RIA Intelligence

DICK RIVERA & ASSOCIATES, LLC

Legal name: DICK RIVERA & ASSOCIATES

CRD #114409 SEC #801-112979 PENSACOLA BEACH, FL 972-380-9550
SEC Registered Disclosures
Total AUM
$155M
Discretionary
$155M
Employees
2
Clients
0
Accounts
263
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RIVERA, RICHARD, THOMASISOLE PROPRIETOR AND CCOE Control
RIVERA, RICHARD, THOMASISOLE PROPRIETOR AND CCOE Control
RIVERA, RICHARD, THOMASISOLE PROPRIETOR AND CCOE Control
RIVERA, RICHARD, THOMASISOLE PROPRIETOR AND CCOE Control
RIVERA, RICHARD, THOMASISOLE PROPRIETOR AND CCOE Control
RIVERA, RICHARD, THOMASISOLE PROPRIETOR AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control
RIVERA, RICHARD, THOMASIMEMBER AND CCOE Control

Registrations

Federal

IA
Mar 5, 2025 REGISTERED

Notice Filings (4)

AL FL TN TX

Address

5 PORTOFINO DR.
SUITE 1803
PENSACOLA BEACH, FL 32561
United States
Phone: 972-380-9550