ALLEGIANCE FINANCIAL GROUP, INC.
Legal name: RICHARD BROTHERS, FINANCIAL ADVISORS
CRD #113826 SEC #801-122718 SOUTH PORTLAND, ME 207-879-2352
SEC Registered
Total AUM
$145.9M
Discretionary
$141.7M
Employees
10
Clients
101
Accounts
403
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, RANDALL, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | C | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | C | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | C | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | C | Control |
| RICHARD, NEAL, PATRICK | I | MANAGING DIRECTOR | C | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (5)
FL MA ME NH TX
Address
50 DONALD B. DEAN DRIVESUITE ONE
SOUTH PORTLAND, ME 04106
United States
Phone: 207-879-2352