RATIONAL ADVISORS, INC.
CRD #111452 SEC #801-60176 SAN JUAN, PR 6467578387
SEC Registered Private Funds Disclosures
Total AUM
$2.3B
Discretionary
$2.3B
Employees
12
Clients
0
Accounts
12
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $2.3B | $2.3B | $0 | 12 | 0 |
| Aug 2025 | $2.3B | $2.3B | $0 | 12 | 0 |
| Jun 2025 | $2.3B | $2.3B | $0 | 12 | 0 |
| Jun 2025 | $2.3B | $2.3B | $0 | 12 | 0 |
| Mar 2025 | $2.3B | $2.3B | $0 | 12 | 0 |
| Mar 2024 | $2.2B | $2.2B | $0 | 12 | 0 |
| Aug 2023 | $2.6B | $2.6B | $0 | 13 | 0 |
| Aug 2023 | $2.6B | $2.6B | $0 | 13 | 0 |
| Mar 2023 | $2.6B | $2.6B | $0 | 13 | 0 |
| Jul 2022 | $3B | $3B | $0 | 13 | 0 |
| Jul 2022 | $3B | $3B | $0 | 13 | 0 |
| Jun 2022 | $3B | $3B | $0 | 13 | 0 |
| Mar 2022 | $3B | $3B | $0 | 13 | 0 |
| Apr 2021 | $1.2B | $1.2B | $0 | 10 | 0 |
| Mar 2021 | $1.2B | $1.2B | $0 | 10 | 0 |
| Mar 2020 | $575.5M | $575.5M | $0 | 9 | 0 |
| May 2019 | $465.4M | $465.4M | $0 | 7 | 0 |
| Apr 2019 | $465.4M | $465.4M | $0 | 7 | 0 |
| Feb 2019 | $465.4M | $465.4M | $0 | 7 | 0 |
| Feb 2019 | $465.4M | $465.4M | $0 | 7 | 0 |
| Mar 2018 | $246.4M | $246.4M | $0 | 7 | 13 |
| Mar 2017 | $219.3M | $219.3M | $0 | 5 | 1 |
| Oct 2016 | $218.6M | $218.6M | $0 | 5 | 1 |
| Sep 2016 | $218.6M | $218.6M | $0 | 5 | 1 |
| Apr 2016 | $218.6M | $218.6M | $0 | 5 | 1 |
| Feb 2016 | $245M | $245M | $0 | 5 | 1 |
| Aug 2015 | $2B | $2B | $0 | 9 | 1 |
| May 2015 | $2B | $2B | $0 | 9 | 1 |
| Mar 2015 | $2B | $2B | $0 | 9 | 1 |
| Aug 2014 | $3.8B | $3.8B | $0 | 12 | 1 |
| Apr 2014 | $3.8B | $3.8B | $0 | 12 | 1 |
| Feb 2014 | $4.6B | $4.6B | $0 | 21 | 1 |
| Jul 2013 | $4.6B | $4.6B | $0 | 21 | 1 |
| Mar 2013 | $4.6B | $4.6B | $0 | 21 | 1 |
| Jul 2012 | $3.5B | $3.5B | $0 | 11 | 1 |
| Mar 2012 | $3.5B | $3.5B | $0 | 11 | 1 |
| Jun 2011 | $3.4B | $3.4B | $0 | -- | -- |
| Mar 2011 | $3.4B | $3.4B | $0 | -- | -- |
| Apr 2010 | $3.2B | $3.2B | $0 | -- | -- |
| Jan 2008 | $3.9B | $3.9B | $0 | -- | -- |
| Nov 2007 | $3.9B | $3.9B | $0 | -- | -- |
| Nov 2007 | $3.9B | $3.9B | $0 | -- | -- |
| Mar 2007 | $3.9B | $3.9B | $0 | -- | -- |
| Jan 2007 | $3.9B | $3.9B | $0 | -- | -- |
| Jan 2007 | $3.9B | $3.9B | $0 | -- | -- |
| Feb 2006 | $3.5B | $3.5B | $0 | -- | -- |
| Oct 2005 | $3.5B | $3.5B | $0 | -- | -- |
| Mar 2004 | $2.5B | $2.5B | $0 | -- | -- |
| May 2002 | $2.5B | $2.5B | $0 | -- | -- |
| Apr 2002 | $2.5B | $2.5B | $0 | -- | -- |
| Mar 2002 | $2.5B | $2.5B | $0 | -- | -- |
| Mar 2002 | $2.5B | $2.5B | $0 | -- | -- |
DateAug 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$0
Employees12
Clients0
DateAug 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$0
Employees12
Clients0
DateJun 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$0
Employees12
Clients0
DateJun 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$0
Employees12
Clients0
DateMar 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$0
Employees12
Clients0
DateMar 2024
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$0
Employees12
Clients0
DateAug 2023
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees13
Clients0
DateAug 2023
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees13
Clients0
DateMar 2023
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees13
Clients0
DateJul 2022
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees13
Clients0
DateJul 2022
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees13
Clients0
DateJun 2022
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees13
Clients0
DateMar 2022
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees13
Clients0
DateApr 2021
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees10
Clients0
DateMar 2021
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees10
Clients0
DateMar 2020
Total AUM$575.5M
Discretionary$575.5M
Non-Disc.$0
Employees9
Clients0
DateMay 2019
Total AUM$465.4M
Discretionary$465.4M
Non-Disc.$0
Employees7
Clients0
DateApr 2019
Total AUM$465.4M
Discretionary$465.4M
Non-Disc.$0
Employees7
Clients0
DateFeb 2019
Total AUM$465.4M
Discretionary$465.4M
Non-Disc.$0
Employees7
Clients0
DateFeb 2019
Total AUM$465.4M
Discretionary$465.4M
Non-Disc.$0
Employees7
Clients0
DateMar 2018
Total AUM$246.4M
Discretionary$246.4M
Non-Disc.$0
Employees7
Clients13
DateMar 2017
Total AUM$219.3M
Discretionary$219.3M
Non-Disc.$0
Employees5
Clients1
DateOct 2016
Total AUM$218.6M
Discretionary$218.6M
Non-Disc.$0
Employees5
Clients1
DateSep 2016
Total AUM$218.6M
Discretionary$218.6M
Non-Disc.$0
Employees5
Clients1
DateApr 2016
Total AUM$218.6M
Discretionary$218.6M
Non-Disc.$0
Employees5
Clients1
DateFeb 2016
Total AUM$245M
Discretionary$245M
Non-Disc.$0
Employees5
Clients1
DateAug 2015
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees9
Clients1
DateMay 2015
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees9
Clients1
DateMar 2015
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees9
Clients1
DateAug 2014
Total AUM$3.8B
Discretionary$3.8B
Non-Disc.$0
Employees12
Clients1
DateApr 2014
Total AUM$3.8B
Discretionary$3.8B
Non-Disc.$0
Employees12
Clients1
DateFeb 2014
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees21
Clients1
DateJul 2013
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees21
Clients1
DateMar 2013
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees21
Clients1
DateJul 2012
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees11
Clients1
DateMar 2012
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees11
Clients1
DateJun 2011
Total AUM$3.4B
Discretionary$3.4B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$3.4B
Discretionary$3.4B
Non-Disc.$0
Employees--
Clients--
DateApr 2010
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees--
Clients--
DateNov 2007
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees--
Clients--
DateNov 2007
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees--
Clients--
DateFeb 2006
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees--
Clients--
DateOct 2005
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees--
Clients--
DateMay 2002
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees--
Clients--
DateApr 2002
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees--
Clients--