THE PUTNEY FINANCIAL GROUP LLC
CRD #111639 SEC #801-62638 SAN RAFAEL, CA 415-460-1990
SEC Registered
Total AUM
$187.3M
Discretionary
$184.5M
Employees
7
Clients
101
Accounts
992
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $187.3M | $184.5M | $2.8M | 7 | 225 |
| Apr 2025 | $187.3M | $184.5M | $2.8M | 7 | 225 |
| Apr 2025 | $187.3M | $184.5M | $2.8M | 7 | 225 |
| Feb 2025 | $187.3M | $184.5M | $2.8M | 7 | 225 |
| Jan 2025 | $187.3M | $184.5M | $2.8M | 7 | 225 |
| Aug 2024 | $177.1M | $174.9M | $2.2M | 7 | 262 |
| Jun 2024 | $177.1M | $174.9M | $2.2M | 7 | 262 |
| Apr 2024 | $177.1M | $174.9M | $2.2M | 7 | 262 |
| Mar 2024 | $177.1M | $174.9M | $2.2M | 7 | 262 |
| Oct 2023 | $166.1M | $164.2M | $1.9M | 7 | 262 |
| Mar 2023 | $166.1M | $164.2M | $1.9M | 7 | 262 |
| Dec 2022 | $266.9M | $261.4M | $5.4M | 7 | 266 |
| Mar 2022 | $266.9M | $261.4M | $5.4M | 7 | 266 |
| Mar 2021 | $247.2M | $242.3M | $4.9M | 7 | 258 |
| Jun 2020 | $205.9M | $202.5M | $3.4M | 7 | 257 |
| Mar 2020 | $205.9M | $202.5M | $3.4M | 7 | 257 |
| Oct 2019 | $165.6M | $161.8M | $3.7M | 7 | 241 |
| Sep 2019 | $165.6M | $161.8M | $3.7M | 7 | 241 |
| Mar 2019 | $165.6M | $161.8M | $3.7M | 7 | 241 |
| Nov 2018 | $171.6M | $168.1M | $3.4M | 7 | 237 |
| Jun 2018 | $171.6M | $168.1M | $3.4M | 7 | 237 |
| Mar 2018 | $171.6M | $168.1M | $3.4M | 7 | 237 |
| Mar 2017 | $160.1M | $156.9M | $3.2M | 7 | 200 |
| Mar 2016 | $147.5M | $142.8M | $4.7M | 7 | 245 |
| Mar 2015 | $161.3M | $156.5M | $4.8M | 8 | 200 |
| Mar 2014 | $145.9M | $143.4M | $2.6M | 6 | 200 |
| Apr 2013 | $128.3M | $126.3M | $2M | 6 | 200 |
| Apr 2012 | $115.7M | $113.3M | $2.4M | 1 | 200 |
| Mar 2012 | $115.7M | $113.3M | $2.4M | 1 | 200 |
| Mar 2011 | $108.2M | $106.3M | $1.9M | 5 | -- |
| Feb 2011 | $97.8M | $95.9M | $1.9M | 5 | -- |
| Mar 2010 | $73.6M | $36.3M | $37.2M | 5 | -- |
| Jan 2010 | $73.6M | $36.3M | $37.2M | 5 | -- |
| Feb 2008 | $68.4M | $51M | $17.4M | 5 | -- |
| Nov 2007 | $57.4M | $43.8M | $13.6M | 5 | -- |
| Jan 2007 | $57.4M | $43.8M | $13.6M | 5 | -- |
| Sep 2005 | $46.3M | $33M | $13.3M | 10 | -- |
| Jan 2005 | $40.1M | $29.8M | $10.4M | 5 | -- |
| Dec 2003 | $29.1M | $25.6M | $3.6M | 5 | -- |
DateMay 2025
Total AUM$187.3M
Discretionary$184.5M
Non-Disc.$2.8M
Employees7
Clients225
DateApr 2025
Total AUM$187.3M
Discretionary$184.5M
Non-Disc.$2.8M
Employees7
Clients225
DateApr 2025
Total AUM$187.3M
Discretionary$184.5M
Non-Disc.$2.8M
Employees7
Clients225
DateFeb 2025
Total AUM$187.3M
Discretionary$184.5M
Non-Disc.$2.8M
Employees7
Clients225
DateJan 2025
Total AUM$187.3M
Discretionary$184.5M
Non-Disc.$2.8M
Employees7
Clients225
DateAug 2024
Total AUM$177.1M
Discretionary$174.9M
Non-Disc.$2.2M
Employees7
Clients262
DateJun 2024
Total AUM$177.1M
Discretionary$174.9M
Non-Disc.$2.2M
Employees7
Clients262
DateApr 2024
Total AUM$177.1M
Discretionary$174.9M
Non-Disc.$2.2M
Employees7
Clients262
DateMar 2024
Total AUM$177.1M
Discretionary$174.9M
Non-Disc.$2.2M
Employees7
Clients262
DateOct 2023
Total AUM$166.1M
Discretionary$164.2M
Non-Disc.$1.9M
Employees7
Clients262
DateMar 2023
Total AUM$166.1M
Discretionary$164.2M
Non-Disc.$1.9M
Employees7
Clients262
DateDec 2022
Total AUM$266.9M
Discretionary$261.4M
Non-Disc.$5.4M
Employees7
Clients266
DateMar 2022
Total AUM$266.9M
Discretionary$261.4M
Non-Disc.$5.4M
Employees7
Clients266
DateMar 2021
Total AUM$247.2M
Discretionary$242.3M
Non-Disc.$4.9M
Employees7
Clients258
DateJun 2020
Total AUM$205.9M
Discretionary$202.5M
Non-Disc.$3.4M
Employees7
Clients257
DateMar 2020
Total AUM$205.9M
Discretionary$202.5M
Non-Disc.$3.4M
Employees7
Clients257
DateOct 2019
Total AUM$165.6M
Discretionary$161.8M
Non-Disc.$3.7M
Employees7
Clients241
DateSep 2019
Total AUM$165.6M
Discretionary$161.8M
Non-Disc.$3.7M
Employees7
Clients241
DateMar 2019
Total AUM$165.6M
Discretionary$161.8M
Non-Disc.$3.7M
Employees7
Clients241
DateNov 2018
Total AUM$171.6M
Discretionary$168.1M
Non-Disc.$3.4M
Employees7
Clients237
DateJun 2018
Total AUM$171.6M
Discretionary$168.1M
Non-Disc.$3.4M
Employees7
Clients237
DateMar 2018
Total AUM$171.6M
Discretionary$168.1M
Non-Disc.$3.4M
Employees7
Clients237
DateMar 2017
Total AUM$160.1M
Discretionary$156.9M
Non-Disc.$3.2M
Employees7
Clients200
DateMar 2016
Total AUM$147.5M
Discretionary$142.8M
Non-Disc.$4.7M
Employees7
Clients245
DateMar 2015
Total AUM$161.3M
Discretionary$156.5M
Non-Disc.$4.8M
Employees8
Clients200
DateMar 2014
Total AUM$145.9M
Discretionary$143.4M
Non-Disc.$2.6M
Employees6
Clients200
DateApr 2013
Total AUM$128.3M
Discretionary$126.3M
Non-Disc.$2M
Employees6
Clients200
DateApr 2012
Total AUM$115.7M
Discretionary$113.3M
Non-Disc.$2.4M
Employees1
Clients200
DateMar 2012
Total AUM$115.7M
Discretionary$113.3M
Non-Disc.$2.4M
Employees1
Clients200
DateMar 2011
Total AUM$108.2M
Discretionary$106.3M
Non-Disc.$1.9M
Employees5
Clients--
DateFeb 2011
Total AUM$97.8M
Discretionary$95.9M
Non-Disc.$1.9M
Employees5
Clients--
DateMar 2010
Total AUM$73.6M
Discretionary$36.3M
Non-Disc.$37.2M
Employees5
Clients--
DateJan 2010
Total AUM$73.6M
Discretionary$36.3M
Non-Disc.$37.2M
Employees5
Clients--
DateFeb 2008
Total AUM$68.4M
Discretionary$51M
Non-Disc.$17.4M
Employees5
Clients--
DateNov 2007
Total AUM$57.4M
Discretionary$43.8M
Non-Disc.$13.6M
Employees5
Clients--
DateJan 2007
Total AUM$57.4M
Discretionary$43.8M
Non-Disc.$13.6M
Employees5
Clients--
DateSep 2005
Total AUM$46.3M
Discretionary$33M
Non-Disc.$13.3M
Employees10
Clients--
DateJan 2005
Total AUM$40.1M
Discretionary$29.8M
Non-Disc.$10.4M
Employees5
Clients--
DateDec 2003
Total AUM$29.1M
Discretionary$25.6M
Non-Disc.$3.6M
Employees5
Clients--