LM WATERHOUSE & CO., INC.
Legal name: WATERHOUSE LM & CO INC
CRD #111053 SEC #801-16035 VALHALLA, NY 9149605635
SEC Registered
Total AUM
$300M
Discretionary
$150M
Employees
3
Clients
0
Accounts
10
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2019 | $300M | $150M | $150M | 3 | 0 |
| Jun 2018 | $300M | $200M | $100M | 3 | 0 |
| Oct 2017 | $295M | $195M | $100M | 3 | 5 |
| Oct 2017 | $295M | $195M | $100M | 3 | 5 |
| Mar 2017 | $295M | $195M | $100M | 3 | 1 |
| May 2016 | $310M | $160M | $150M | 3 | 1 |
| Apr 2015 | $298M | $140M | $158M | 3 | 1 |
| Feb 2014 | $325M | $165M | $160M | 3 | 1 |
| Mar 2013 | $176M | $26M | $150M | 3 | 1 |
| Feb 2012 | $177M | $27M | $150M | 1 | 1 |
| Apr 2009 | $147.5M | $68M | $79.5M | 5 | -- |
| Apr 2007 | $254M | $119M | $135M | 5 | -- |
| Mar 2006 | $209.8M | $109.8M | $100M | 5 | -- |
| Sep 2005 | $173.2M | $93.2M | $80M | 5 | -- |
| Jan 2005 | $157.5M | $82.5M | $75M | 5 | -- |
| Aug 2004 | $150M | $75M | $75M | 5 | -- |
| May 2002 | $191M | $91M | $100M | 5 | -- |
| Jul 2001 | $191M | $91M | $100M | 5 | -- |
DateMay 2019
Total AUM$300M
Discretionary$150M
Non-Disc.$150M
Employees3
Clients0
DateJun 2018
Total AUM$300M
Discretionary$200M
Non-Disc.$100M
Employees3
Clients0
DateOct 2017
Total AUM$295M
Discretionary$195M
Non-Disc.$100M
Employees3
Clients5
DateOct 2017
Total AUM$295M
Discretionary$195M
Non-Disc.$100M
Employees3
Clients5
DateMar 2017
Total AUM$295M
Discretionary$195M
Non-Disc.$100M
Employees3
Clients1
DateMay 2016
Total AUM$310M
Discretionary$160M
Non-Disc.$150M
Employees3
Clients1
DateApr 2015
Total AUM$298M
Discretionary$140M
Non-Disc.$158M
Employees3
Clients1
DateFeb 2014
Total AUM$325M
Discretionary$165M
Non-Disc.$160M
Employees3
Clients1
DateMar 2013
Total AUM$176M
Discretionary$26M
Non-Disc.$150M
Employees3
Clients1
DateFeb 2012
Total AUM$177M
Discretionary$27M
Non-Disc.$150M
Employees1
Clients1
DateApr 2009
Total AUM$147.5M
Discretionary$68M
Non-Disc.$79.5M
Employees5
Clients--
DateApr 2007
Total AUM$254M
Discretionary$119M
Non-Disc.$135M
Employees5
Clients--
DateMar 2006
Total AUM$209.8M
Discretionary$109.8M
Non-Disc.$100M
Employees5
Clients--
DateSep 2005
Total AUM$173.2M
Discretionary$93.2M
Non-Disc.$80M
Employees5
Clients--
DateJan 2005
Total AUM$157.5M
Discretionary$82.5M
Non-Disc.$75M
Employees5
Clients--
DateAug 2004
Total AUM$150M
Discretionary$75M
Non-Disc.$75M
Employees5
Clients--
DateMay 2002
Total AUM$191M
Discretionary$91M
Non-Disc.$100M
Employees5
Clients--
DateJul 2001
Total AUM$191M
Discretionary$91M
Non-Disc.$100M
Employees5
Clients--