TRIBECA FINANCIAL, LLC
CRD #113245 SEC #801-60441 MESA, AZ 480-553-6247
SEC Registered
Total AUM
$202.6M
Discretionary
$136.8M
Employees
6
Clients
251
Accounts
531
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $202.6M | $136.8M | $65.8M | 6 | 0 |
| Apr 2024 | $188M | $128.8M | $59.1M | 6 | 0 |
| Mar 2024 | $188M | $128.8M | $59.1M | 5 | 0 |
| Mar 2024 | $188M | $128.8M | $59.1M | 5 | 0 |
| Dec 2023 | $144.8M | $89.1M | $55.8M | 5 | 0 |
| Apr 2023 | $144.8M | $89.1M | $55.8M | 5 | 0 |
| Apr 2023 | $144.8M | $89.1M | $55.8M | 5 | 0 |
| Mar 2023 | $144.8M | $89.1M | $55.8M | 5 | 0 |
| May 2022 | $172.3M | $81.4M | $90.9M | 5 | 0 |
| Mar 2022 | $172.3M | $81.4M | $90.9M | 5 | 0 |
| Mar 2021 | $150.6M | $112.1M | $38.5M | 6 | 0 |
| Jun 2020 | $156.7M | $114.7M | $42M | 7 | 0 |
| Mar 2020 | $156.7M | $114.7M | $42M | 7 | 0 |
| Sep 2019 | $172.8M | $127.1M | $45.8M | 8 | 0 |
| Mar 2019 | $172.8M | $127.1M | $45.8M | 8 | 0 |
| Mar 2018 | $144.9M | $114.4M | $30.4M | 8 | 0 |
| Mar 2017 | $127.3M | $97.7M | $29.7M | 8 | 311 |
| Nov 2016 | $121.9M | $92.4M | $29.5M | 7 | 301 |
| Jun 2016 | $121.9M | $92.4M | $29.5M | 7 | 301 |
| Feb 2016 | $121.9M | $92.4M | $29.5M | 7 | 301 |
| Mar 2015 | $125.1M | $89.1M | $36M | 7 | 250 |
| Mar 2014 | $125.1M | $89.1M | $36M | 7 | 250 |
| Mar 2013 | $111.8M | $71.7M | $40.2M | 3 | 250 |
| Mar 2013 | $111.8M | $71.7M | $40.2M | 3 | 250 |
| Apr 2012 | $111.1M | $53.7M | $57.5M | 1 | 150 |
| Mar 2012 | $111.1M | $53.7M | $57.5M | 1 | 150 |
| Aug 2011 | $116.2M | $59.9M | $56.3M | 5 | -- |
| Sep 2010 | $40.6M | $40.6M | $0 | 5 | -- |
| Mar 2008 | $112M | $110M | $2M | 5 | -- |
| Nov 2007 | $79.5M | $79.5M | $78.8K | 5 | -- |
| Jun 2007 | $79.5M | $79.5M | $78.8K | 5 | -- |
| May 2007 | $79.5M | $79.5M | $78.8K | 5 | -- |
| Mar 2007 | $79.5M | $79.5M | $78.8K | 5 | -- |
| Jun 2005 | $40M | $40M | $0 | 5 | -- |
| Mar 2004 | $26.5M | $26.5M | $0 | 5 | -- |
| Mar 2002 | $85M | $85M | $0 | 5 | -- |
| Jul 2001 | $84M | $4M | $80M | 5 | -- |
DateMar 2025
Total AUM$202.6M
Discretionary$136.8M
Non-Disc.$65.8M
Employees6
Clients0
DateApr 2024
Total AUM$188M
Discretionary$128.8M
Non-Disc.$59.1M
Employees6
Clients0
DateMar 2024
Total AUM$188M
Discretionary$128.8M
Non-Disc.$59.1M
Employees5
Clients0
DateMar 2024
Total AUM$188M
Discretionary$128.8M
Non-Disc.$59.1M
Employees5
Clients0
DateDec 2023
Total AUM$144.8M
Discretionary$89.1M
Non-Disc.$55.8M
Employees5
Clients0
DateApr 2023
Total AUM$144.8M
Discretionary$89.1M
Non-Disc.$55.8M
Employees5
Clients0
DateApr 2023
Total AUM$144.8M
Discretionary$89.1M
Non-Disc.$55.8M
Employees5
Clients0
DateMar 2023
Total AUM$144.8M
Discretionary$89.1M
Non-Disc.$55.8M
Employees5
Clients0
DateMay 2022
Total AUM$172.3M
Discretionary$81.4M
Non-Disc.$90.9M
Employees5
Clients0
DateMar 2022
Total AUM$172.3M
Discretionary$81.4M
Non-Disc.$90.9M
Employees5
Clients0
DateMar 2021
Total AUM$150.6M
Discretionary$112.1M
Non-Disc.$38.5M
Employees6
Clients0
DateJun 2020
Total AUM$156.7M
Discretionary$114.7M
Non-Disc.$42M
Employees7
Clients0
DateMar 2020
Total AUM$156.7M
Discretionary$114.7M
Non-Disc.$42M
Employees7
Clients0
DateSep 2019
Total AUM$172.8M
Discretionary$127.1M
Non-Disc.$45.8M
Employees8
Clients0
DateMar 2019
Total AUM$172.8M
Discretionary$127.1M
Non-Disc.$45.8M
Employees8
Clients0
DateMar 2018
Total AUM$144.9M
Discretionary$114.4M
Non-Disc.$30.4M
Employees8
Clients0
DateMar 2017
Total AUM$127.3M
Discretionary$97.7M
Non-Disc.$29.7M
Employees8
Clients311
DateNov 2016
Total AUM$121.9M
Discretionary$92.4M
Non-Disc.$29.5M
Employees7
Clients301
DateJun 2016
Total AUM$121.9M
Discretionary$92.4M
Non-Disc.$29.5M
Employees7
Clients301
DateFeb 2016
Total AUM$121.9M
Discretionary$92.4M
Non-Disc.$29.5M
Employees7
Clients301
DateMar 2015
Total AUM$125.1M
Discretionary$89.1M
Non-Disc.$36M
Employees7
Clients250
DateMar 2014
Total AUM$125.1M
Discretionary$89.1M
Non-Disc.$36M
Employees7
Clients250
DateMar 2013
Total AUM$111.8M
Discretionary$71.7M
Non-Disc.$40.2M
Employees3
Clients250
DateMar 2013
Total AUM$111.8M
Discretionary$71.7M
Non-Disc.$40.2M
Employees3
Clients250
DateApr 2012
Total AUM$111.1M
Discretionary$53.7M
Non-Disc.$57.5M
Employees1
Clients150
DateMar 2012
Total AUM$111.1M
Discretionary$53.7M
Non-Disc.$57.5M
Employees1
Clients150
DateAug 2011
Total AUM$116.2M
Discretionary$59.9M
Non-Disc.$56.3M
Employees5
Clients--
DateSep 2010
Total AUM$40.6M
Discretionary$40.6M
Non-Disc.$0
Employees5
Clients--
DateMar 2008
Total AUM$112M
Discretionary$110M
Non-Disc.$2M
Employees5
Clients--
DateNov 2007
Total AUM$79.5M
Discretionary$79.5M
Non-Disc.$78.8K
Employees5
Clients--
DateJun 2007
Total AUM$79.5M
Discretionary$79.5M
Non-Disc.$78.8K
Employees5
Clients--
DateMay 2007
Total AUM$79.5M
Discretionary$79.5M
Non-Disc.$78.8K
Employees5
Clients--
DateMar 2007
Total AUM$79.5M
Discretionary$79.5M
Non-Disc.$78.8K
Employees5
Clients--
DateJun 2005
Total AUM$40M
Discretionary$40M
Non-Disc.$0
Employees5
Clients--
DateMar 2004
Total AUM$26.5M
Discretionary$26.5M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$85M
Discretionary$85M
Non-Disc.$0
Employees5
Clients--
DateJul 2001
Total AUM$84M
Discretionary$4M
Non-Disc.$80M
Employees5
Clients--