DICK RIVERA & ASSOCIATES, LLC
Legal name: DICK RIVERA & ASSOCIATES
CRD #114409 SEC #801-112979 PENSACOLA BEACH, FL 972-380-9550
SEC Registered Disclosures
Total AUM
$155M
Discretionary
$155M
Employees
2
Clients
0
Accounts
263
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $155M | $155M | $0 | 2 | 0 |
| Dec 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Nov 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Oct 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Oct 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Jun 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Jun 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Feb 2024 | $144.2M | $144.2M | $0 | 2 | 0 |
| Oct 2023 | $131.1M | $131.1M | $0 | 2 | 0 |
| Feb 2023 | $131.1M | $131.1M | $0 | 2 | 0 |
| Feb 2022 | $144.2M | $144.2M | $0 | 2 | 0 |
| Apr 2021 | $128.4M | $128.4M | $0 | 2 | 0 |
| Apr 2021 | $128.4M | $128.4M | $0 | 2 | 0 |
| Mar 2021 | $128.4M | $128.4M | $0 | 2 | 0 |
| Jun 2020 | $123.7M | $123.7M | $0 | 2 | 0 |
| Feb 2020 | $123.7M | $123.7M | $0 | 2 | 0 |
| Mar 2019 | $114.5M | $114.5M | $0 | 2 | 0 |
| May 2018 | $114.1M | $114.1M | $0 | 2 | 0 |
| Mar 2018 | $114.1M | $114.1M | $0 | 2 | 0 |
DateMar 2025
Total AUM$155M
Discretionary$155M
Non-Disc.$0
Employees2
Clients0
DateDec 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateNov 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateOct 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateOct 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateJun 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateJun 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateFeb 2024
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateOct 2023
Total AUM$131.1M
Discretionary$131.1M
Non-Disc.$0
Employees2
Clients0
DateFeb 2023
Total AUM$131.1M
Discretionary$131.1M
Non-Disc.$0
Employees2
Clients0
DateFeb 2022
Total AUM$144.2M
Discretionary$144.2M
Non-Disc.$0
Employees2
Clients0
DateApr 2021
Total AUM$128.4M
Discretionary$128.4M
Non-Disc.$0
Employees2
Clients0
DateApr 2021
Total AUM$128.4M
Discretionary$128.4M
Non-Disc.$0
Employees2
Clients0
DateMar 2021
Total AUM$128.4M
Discretionary$128.4M
Non-Disc.$0
Employees2
Clients0
DateJun 2020
Total AUM$123.7M
Discretionary$123.7M
Non-Disc.$0
Employees2
Clients0
DateFeb 2020
Total AUM$123.7M
Discretionary$123.7M
Non-Disc.$0
Employees2
Clients0
DateMar 2019
Total AUM$114.5M
Discretionary$114.5M
Non-Disc.$0
Employees2
Clients0
DateMay 2018
Total AUM$114.1M
Discretionary$114.1M
Non-Disc.$0
Employees2
Clients0
DateMar 2018
Total AUM$114.1M
Discretionary$114.1M
Non-Disc.$0
Employees2
Clients0