FIRSTWAVE FINANCIAL, INC.
Legal name: FIRSTWAVE FINANCIAL
CRD #111044 SEC #801-56525 SATELLITE BEACH, FL 321-773-7773
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
16
Clients
51
Accounts
0
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2024 | $0 | $0 | $0 | 16 | 0 |
| Mar 2024 | $0 | $0 | $0 | 16 | 0 |
| Mar 2023 | $371.9M | $356.5M | $15.3M | 16 | 0 |
| Mar 2023 | $371.9M | $356.5M | $15.3M | 16 | 0 |
| Dec 2022 | $407.6M | $390.3M | $17.3M | 13 | 0 |
| Nov 2022 | $407.6M | $390.3M | $17.3M | 13 | 0 |
| Apr 2022 | $407.6M | $390.3M | $17.3M | 13 | 0 |
| Mar 2022 | $407.6M | $390.3M | $17.3M | 13 | 0 |
| May 2021 | $349.2M | $335.5M | $13.7M | 8 | 0 |
| Mar 2021 | $349.2M | $335.5M | $13.7M | 8 | 0 |
| Jun 2020 | $361.6M | $350.6M | $11M | 8 | 0 |
| May 2020 | $361.6M | $350.6M | $11M | 8 | 0 |
| Mar 2020 | $361.6M | $350.6M | $11M | 8 | 0 |
| Nov 2019 | $324.5M | $315.5M | $9M | 11 | 1 |
| Mar 2019 | $324.5M | $315.5M | $9M | 11 | 1 |
| Mar 2018 | $361.6M | $361.6M | $0 | 12 | 0 |
| Mar 2017 | $397M | $300M | $97.1M | 9 | 200 |
| Aug 2016 | $311.8M | $311.8M | $0 | 13 | 186 |
| Mar 2016 | $311.8M | $311.8M | $0 | 13 | 186 |
| Jan 2016 | $311.8M | $311.8M | $0 | 13 | 186 |
| Aug 2015 | $327.2M | $327.2M | $0 | 11 | 153 |
| May 2015 | $327.2M | $327.2M | $0 | 11 | 153 |
| Apr 2015 | $327.2M | $327.2M | $0 | 11 | 153 |
| Mar 2015 | $327.2M | $327.2M | $0 | 11 | 153 |
| Apr 2014 | $309.4M | $309.4M | $0 | 12 | 144 |
| Mar 2014 | $309.4M | $309.4M | $0 | 12 | 144 |
| Mar 2014 | $309.4M | $309.4M | $0 | 12 | 1,441 |
| Mar 2013 | $260.4M | $260.4M | $0 | 11 | 135 |
| Jun 2012 | $238.9M | $238.9M | $0 | 6 | 145 |
| Mar 2012 | $238.9M | $238.9M | $0 | 6 | 145 |
| Mar 2012 | $230.4M | $230.4M | $0 | 6 | 130 |
| May 2011 | $230.4M | $230.4M | $0 | 10 | -- |
| Mar 2010 | $201.1M | $201.1M | $0 | 10 | -- |
| Feb 2009 | $157.4M | $157.4M | $0 | 10 | -- |
| Mar 2007 | $206.2M | $206.2M | $0 | 10 | -- |
| Mar 2006 | $172.7M | $172.7M | $0 | 10 | -- |
| Sep 2005 | $124M | $124M | $0 | 10 | -- |
| May 2002 | $78M | $59.2M | $18.8M | 10 | -- |
DateMar 2024
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees16
Clients0
DateMar 2024
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees16
Clients0
DateMar 2023
Total AUM$371.9M
Discretionary$356.5M
Non-Disc.$15.3M
Employees16
Clients0
DateMar 2023
Total AUM$371.9M
Discretionary$356.5M
Non-Disc.$15.3M
Employees16
Clients0
DateDec 2022
Total AUM$407.6M
Discretionary$390.3M
Non-Disc.$17.3M
Employees13
Clients0
DateNov 2022
Total AUM$407.6M
Discretionary$390.3M
Non-Disc.$17.3M
Employees13
Clients0
DateApr 2022
Total AUM$407.6M
Discretionary$390.3M
Non-Disc.$17.3M
Employees13
Clients0
DateMar 2022
Total AUM$407.6M
Discretionary$390.3M
Non-Disc.$17.3M
Employees13
Clients0
DateMay 2021
Total AUM$349.2M
Discretionary$335.5M
Non-Disc.$13.7M
Employees8
Clients0
DateMar 2021
Total AUM$349.2M
Discretionary$335.5M
Non-Disc.$13.7M
Employees8
Clients0
DateJun 2020
Total AUM$361.6M
Discretionary$350.6M
Non-Disc.$11M
Employees8
Clients0
DateMay 2020
Total AUM$361.6M
Discretionary$350.6M
Non-Disc.$11M
Employees8
Clients0
DateMar 2020
Total AUM$361.6M
Discretionary$350.6M
Non-Disc.$11M
Employees8
Clients0
DateNov 2019
Total AUM$324.5M
Discretionary$315.5M
Non-Disc.$9M
Employees11
Clients1
DateMar 2019
Total AUM$324.5M
Discretionary$315.5M
Non-Disc.$9M
Employees11
Clients1
DateMar 2018
Total AUM$361.6M
Discretionary$361.6M
Non-Disc.$0
Employees12
Clients0
DateMar 2017
Total AUM$397M
Discretionary$300M
Non-Disc.$97.1M
Employees9
Clients200
DateAug 2016
Total AUM$311.8M
Discretionary$311.8M
Non-Disc.$0
Employees13
Clients186
DateMar 2016
Total AUM$311.8M
Discretionary$311.8M
Non-Disc.$0
Employees13
Clients186
DateJan 2016
Total AUM$311.8M
Discretionary$311.8M
Non-Disc.$0
Employees13
Clients186
DateAug 2015
Total AUM$327.2M
Discretionary$327.2M
Non-Disc.$0
Employees11
Clients153
DateMay 2015
Total AUM$327.2M
Discretionary$327.2M
Non-Disc.$0
Employees11
Clients153
DateApr 2015
Total AUM$327.2M
Discretionary$327.2M
Non-Disc.$0
Employees11
Clients153
DateMar 2015
Total AUM$327.2M
Discretionary$327.2M
Non-Disc.$0
Employees11
Clients153
DateApr 2014
Total AUM$309.4M
Discretionary$309.4M
Non-Disc.$0
Employees12
Clients144
DateMar 2014
Total AUM$309.4M
Discretionary$309.4M
Non-Disc.$0
Employees12
Clients144
DateMar 2014
Total AUM$309.4M
Discretionary$309.4M
Non-Disc.$0
Employees12
Clients1,441
DateMar 2013
Total AUM$260.4M
Discretionary$260.4M
Non-Disc.$0
Employees11
Clients135
DateJun 2012
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees6
Clients145
DateMar 2012
Total AUM$238.9M
Discretionary$238.9M
Non-Disc.$0
Employees6
Clients145
DateMar 2012
Total AUM$230.4M
Discretionary$230.4M
Non-Disc.$0
Employees6
Clients130
DateMay 2011
Total AUM$230.4M
Discretionary$230.4M
Non-Disc.$0
Employees10
Clients--
DateMar 2010
Total AUM$201.1M
Discretionary$201.1M
Non-Disc.$0
Employees10
Clients--
DateFeb 2009
Total AUM$157.4M
Discretionary$157.4M
Non-Disc.$0
Employees10
Clients--
DateMar 2007
Total AUM$206.2M
Discretionary$206.2M
Non-Disc.$0
Employees10
Clients--
DateMar 2006
Total AUM$172.7M
Discretionary$172.7M
Non-Disc.$0
Employees10
Clients--
DateSep 2005
Total AUM$124M
Discretionary$124M
Non-Disc.$0
Employees10
Clients--
DateMay 2002
Total AUM$78M
Discretionary$59.2M
Non-Disc.$18.8M
Employees10
Clients--