THE PUTNEY FINANCIAL GROUP LLC

CRD #111639 SEC #801-62638 SAN RAFAEL, CA 415-460-1990

SEC Registered

Total AUM

$187.3M

Discretionary

$184.5M

Employees

Clients

101

Accounts

992

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 5, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIEN, ECHO, CHIAPING	I	CHIEF COMPLIANCE OFFICER	NA	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	SOLE PROPRIETOR	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	CHIEF COMPLIANCE OFFICER	E	Control
LENT, RAYMOND, LAWRENCE	I	MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control
LENT, RAYMOND, LAWRENCE	I	FOUNDER/MANAGING MEMBER	E	Control

Registrations

Federal

May 5, 2025 REGISTERED

Notice Filings (8)

AL CA FL NM NV OR TX WA

Address

100 SMITH RANCH ROAD
SUITE 110
SAN RAFAEL, CA 94903
United States

Phone: 415-460-1990