SPECTRUM ASSET MANAGEMENT INC
CRD #111007 SEC #801-30377 NEWPORT BEACH, CA 949-717-3400
SEC Registered
Total AUM
$640.1M
Discretionary
$640.1M
Employees
11
Clients
101
Accounts
941
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 1, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE & OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE & OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE & OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE & OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| DALTON, DENNIS, H | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | |
| JUNG, TONY, K | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, K | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, K | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, K | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| JUNG, TONY, KYUWHAN | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | NA | |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, ROLAND, DUANE | I | TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | NA | Control |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| REITZ, E, KELLY | I | SHAREHOLDER | NA | |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | E | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | DE | SHAREHOLDER | E | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | D | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY, RYAN, LEE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY FAMILY TRUST DTD 08/28/1984 | DE | SHAREHOLDER | B | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | B | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | B | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | B | Control |
| KELLY, ROLAND, D | I | CHAIRMAN | B | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN | B | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | B | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | B | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | B | Control |
| KELLY, ROLAND, DUANE | I | CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | B | Control |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A | |
| KELLY, MARC, DUANE | I | SHAREHOLDER | A |
Registrations
Federal
IA
Dec 1, 2025 REGISTERED
Notice Filings (16)
AZ CA CO CT FL HI MS NH NM NV OR TN TX VA VT WA
Address
1301 DOVE STREETSUITE 720
NEWPORT BEACH, CA 92660-2453
United States
Phone: 949-717-3400