SOVEREIGN HOLDINGS LLC
Legal name: SOVEREIGN ADVISERS
CRD #111049 SEC #801-20028 CHARLOTTE, NC 704-366-1091
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
--
Clients
0
Accounts
1,200
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKS, ROBERT, PATRICK | I | CHAIRMAN | NA | Control |
| BROOKS, ROBERT, PATRICK | I | CHAIRMAN | NA | Control |
| BROOKS, ROBERT, PATRICK | I | CHAIRMAN | NA | Control |
| COBB, GREGORY, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COBB, GREGORY, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COBB, GREGORY, HAMILTON | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| COBB, GREGORY, HAMILTON | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| COBB, GREGORY, HAMILTON | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| FISHER, JOHN, WILSON | I | CEO/CHAIRMAN | NA | Control |
| FISHER, JOHN, WILSON | I | CEO/CHAIRMAN | NA | Control |
| GEVRY, BRIAN, LEE | I | DIRECTOR | NA | Control |
| GEVRY, BRIAN, LEE | I | DIRECTOR | NA | Control |
| GEVRY, BRIAN, LEE | I | DIRECTOR | NA | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT | NA | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, ELECTED MANAGER | NA | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, ELECTED MANAGER | NA | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, ELECTED MANAGER | NA | Control |
| WALSH, JOHN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, JOHN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, JOHN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, JOHN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIGHTMAN, NIGEL, DAVID | I | DIRECTOR | NA | Control |
| WIGHTMAN, NIGEL, DAVID | I | TITANIUM ASSET MANAGEMENT CORP. | NA | Control |
| WIGHTMAN, NIGEL, DAVID | I | TITANIUM ASSET MANAGEMENT CORP. | NA | Control |
| WIGHTMAN, NIGEL, DAVID | I | TITANIUM ASSET MANAGEMENT CORP. | NA | Control |
| TITANIUM ASSET MANAGEMENT CORP | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP. | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP. | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP. | DE | SHAREHOLDER | E | Control |
| TITANIUM ASSET MANAGEMENT CORP. | DE | SHAREHOLDER | E | Control |
| HINES, JEFFREY R. | DE | PRESIDENT | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CCO | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CCO | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT/CCO | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT | D | Control |
| HINES, JEFFREY, RANDALL | I | PRESIDENT | D | Control |
| HINES, ANDREA LIN | DE | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| HINES, ANDREA, LIN | I | ADMINISTRATIVE PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KANAWHA INSURANCE COMPANY | DE | PARTNER | B | |
| KIC COMPANY | DE | PARTNER | B | |
| KIC COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| THE SPRINGS COMPANY | DE | PARTNER | B | |
| SAUICKIE, JOHN, JOSEPH | I | ELECTED MANAGER | A | Control |
| SAUICKIE, JOHN, JOSEPH | I | ELECTED MANAGER | A | Control |
| SAUICKIE, JOHN, JOSEPH | I | ELECTED MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COBB, GREGORY HAMILTON | DE | SOVEREIGN HOLDINGS, LLC | F | Control |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| CLAL INSURANCE ENTERPRISES HOLDINGS LTD | FE | CLAL FINANCE | E | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| DANKNER, NOCHI | I | GANDEN HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB DEVELOPMENT CORPORATION LTD | FE | CLAL INSURANCE ENTERPRISES HOLDINGS LTD. | D | |
| IDB HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDINGS HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDINGS HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| IDB HOLDINGS HOLDING CORPORATION LTD | FE | IDB DEVELOPMENT CORPORATION LTD. | D | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| CLAL FINANCE LTD. | FE | TITANIUM ASSET MANAGEMENT | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C | |
| GANDEN HOLDINGS LTD | FE | IDB HOLDING CORPORATION LTD. | C |
Registrations
Federal
IA
Jan 24, 2007 REGISTERED
Notice Filings (40)
AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MA MD MI MN MO MS NC NE NJ NM NV NY OH PA PR RI SC TN TX UT VA WA WI
Address
3440 TORINGDON WAYSUITE 308
CHARLOTTE, NC 28277
USA
Phone: 704-366-1091