THE KOCEN FINANCIAL GROUP, INC.
CRD #112129 SEC #801-64553 RANCHO MIRAGE, CA 760-324-4015
SEC Registered
Total AUM
$163.4M
Discretionary
$163.4M
Employees
5
Clients
51
Accounts
721
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $163.4M | $163.4M | $0 | 5 | 1 |
| Dec 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Oct 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Oct 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Oct 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Aug 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Aug 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Jul 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Mar 2024 | $140.3M | $140.3M | $0 | 5 | 2 |
| Nov 2023 | $122.5M | $122.5M | $0 | 8 | 2 |
| Mar 2023 | $122.5M | $122.5M | $0 | 8 | 2 |
| Dec 2022 | $140.7M | $140.7M | $0 | 7 | 3 |
| Apr 2022 | $140.7M | $140.7M | $0 | 7 | 3 |
| Mar 2022 | $140.7M | $140.7M | $0 | 7 | 3 |
| Mar 2021 | $280.4M | $280.4M | $0 | 8 | 0 |
| Jun 2020 | $242.8M | $242.8M | $0 | 8 | 0 |
| Mar 2020 | $242.8M | $242.8M | $0 | 8 | 0 |
| Dec 2019 | $193.4M | $193.4M | $0 | 7 | 0 |
| Nov 2019 | $193.4M | $193.4M | $0 | 7 | 0 |
| May 2019 | $193.4M | $193.4M | $0 | 7 | 0 |
| Mar 2019 | $193.4M | $193.4M | $0 | 7 | 0 |
| Nov 2018 | $186M | $186M | $0 | 7 | 0 |
| Mar 2018 | $186M | $186M | $0 | 7 | 0 |
| Sep 2017 | $148.2M | $148.2M | $0 | 8 | 300 |
| Mar 2017 | $148.2M | $148.2M | $0 | 8 | 300 |
| Mar 2016 | $128.6M | $128.6M | $0 | 7 | 500 |
| Dec 2015 | $117.3M | $117.3M | $0 | 7 | 200 |
| Nov 2015 | $117.3M | $117.3M | $0 | 7 | 200 |
| Mar 2015 | $117.3M | $117.3M | $0 | 7 | 200 |
| Mar 2014 | $104.7M | $104.7M | $0 | 7 | 500 |
| Feb 2013 | $108.7M | $108.7M | $0 | 3 | 300 |
| Mar 2012 | $100.4M | $97.9M | $2.5M | 6 | 300 |
| Apr 2011 | $82.5M | $82.5M | $0 | 10 | -- |
| Feb 2009 | $47.3M | $47.3M | $0 | 10 | -- |
| Jan 2007 | $63.5M | $12.8M | $50.7M | 5 | -- |
DateMar 2025
Total AUM$163.4M
Discretionary$163.4M
Non-Disc.$0
Employees5
Clients1
DateDec 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateOct 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateOct 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateOct 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateAug 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateAug 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateJul 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateMar 2024
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees5
Clients2
DateNov 2023
Total AUM$122.5M
Discretionary$122.5M
Non-Disc.$0
Employees8
Clients2
DateMar 2023
Total AUM$122.5M
Discretionary$122.5M
Non-Disc.$0
Employees8
Clients2
DateDec 2022
Total AUM$140.7M
Discretionary$140.7M
Non-Disc.$0
Employees7
Clients3
DateApr 2022
Total AUM$140.7M
Discretionary$140.7M
Non-Disc.$0
Employees7
Clients3
DateMar 2022
Total AUM$140.7M
Discretionary$140.7M
Non-Disc.$0
Employees7
Clients3
DateMar 2021
Total AUM$280.4M
Discretionary$280.4M
Non-Disc.$0
Employees8
Clients0
DateJun 2020
Total AUM$242.8M
Discretionary$242.8M
Non-Disc.$0
Employees8
Clients0
DateMar 2020
Total AUM$242.8M
Discretionary$242.8M
Non-Disc.$0
Employees8
Clients0
DateDec 2019
Total AUM$193.4M
Discretionary$193.4M
Non-Disc.$0
Employees7
Clients0
DateNov 2019
Total AUM$193.4M
Discretionary$193.4M
Non-Disc.$0
Employees7
Clients0
DateMay 2019
Total AUM$193.4M
Discretionary$193.4M
Non-Disc.$0
Employees7
Clients0
DateMar 2019
Total AUM$193.4M
Discretionary$193.4M
Non-Disc.$0
Employees7
Clients0
DateNov 2018
Total AUM$186M
Discretionary$186M
Non-Disc.$0
Employees7
Clients0
DateMar 2018
Total AUM$186M
Discretionary$186M
Non-Disc.$0
Employees7
Clients0
DateSep 2017
Total AUM$148.2M
Discretionary$148.2M
Non-Disc.$0
Employees8
Clients300
DateMar 2017
Total AUM$148.2M
Discretionary$148.2M
Non-Disc.$0
Employees8
Clients300
DateMar 2016
Total AUM$128.6M
Discretionary$128.6M
Non-Disc.$0
Employees7
Clients500
DateDec 2015
Total AUM$117.3M
Discretionary$117.3M
Non-Disc.$0
Employees7
Clients200
DateNov 2015
Total AUM$117.3M
Discretionary$117.3M
Non-Disc.$0
Employees7
Clients200
DateMar 2015
Total AUM$117.3M
Discretionary$117.3M
Non-Disc.$0
Employees7
Clients200
DateMar 2014
Total AUM$104.7M
Discretionary$104.7M
Non-Disc.$0
Employees7
Clients500
DateFeb 2013
Total AUM$108.7M
Discretionary$108.7M
Non-Disc.$0
Employees3
Clients300
DateMar 2012
Total AUM$100.4M
Discretionary$97.9M
Non-Disc.$2.5M
Employees6
Clients300
DateApr 2011
Total AUM$82.5M
Discretionary$82.5M
Non-Disc.$0
Employees10
Clients--
DateFeb 2009
Total AUM$47.3M
Discretionary$47.3M
Non-Disc.$0
Employees10
Clients--
DateJan 2007
Total AUM$63.5M
Discretionary$12.8M
Non-Disc.$50.7M
Employees5
Clients--