THE KOCEN FINANCIAL GROUP, INC.
CRD #112129 SEC #801-64553 RANCHO MIRAGE, CA 760-324-4015
SEC Registered
Total AUM
$163.4M
Discretionary
$163.4M
Employees
5
Clients
51
Accounts
721
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Tsikman, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | DE | OWNER | E | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, BRYAN, STUART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
| KOCEN, GAIL, GORDON | I | EXECUTIVE VP | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
| KOCEN, BRYAN, STUART | I | THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018 | F | Control |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (10)
CA IL MA MD NE NY PA TX UT VA
Address
35900 BOB HOPE DR., SUITE 202RANCHO MIRAGE, CA 92270-1767
United States
Phone: 760-324-4015