430.2M | $9M | 10 | 300 |
| Nov 2016 | $434.3M | $423.8M | $10.5M | 10 | 300 |
| Mar 2016 | $434.3M | $423.8M | $10.5M | 10 | 300 |
| Mar 2015 | $429.1M | $414.7M | $14.4M | 10 | 300 |
| Jul 2014 | $397.2M | $380M | $17.2M | 10 | 300 |
| Mar 2014 | $397.2M | $380M | $17.2M | 10 | 300 |
| Sep 2013 | $354.9M | $327.8M | $27.2M | 9 | 200 |
| Mar 2013 | $354.9M | $327.8M | $27.2M | 8 | 200 |
| Mar 2012 | $363.1M | $333.1M | $29.9M | 1 | 200 |
| Nov 2011 | $275.4M | $275.4M | $0 | 1 | 200 |
| Nov 2011 | $275.4M | $275.4M | $0 | 1 | 26 |
| Mar 2011 | $258.4M | $258.4M | $0 | 5 | -- |
| Mar 2011 | $258.4M | $258.4M | $0 | 5 | -- |
| Mar 2010 | $322.3M | $321.4M | $963.7K | 5 | -- |
| Apr 2009 | $303M | $302.1M | $868K | 5 | -- |
| Feb 2005 | $141M | $139.3M | $1.6M | 5 | -- |
DateDec 2025
Total AUM$640.1M
Discretionary$640.1M
Non-Disc.$0
Employees11
Clients0
DateDec 2025
Total AUM$640.1M
Discretionary$640.1M
Non-Disc.$0
Employees11
Clients0
DateMar 2025
Total AUM$640.1M
Discretionary$640.1M
Non-Disc.$0
Employees11
Clients0
DateAug 2024
Total AUM$646.5M
Discretionary$634.8M
Non-Disc.$11.7M
Employees11
Clients0
DateMar 2024
Total AUM$646.5M
Discretionary$634.8M
Non-Disc.$11.7M
Employees11
Clients0
DateMar 2023
Total AUM$619.7M
Discretionary$604.8M
Non-Disc.$15M
Employees11
Clients0
DateNov 2022
Total AUM$644.8M
Discretionary$625.2M
Non-Disc.$19.7M
Employees12
Clients0
DateMar 2022
Total AUM$644.8M
Discretionary$625.2M
Non-Disc.$19.7M
Employees12
Clients0
DateNov 2021
Total AUM$571.3M
Discretionary$558.2M
Non-Disc.$13.1M
Employees12
Clients0
DateMar 2021
Total AUM$571.3M
Discretionary$558.2M
Non-Disc.$13.1M
Employees12
Clients0
DateDec 2020
Total AUM$549.4M
Discretionary$534.1M
Non-Disc.$15.3M
Employees12
Clients0
DateJun 2020
Total AUM$549.4M
Discretionary$534.1M
Non-Disc.$15.3M
Employees12
Clients0
DateApr 2020
Total AUM$549.4M
Discretionary$534.1M
Non-Disc.$15.3M
Employees12
Clients0
DateMar 2020
Total AUM$549.4M
Discretionary$534.1M
Non-Disc.$15.3M
Employees12
Clients0
DateMar 2019
Total AUM$503.2M
Discretionary$492.7M
Non-Disc.$10.4M
Employees12
Clients0
DateDec 2018
Total AUM$417.3M
Discretionary$408.2M
Non-Disc.$9.1M
Employees10
Clients5
DateJun 2018
Total AUM$417.3M
Discretionary$408.2M
Non-Disc.$9.1M
Employees10
Clients5
DateMar 2018
Total AUM$417.3M
Discretionary$408.2M
Non-Disc.$9.1M
Employees10
Clients5
DateSep 2017
Total AUM$439.3M
Discretionary$430.2M
Non-Disc.$9M
Employees10
Clients300
DateMar 2017
Total AUM$439.3M
Discretionary$430.2M
Non-Disc.$9M
Employees10
Clients300
DateNov 2016
Total AUM$434.3M
Discretionary$423.8M
Non-Disc.$10.5M
Employees10
Clients300
DateMar 2016
Total AUM$434.3M
Discretionary$423.8M
Non-Disc.$10.5M
Employees10
Clients300
DateMar 2015
Total AUM$429.1M
Discretionary$414.7M
Non-Disc.$14.4M
Employees10
Clients300
DateJul 2014
Total AUM$397.2M
Discretionary$380M
Non-Disc.$17.2M
Employees10
Clients300
DateMar 2014
Total AUM$397.2M
Discretionary$380M
Non-Disc.$17.2M
Employees10
Clients300
DateSep 2013
Total AUM$354.9M
Discretionary$327.8M
Non-Disc.$27.2M
Employees9
Clients200
DateMar 2013
Total AUM$354.9M
Discretionary$327.8M
Non-Disc.$27.2M
Employees8
Clients200
DateMar 2012
Total AUM$363.1M
Discretionary$333.1M
Non-Disc.$29.9M
Employees1
Clients200
DateNov 2011
Total AUM$275.4M
Discretionary$275.4M
Non-Disc.$0
Employees1
Clients200
DateNov 2011
Total AUM$275.4M
Discretionary$275.4M
Non-Disc.$0
Employees1
Clients26
DateMar 2011
Total AUM$258.4M
Discretionary$258.4M
Non-Disc.$0
Employees5
Clients--
DateMar 2011
Total AUM$258.4M
Discretionary$258.4M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$322.3M
Discretionary$321.4M
Non-Disc.$963.7K
Employees5
Clients--
DateApr 2009
Total AUM$303M
Discretionary$302.1M
Non-Disc.$868K
Employees5
Clients--
DateFeb 2005
Total AUM$141M
Discretionary$139.3M
Non-Disc.$1.6M
Employees5
Clients--