SOVEREIGN HOLDINGS LLC
Legal name: SOVEREIGN ADVISERS
CRD #111049 SEC #801-20028 CHARLOTTE, NC 704-366-1091
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
--
Clients
0
Accounts
1,200
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2010 | $687.9M | $651.6M | $36.3M | 10 | -- |
| Sep 2010 | $687.9M | $651.6M | $36.3M | 10 | -- |
| Mar 2010 | $687.9M | $651.6M | $36.3M | -- | -- |
| Mar 2009 | $1.2B | $1.2B | $2M | -- | -- |
| Mar 2008 | $1.7B | $1.7B | $83.3M | -- | -- |
| Nov 2007 | $1.7B | $1.7B | $83.3M | -- | -- |
| Oct 2007 | $1.7B | $1.7B | $83.3M | -- | -- |
| Jan 2007 | $1.7B | $1.7B | $83.3M | -- | -- |
| Feb 2006 | $1.8B | $1.4B | $366.5M | -- | -- |
| Sep 2005 | $1.9B | $1.4B | $461.6M | -- | -- |
| Feb 2005 | $1.8B | $1.4B | $450.7M | -- | -- |
| Jan 2005 | $1.8B | $1.4B | $450.7M | -- | -- |
| May 2002 | $1.4B | $1.4B | $0 | 10 | -- |
| Sep 2001 | $1.1B | $1.1B | $0 | 10 | -- |
| Aug 2001 | $1.1B | $1.1B | $0 | 10 | -- |
| Jul 2001 | $1.1B | $1.1B | $0 | 10 | -- |
| May 2001 | $1.1B | $1.1B | $0 | 10 | -- |
DateSep 2010
Total AUM$687.9M
Discretionary$651.6M
Non-Disc.$36.3M
Employees10
Clients--
DateSep 2010
Total AUM$687.9M
Discretionary$651.6M
Non-Disc.$36.3M
Employees10
Clients--
DateMar 2010
Total AUM$687.9M
Discretionary$651.6M
Non-Disc.$36.3M
Employees--
Clients--
DateMar 2009
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$2M
Employees--
Clients--
DateMar 2008
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$83.3M
Employees--
Clients--
DateNov 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$83.3M
Employees--
Clients--
DateOct 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$83.3M
Employees--
Clients--
DateJan 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$83.3M
Employees--
Clients--
DateFeb 2006
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$366.5M
Employees--
Clients--
DateSep 2005
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$461.6M
Employees--
Clients--
DateFeb 2005
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$450.7M
Employees--
Clients--
DateJan 2005
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$450.7M
Employees--
Clients--
DateMay 2002
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees10
Clients--
DateSep 2001
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients--
DateAug 2001
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients--
DateJul 2001
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients--
DateMay 2001
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients--