ALLEGIANCE FINANCIAL GROUP, INC.
Legal name: RICHARD BROTHERS, FINANCIAL ADVISORS
CRD #113826 SEC #801-122718 SOUTH PORTLAND, ME 207-879-2352
SEC Registered
Total AUM
$145.9M
Discretionary
$141.7M
Employees
10
Clients
101
Accounts
403
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $145.9M | $141.7M | $4.3M | 10 | 18 |
| Mar 2024 | $130.2M | $126.3M | $3.9M | 10 | 17 |
| Mar 2023 | $104.3M | $101.4M | $2.9M | 10 | 2 |
| Mar 2022 | $145.3M | $130M | $15.3M | 8 | 3 |
| Oct 2021 | $137M | $87.4M | $49.6M | 8 | 5 |
| Apr 2017 | $69.4M | $51.3M | $18M | 10 | 120 |
| Mar 2017 | $69.4M | $51.3M | $18M | 10 | 120 |
| Mar 2017 | $69.4M | $51.3M | $18M | 10 | 120 |
| Jan 2017 | $59.1M | $50.6M | $8.6M | 10 | 120 |
| Dec 2016 | $59.1M | $50.6M | $8.6M | 10 | 120 |
| Nov 2016 | $59.1M | $50.6M | $8.6M | 10 | 120 |
| Jul 2016 | $59.1M | $50.6M | $8.6M | 10 | 26 |
| Mar 2016 | $59.1M | $50.6M | $8.6M | 10 | 26 |
| Mar 2015 | $96M | $68M | $28M | 8 | 100 |
| Mar 2014 | $104.4M | $76.7M | $27.7M | 7 | 100 |
| Mar 2013 | $116.6M | $79.1M | $37.4M | 7 | 100 |
| Mar 2012 | $105.6M | $73.8M | $31.8M | 6 | 127 |
| Mar 2011 | $109M | $90.6M | $18.4M | 10 | -- |
| Dec 2010 | $42.4M | $42.4M | $0 | 10 | -- |
DateMar 2025
Total AUM$145.9M
Discretionary$141.7M
Non-Disc.$4.3M
Employees10
Clients18
DateMar 2024
Total AUM$130.2M
Discretionary$126.3M
Non-Disc.$3.9M
Employees10
Clients17
DateMar 2023
Total AUM$104.3M
Discretionary$101.4M
Non-Disc.$2.9M
Employees10
Clients2
DateMar 2022
Total AUM$145.3M
Discretionary$130M
Non-Disc.$15.3M
Employees8
Clients3
DateOct 2021
Total AUM$137M
Discretionary$87.4M
Non-Disc.$49.6M
Employees8
Clients5
DateApr 2017
Total AUM$69.4M
Discretionary$51.3M
Non-Disc.$18M
Employees10
Clients120
DateMar 2017
Total AUM$69.4M
Discretionary$51.3M
Non-Disc.$18M
Employees10
Clients120
DateMar 2017
Total AUM$69.4M
Discretionary$51.3M
Non-Disc.$18M
Employees10
Clients120
DateJan 2017
Total AUM$59.1M
Discretionary$50.6M
Non-Disc.$8.6M
Employees10
Clients120
DateDec 2016
Total AUM$59.1M
Discretionary$50.6M
Non-Disc.$8.6M
Employees10
Clients120
DateNov 2016
Total AUM$59.1M
Discretionary$50.6M
Non-Disc.$8.6M
Employees10
Clients120
DateJul 2016
Total AUM$59.1M
Discretionary$50.6M
Non-Disc.$8.6M
Employees10
Clients26
DateMar 2016
Total AUM$59.1M
Discretionary$50.6M
Non-Disc.$8.6M
Employees10
Clients26
DateMar 2015
Total AUM$96M
Discretionary$68M
Non-Disc.$28M
Employees8
Clients100
DateMar 2014
Total AUM$104.4M
Discretionary$76.7M
Non-Disc.$27.7M
Employees7
Clients100
DateMar 2013
Total AUM$116.6M
Discretionary$79.1M
Non-Disc.$37.4M
Employees7
Clients100
DateMar 2012
Total AUM$105.6M
Discretionary$73.8M
Non-Disc.$31.8M
Employees6
Clients127
DateMar 2011
Total AUM$109M
Discretionary$90.6M
Non-Disc.$18.4M
Employees10
Clients--
DateDec 2010
Total AUM$42.4M
Discretionary$42.4M
Non-Disc.$0
Employees10
Clients--