SOUNDVIEW ADVISORS, INC.
Legal name: SOUNDVIEW ADVISORS
CRD #114437 SEC #801-68960 OLYMPIA, WA 360-867-9890
SEC Registered
Total AUM
$408.1M
Discretionary
$343M
Employees
11
Clients
101
Accounts
1,084
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $408.1M | $343M | $65.1M | 11 | 0 |
| Mar 2025 | $408.1M | $343M | $65.1M | 11 | 0 |
| Oct 2024 | $345.1M | $293.8M | $51.3M | 11 | 0 |
| Mar 2024 | $345.1M | $293.8M | $51.3M | 11 | 0 |
| Mar 2023 | $290.8M | $259.6M | $31.2M | 12 | 0 |
| Mar 2022 | $314.4M | $287.8M | $26.6M | 12 | 0 |
| Nov 2021 | $282.8M | $276.4M | $6.4M | 11 | 0 |
| Nov 2021 | $282.8M | $276.4M | $6.4M | 11 | 0 |
| Mar 2021 | $282.8M | $276.4M | $6.4M | 11 | 0 |
| Jun 2020 | $246.4M | $240.1M | $6.3M | 11 | 0 |
| Mar 2020 | $246.4M | $240.1M | $6.3M | 11 | 0 |
| Mar 2019 | $209.5M | $205.5M | $4M | 11 | 0 |
| Feb 2018 | $233.4M | $233.4M | $0 | 11 | 0 |
| Sep 2017 | $207.1M | $207.1M | $0 | 9 | 100 |
| Feb 2017 | $207.1M | $207.1M | $0 | 9 | 100 |
| Dec 2016 | $191.1M | $191.1M | $0 | 7 | 100 |
| Feb 2016 | $191.1M | $191.1M | $0 | 7 | 100 |
| Jul 2015 | $203.3M | $203.3M | $0 | 9 | 100 |
| Jun 2015 | $203.3M | $203.3M | $0 | 10 | 100 |
| Feb 2015 | $195M | $195M | $0 | 10 | 100 |
| Dec 2014 | $182.6M | $182.6M | $0 | 10 | 100 |
| Mar 2014 | $182.6M | $182.6M | $0 | 10 | 100 |
| Mar 2014 | $182.6M | $182.6M | $0 | 10 | 100 |
| Jun 2013 | $160.3M | $160.3M | $0 | 9 | 26 |
| May 2013 | $160.3M | $160.3M | $0 | 9 | 26 |
| Mar 2013 | $160.3M | $160.3M | $0 | 9 | 26 |
| Jul 2012 | $144.7M | $144.7M | $0 | 6 | 26 |
| Mar 2012 | $144.7M | $144.7M | $0 | 6 | 26 |
| May 2011 | $144M | $144M | $0 | 10 | -- |
| Jun 2010 | $142.4M | $142.2M | $222.3K | 10 | -- |
| Mar 2010 | $142.4M | $142.2M | $222.3K | 10 | -- |
| Oct 2009 | $136.6M | $136.3M | $334K | 10 | -- |
| Feb 2009 | $136.6M | $136.3M | $334K | 10 | -- |
| Sep 2008 | $166.1M | $164M | $2.1M | 10 | -- |
DateSep 2025
Total AUM$408.1M
Discretionary$343M
Non-Disc.$65.1M
Employees11
Clients0
DateMar 2025
Total AUM$408.1M
Discretionary$343M
Non-Disc.$65.1M
Employees11
Clients0
DateOct 2024
Total AUM$345.1M
Discretionary$293.8M
Non-Disc.$51.3M
Employees11
Clients0
DateMar 2024
Total AUM$345.1M
Discretionary$293.8M
Non-Disc.$51.3M
Employees11
Clients0
DateMar 2023
Total AUM$290.8M
Discretionary$259.6M
Non-Disc.$31.2M
Employees12
Clients0
DateMar 2022
Total AUM$314.4M
Discretionary$287.8M
Non-Disc.$26.6M
Employees12
Clients0
DateNov 2021
Total AUM$282.8M
Discretionary$276.4M
Non-Disc.$6.4M
Employees11
Clients0
DateNov 2021
Total AUM$282.8M
Discretionary$276.4M
Non-Disc.$6.4M
Employees11
Clients0
DateMar 2021
Total AUM$282.8M
Discretionary$276.4M
Non-Disc.$6.4M
Employees11
Clients0
DateJun 2020
Total AUM$246.4M
Discretionary$240.1M
Non-Disc.$6.3M
Employees11
Clients0
DateMar 2020
Total AUM$246.4M
Discretionary$240.1M
Non-Disc.$6.3M
Employees11
Clients0
DateMar 2019
Total AUM$209.5M
Discretionary$205.5M
Non-Disc.$4M
Employees11
Clients0
DateFeb 2018
Total AUM$233.4M
Discretionary$233.4M
Non-Disc.$0
Employees11
Clients0
DateSep 2017
Total AUM$207.1M
Discretionary$207.1M
Non-Disc.$0
Employees9
Clients100
DateFeb 2017
Total AUM$207.1M
Discretionary$207.1M
Non-Disc.$0
Employees9
Clients100
DateDec 2016
Total AUM$191.1M
Discretionary$191.1M
Non-Disc.$0
Employees7
Clients100
DateFeb 2016
Total AUM$191.1M
Discretionary$191.1M
Non-Disc.$0
Employees7
Clients100
DateJul 2015
Total AUM$203.3M
Discretionary$203.3M
Non-Disc.$0
Employees9
Clients100
DateJun 2015
Total AUM$203.3M
Discretionary$203.3M
Non-Disc.$0
Employees10
Clients100
DateFeb 2015
Total AUM$195M
Discretionary$195M
Non-Disc.$0
Employees10
Clients100
DateDec 2014
Total AUM$182.6M
Discretionary$182.6M
Non-Disc.$0
Employees10
Clients100
DateMar 2014
Total AUM$182.6M
Discretionary$182.6M
Non-Disc.$0
Employees10
Clients100
DateMar 2014
Total AUM$182.6M
Discretionary$182.6M
Non-Disc.$0
Employees10
Clients100
DateJun 2013
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees9
Clients26
DateMay 2013
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees9
Clients26
DateMar 2013
Total AUM$160.3M
Discretionary$160.3M
Non-Disc.$0
Employees9
Clients26
DateJul 2012
Total AUM$144.7M
Discretionary$144.7M
Non-Disc.$0
Employees6
Clients26
DateMar 2012
Total AUM$144.7M
Discretionary$144.7M
Non-Disc.$0
Employees6
Clients26
DateMay 2011
Total AUM$144M
Discretionary$144M
Non-Disc.$0
Employees10
Clients--
DateJun 2010
Total AUM$142.4M
Discretionary$142.2M
Non-Disc.$222.3K
Employees10
Clients--
DateMar 2010
Total AUM$142.4M
Discretionary$142.2M
Non-Disc.$222.3K
Employees10
Clients--
DateOct 2009
Total AUM$136.6M
Discretionary$136.3M
Non-Disc.$334K
Employees10
Clients--
DateFeb 2009
Total AUM$136.6M
Discretionary$136.3M
Non-Disc.$334K
Employees10
Clients--
DateSep 2008
Total AUM$166.1M
Discretionary$164M
Non-Disc.$2.1M
Employees10
Clients--