LM WATERHOUSE & CO., INC.
Legal name: WATERHOUSE LM & CO INC
CRD #111053 SEC #801-16035 VALHALLA, NY 9149605635
SEC Registered
Total AUM
$300M
Discretionary
$150M
Employees
3
Clients
0
Accounts
10
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROFF, CHRISTIN, ALANI | I | VICE PRESIDENT | NA | Control |
| GROFF, CHRISTIN, ALANI | I | VICE PRESIDENT | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| GROFF, KYLE, LANING | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, STEVEN, BRADLEY | I | VICE PRESIDENT - SECRETARY | NA | Control |
| LORD, STEVEN, BRADLEY | I | VICE PRESIDENT - SECRETARY | NA | Control |
| LORD, STEVEN, BRADLEY | I | VICE PRESIDENT - SECRETARY | NA | Control |
| LORD, STEVEN, BRADLEY | I | VICE PRESIDENT - SECRETARY | NA | Control |
| LORD, STEVEN, BRADLEY | I | VICE PRESIDENT - SECRETARY | NA | Control |
| WATERHOUSE, CHRISTIN, ALANI | I | VICE PRESIDENT | NA | Control |
| WATERHOUSE, CHRISTIN, ALANI | I | VICE PRESIDENT | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | VICE PRESIDENT | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | VICE PRESIDENT | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, KEVIN, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | PRESIDENT & COO | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | PRESIDENT & COO | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, PATRICK, ROBERT | I | CO - CHIEF EXECUTIVE OFFICER | NA | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CHAIRMAN | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CHAIRMAN | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
| WATERHOUSE, LAWRENCE, MICHAEL | I | CONSULTANT OF COUNSEL | E | Control |
Registrations
Federal
IA
May 14, 2019 REGISTERED
Notice Filings (1)
NY
Address
100 SUMMIT LAKE DRIVE SUITE 140VALHALLA, NY 15095
United States
Phone: 9149605635