FIRSTWAVE FINANCIAL, INC.
Legal name: FIRSTWAVE FINANCIAL
CRD #111044 SEC #801-56525 SATELLITE BEACH, FL 321-773-7773
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
16
Clients
51
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHIESMAN, LAURA, KATHLEEN | I | VICE PRESIDENT OF CLIENT SERVICES | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | VICE PRESIDENT OF CLIENT SERVICES | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | VICE PRESIDENT OF CLIENT SERVICES | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT OF OPERATIONS | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT OF OPERATIONS | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT OF OPERATIONS | NA | Control |
| MILLER, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| VANVONNO, KAREN, LEE | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| KIRK, THOMAS, L | I | PRESIDENT, VICE PRESIDENT, SECRETARY, TREASURER | E | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| HOYMAN, CHARLES, WILLIAM | I | VICE PRESIDENT, DIRECTOR | C | Control |
| KIRK, THOMAS, L | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | C | Control |
| KIRK, THOMAS, L | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | C | Control |
| KIRK, THOMAS, L | I | PRESIDENT, DIRECTOR | C | Control |
| KIRK, THOMAS, L | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | C | Control |
| KIRK, THOMAS, L | I | PRESIDENT, DIRECTOR | C | Control |
| KIRK, THOMAS, L | I | PRESIDENT, DIRECTOR | C | Control |
| KIRK, THOMAS, L | I | PRESIDENT, DIRECTOR | C | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | C | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | C | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | C | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | C | Control |
| GOODE, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| KIRKLAND, KAREN, EUGENIA | I | TREASURER, DIRECTOR | B | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | B | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | B | Control |
| OSWALT, BARBARA, JEAN | I | SECRETARY, DIRECTOR | B | Control |
| BRADLEY, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | A | |
| GOODE, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | A | Control |
| GOODE, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | A | Control |
| TOOTHACKER, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | A | |
| TOOTHACKER, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | A | |
| TOOTHACKER, DEBORAH, ANN | I | ASSISTANT VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
| CHIESMAN, LAURA, KATHLEEN | I | CHIESMAN HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2024 REGISTERED
Notice Filings (5)
FL GA NC PA TX
Address
1300 HIGHWAY AIASUITE 103
SATELLITE BEACH, FL 32937
United States
Phone: 321-773-7773