TRIBECA FINANCIAL, LLC

CRD #113245 SEC #801-60441 MESA, AZ 480-553-6247

SEC Registered

Total AUM

$202.6M

Discretionary

$136.8M

Employees

Clients

251

Accounts

531

Firm Details

Organization Type: Limited Liability Company
State of Formation: Arizona
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 26, 2025
Branch Offices: 2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ORENZOFF, JASON, SERGE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ORENZOFF, JASON, SERGE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ORENZOFF, JASON, SERGE	I	CHIEF COMPLIANCE OFFICER	NA	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF FINANCIAL SERVICES, LLC	DE	OWNER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
RICEDORFF, RYAN, J	I	CHIEF COMPLIANCE OFFICER	E	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
CAMPBELL, CRAIG, RICHARD	I	MEMBER	D	Control
HAWKINS FINANCIAL SERVICES, LLC	DE	OWNER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HUISH, KARL, NATHAN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control
RICEDORFF, RYAN, J	I	RICEDORFF FINANCIAL SERVICES, LLC	E	Control

Registrations

Federal

Mar 26, 2025 REGISTERED

Notice Filings (8)

AZ CA FL NV TX UT VA WA

Address

2812 N. NORWALK
STE 103
MESA, AZ 85215
United States

Phone: 480-553-6247